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NYS Comptroller

THOMAS P. DiNAPOLI

Internal Control Task Force

Internal Audit Process Work Group

Under the leadership of staff drawn from State agency internal audit operations, this group is charged with developing and maintaining guidance and identifying best practices concerning most issues related to implementing the operational aspects of the audit standards of the Act. Major focus areas include audit planning and fieldwork processes to ensure appropriate coverage of internal control risks, audit documentation requirements and monitoring the implementation of audit recommendations.

Work Group Goals and Objectives

Hold your mouse pointer over the link so see a brief description of the objective or click the link to go to the objective page.

Guidance on risk-based audit planning

Guidance on reviewing internal controls

Guidance on monitoring audit findings

Guidance on maintaining audit documentation

Work Group Members

Task Force Contact

Co-Chair

Members

John Buyce

Richard Kaplan

Kenneth Lawrence

 

John McNulty

Kimberly McDonough

 

 

James Mitchell

 

 

Samuel Sonenberg

 

 

David Paniccia

 

 

Robert Kosky

 

 

Michael Gammans

 

 

Phyllis Linker