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Office of the New York State Comptroller

Agency Audits Issued By The Comptroller

Following is a list of all available audits issued prior to 4 years (prior to 10/24/2010)


Last updated: 10/23/2014 at 5:45:00 hrs

Agency List

Index:    A   B   C   D   E   F   G   H   I   J   K   L   M   N   O   P   Q   R   S   T   U   V   W   X   Y   Z 


Adirondack Park Institute
Administrative Board for the Offices of the Public Administrators
Advocate for Persons with Disabilities, Office of
Affordable Housing Corporation
Aging Research Inc.
Aging, New York City Department for the
Aging, Office for the
Aging, State Office for the
Agriculture and Markets, Department of
Agriculture and New York State Horse Breeding Development Fund
Albany Port District Commission
Alcoholic Beverage Control, Division of
Alcoholism and Substance Abuse Services, Office of
Amber Charter School
Archives Partnership Trust
Banking Department
Baruch College
Battery Park City Authority
Beginning with Children Charter School
Bronx Preparatory Charter School
Brooklyn Borough Public Library
Brooklyn Charter School
Budget, Division of the
Buffalo State College
Buffalo and Fort Erie Public Bridge Authority
Buffalo-Fort Erie Public Bridge Authority
Building Construction Agencies
Buildings, New York City Department of
CUNY Queens College
Capital District Transportation Authority
Carl C. Icahn Charter School
Central New York Regional Transportation Authority
Children and Family Services, Office of
City University Construction Fund
City University of New York
Citywide Administrative Services, New York City Department of
Citywide Administrative Services, New York City Division of
Civil Service, Department of
Cleaned-Fueled Vehicle Council
Commission of Correction
Community Facilities Project Guarantee Fund
Community Partnership Charter School
Consumer Affairs, New York City Department of
Contracts, New York City Mayor's Office of
Correction, New York City Department of
Correctional Services, Department of
Council on the Arts
Court Administration, Office of
Crime Victims Board
Criminal Justice Services, Division of
Cultural Affairs, New York City Department of
Deferred Compensation Board
Design and Construction, New York City Department of
Development Authority of the North Country
Division for Youth
Dormitory Authority
Dormitory Authority of the State of New York
Economic Development, Department of
Education, New York City Department of
Empire State Development Corporation
Empire State Plaza Performing Arts Center, Inc.
Employment, New York City Department of
Energy Conservation, Office of
Environmental Conservation, Department of
Environmental Facilities Corporation
Environmental Protection, New York City Department of
Erie County
Erie County Medical Center Corporation
Executive Mansion Trust
Explore Charter School
Facilities Development Corporation
Family Life Academy Charter School
Finance, New York City Department of
Foundation for Science, Technology and Innovation
Fuller Road Management Corporation
General Services, Office of
Governors Island Preservation and Education Corporation
Governor�s Traffic Safety Committee
Greater Rochester Community Transportation Foundation
Greenway Conservancy for the Hudson River Valley
Harbor Science and Arts Charter School
Health and Mental Hygiene, New York City Department of
Health, Department of
Health, New York City Department of
Higher Education Services Corporation
Higher Education Services Corporation - Tuition Assistance Program
Homeland Security and Emergency Services, Division of
Homeland Security, State Office of
Homeless Housing and Assistance Corporation
Homeless Services, New York City Department of
Housing Finance Agency
Housing Preservation and Development, New York City Department of
Housing Trust Fund Corporation
Housing and Community Renewal, Division of
Housing, Preservation and Development, New York City Department of
Hudson River Park Trust
Hudson River-Black River Regulating District
Human Rights, Division of
Industrial Exhibit Authority
Information Technology Services, Office of
Information Technology and Telecommunications, New York City Department of
Insurance Department
Investigation, New York City Department of
Job Development Authority
KIPP Academy Charter School
Labor Relations, New York City Office of
Labor, Department of
Law, Department of
Law, New York City Department of
Long Island Power Authority
Lottery, Division of the
MTA Bridges and Tunnels
Manhattan and Bronx Surface Transit Operating Authority
Mental Health, Office of
Mental Hygiene, Department of
Mental Retardation and Developmental Disabilities, Office of
Merrick Academy Charter School
Metropolitan Transportation Authority
Military and Naval Affairs, Division of
Miscellaneous
Mortgage Loan Enforcement and Administration Corporation
Motor Vehicles, Department of
Multi-Agency
Nassau County Interim Finance Authority
National and Community Service, Office of
Natural Heritage Trust
New York City Administration for Children's Services
New York City Administration for Children�s Services
New York City Board of Education
New York City Board of Elections
New York City Convention Center Operating Corporation
New York City Economic Development Corporation
New York City Financial Information Services Agency
New York City Fire Department
New York City Health and Hospitals Corporation
New York City Housing Development Corporation
New York City Human Resources Administration
New York City Municipal Water Finance Authority
New York City Off-Track Betting Corporation
New York City Police Department
New York City Public Administrators
New York City Public Library Systems
New York City School Construction Authority
New York City Taxi and Limousine Commission
New York City Technology Steering Committee
New York Convention Center Operating Corporation
New York Power Authority
New York Public Library
New York Racing Association
New York State Affordable Housing Corporation
New York State Board of Elections
New York State Bridge Authority
New York State Canal Corporation
New York State Energy Research and Development Authority
New York State Racing and Wagering Board
New York State Sports Authority
New York State Thoroughbred Breeding and Development Fund
New York State Thoroughbred Racing Capital Investment Fund
New York State Thruway Authority
Niagara Falls Bridge Commission
Niagara Frontier Transportation Authority
Not-For-Profit Health Insurance Companies
Ogdensburg Bridge and Port Authority
Olympic Regional Development Authority
Our World Neighbor Charter School
Parks and Recreation, New York City Department of
Parks, Recreation and Historic Preservation, Office of
Parole, Division of
People With Developmental Disabilities, Office for
Port Authority of New York and New Jersey
Port of Oswego Authority
Probation and Correctional Alternatives, Division of
Public Service Commission
Queens Borough Public Library System
Real Property Services, Office of
Research Foundation for Mental Hygiene
Research Foundation for the City University of New York
Research Foundation of the State University of New York
Rochester - Genesee Regional Transportation Authority
Rochester-Genesee Regional Transportation Authority
Roosevelt Island Operating Corporation
Roslyn Garbage District
Roswell Park Cancer Institute
Roswell Park Cancer Institute Corporation
Sanitation, New York City Department of
Sisulu-Walker Charter School of Harlem
Small Business Services, New York City Department of
Social Services, Department of
State Commission of Correction
State Education Department
State Emergency Management Office
State Inspector General, Office of the
State Insurance Fund
State Liquor Authority
State Police, Division of
State Racing and Wagering Board
State University Construction Fund
State University SUNY Administration of New York
State University of New York
State University of New York at Binghamton
State of New York Mortgage Agency
State, Department of
Tax Appeals, Division of
Taxation and Finance, Department of
Technology, Office for
Temporary and Disability Assistance, Office of
The Renaissance Charter School
Thousand Islands Bridge Authority
Town of Hempstead
Transportation, Department of
Transportation, New York City Department of
United HealthCare
United Nations Development Corporation
University at Albany Foundation
Urban Development Corporation
Various
Veterans' Affairs, Division of
Veterans� Affairs, Division of
Village of Avon
Waterfront Commission of New York Harbor
Welfare Research, Inc.
Westchester County
Workers Compensation Board
Workers' Compensation Board
Workers� Compensation Board
Youth and Community Development, New York City Department of




Adirondack Park Institute

Internal Controls Over Financial Operations

Issued 1/17/07


Administrative Board for the Offices of the Public Administrators

Richmond County Public Administrator: Selected Aspects of Estate Administration

Issued 1/13/04

Kings County Public Administrator: Selected Aspects of Estate Administration

Issued 4/19/04

Richmond County Public Administrator: Selected Aspects of Estate Administration (Follow-Up Report)

Issued 9/28/05

Kings County Public Administrator: Selected Aspects of Estate Administration (Follow-Up Report)

Issued 2/8/06


Advocate for Persons with Disabilities, Office of

Certification of Compliance with Internal Control Provisions

Issued 2/4/05


Affordable Housing Corporation

Affordable Home Ownership Development Program

Issued 5/23/96

Affordable Home Ownership Development Program (Follow-Up Review)

Issued 7/31/98


Aging Research Inc.

Selected Financial Practices

Issued 7/19/06


Aging, New York City Department for the

Provision of Nutritional Services

Issued 3/3/03

Provision of Nutritional Services (Follow-Up Review)

Issued 9/28/04

Services to the Elderly

Issued 5/9/97


Aging, Office for the

Coordination of Transportation for the Elderly (Follow-Up Review)

Issued 8/21/02

Ombudsman Program

Issued 8/16/07

Quality of Internal Control Certification

Issued 9/11/08

Ombudsman Program (Follow-Up Report)

Issued 7/2/09

Monitoring of Selected Programs

Issued 12/23/97

Staff Study: Aging of New York State's Population

Issued 10/9/98

Y2K Compliance: Consolidated Area Agency Reporting System

Issued 5/18/99

Coordination of Transportation for the Elderly

Issued 9/11/00

Monitoring of Selected Programs (Follow-Up Review)

Issued 3/08/01

Staff Study: Aging of New York State's Population (Follow-Up Review)

Issued 4/26/01


Aging, State Office for the

Certification of Compliance with Internal Control Provisions

Issued 2/7/06


Agriculture and Markets, Department of

Marketing Order Expenses and Revenues

Issued 11/21/01

Weights and Measures Program

Issued 1/16/02

Marketing Order Revenue and Expenses

Issued 1/9/04

Weights and Measures Program (Follow-Up Report)

Issued 11/23/04

Marketing Order Revenue and Expenses

Issued 6/17/05

New York State Cattle Health Assurance Program

Issued 7/7/05

Dairy Inspection Program

Issued 9/28/05

Marketing Order Revenue and Expenditures

Issued 6/26/07

New York State Cattle Health Assurance Program (Follow-Up Report)

Issued 1/17/08

Controls Over State Fair Payroll

Issued 4/10/08

Recycling Program

Issued 2/12/09

Environmental Protection Fund

Issued 7/30/09

Marketing Order Revenue, Expenses and Changes in Fund Balance

Issued 5/26/10

Food Safety Program

Issued 6/7/99

Y2K Compliance: Licensing/Registration System and Inspection/Testing System

Issued 6/18/99

Administration of Marketing Orders

Issued 3/31/00

Food Safety Program (Follow-Up Review)

Issued 9/29/00


Agriculture and New York State Horse Breeding Development Fund

Internal Controls Over Financial Operations

Issued 2/15/05


Albany Port District Commission

Internal Controls Over Financial Operations

Issued 8/22/06

Vehicle Acquisition, Use and Disposition

Issued 6/5/07


Alcoholic Beverage Control, Division of

Control Over Revenue

Issued 11/12/96


Alcoholism and Substance Abuse Services, Office of

Contract Management (Follow-Up Review)

Issued 4/9/03

Revenue Collection at Addiction Treatment Centers

Issued 8/19/04

Network Security Controls

Issued 11/6/07

Network Security Controls (Follow-Up Report)

Issued 1/16/09

Recycling Program

Issued 4/23/09

Chemical Dependency Program Payments to Selected Contractors in New York City

Issued 5/6/10

Contract with Daytop Village, Inc.

Issued 5/6/10

Contract with Greenwich House, Inc.

Issued 11/8/94

Contract with the Society of New York Hospital

Issued 2/14/95

Office of Alcoholism and Substance Abuse Services - Contract with the Hellenic American Neighborhood Action Committee, Inc.

Issued 6/30/95

Planning and Purchasing for the Management Information System

Issued 10/3/95

Case Study: Analysis of Two Substance Abuse Treatment Programs

Issued 2/15/96

Contract with Veritas Therapeutic Community, Inc.

Issued 7/15/96

Office of Alcoholism and Substance Abuse Services - Contract with the Outreach Development Corporation

Issued 2/14/97

Alcoholism Inpatient Rehabilitation Programs

Issued 9/29/97

Contract with the Legal Action Center of the City of New York, Inc.

Issued 2/20/98

Outcome Evaluation System for Treatment Programs

Issued 7/21/98

Contract with the National Development and Research Institutes, Inc.

Issued 10/9/98

Contract with the Addiction Research and Treatment Corporation, Inc.

Issued 4/1/99

Alcoholism Inpatient Rehabilitation Programs (Follow-Up Review)

Issued 4/5/99

Contract with the Educational Alliance, Inc.

Issued 4/16/99

Contract with Elmcor Youth and Adult Activities, Inc.

Issued 5/5/99

Internal Controls Over Quick Pay Vouchers

Issued 5/13/99

Y2K Compliance: Addiction Treatment Center Medicaid Billing System

Issued 6/7/99

Contract with Damon House New York, Inc.

Issued 9/24/99

Implementation and Monitoring of Prevention Programs

Issued 2/15/00

Contract Management

Issued 1/11/01

Contract with Project Return Foundation, Inc.

Issued 2/7/01

Implementation and Monitoring of Prevention Programs (Follow-Up Review)

Issued 4/2/01


Amber Charter School

Financial Management Practices

Issued 3/27/08


Archives Partnership Trust

Internal Controls Over Financial Operations

Issued 10/31/05

Internal Controls Over Financial Operations (Follow-Up Report)

Issued 12/19/06


Banking Department

Oversight of the ATM Safety Act

Issued 10/04/07

Controls Over Equipment and Vehicles

Issued 8/27/08

Quality of Internal Control Certification

Issued 9/25/08

Oversight of the ATM Safety Act (Follow-Up Report)

Issued 10/8/09

Controls Over Equipment and Vehicles (Follow-Up Report)

Issued 12/31/09

Issues in the Credit Examination Process

Issued 9/26/97

Community Reinvestment Act: Regulation of Bank Compliance

Issued 10/30/97

Licensing and Monitoring of Check Cashing Firms

Issued 3/5/98

Regulation of the Mortgage Banking Industry

Issued 12/14/98

Y2K Compliance: Bank Monitoring Systems

Issued 4/28/99

Issues in the Credit Examination Process (Follow-Up Review)

Issued 7/21/99

Community Reinvestment Act: Regulation of Bank Compliance (Follow-Up Review)

Issued 7/21/99

Licensing and Monitoring of Check Cashing Firms (Follow-Up Review)

Issued 12/10/99

Regulation of the Mortgage Banking Industry (Follow-Up Review)

Issued 12/10/99

Operation of Overseas Offices

Issued 8/15/01


Baruch College

Baruch College - Elevator and Escalator Maintenance

Issued 03/01/10


Battery Park City Authority

Internal Controls Over Employee Compensation, Travel and Entertainment, and Community Event Expenditures

Issued 9/20/04

Internal Controls Over Contracting

Issued 4/7/06

Compliance with Freedom of Information Law Requirements

Issued 6/26/07

Internal Controls Over Employee Compensation, Travel and Entertainment, and Community Event Expenditures (Follow-Up Report)

Issued 2/8/08

Internal Controls Over Contracting (Follow-Up Report)

Issued 3/5/08

Compliance with Executive Order 134 - Environmental Impact of Cleaning of Facilities

Issued 9/30/08

Contracting Practices

Issued 2/12/99

Contracting Practices

Issued 2/12/99

Y2K Compliance: Administrative Systems

Issued 6/28/99

Compliance with the Internal Control Act of 1987 (Follow-Up Review)

Issued 7/29/99

Internal Controls Over Revenues

Issued 12/14/99

Contracting Practices (Follow-Up Review)

Issued 4/14/00


Beginning with Children Charter School

Financial Management Practices

Issued 6/15/07


Bronx Preparatory Charter School

Financial Management Practices

Issued 6/15/07


Brooklyn Borough Public Library

Delivery of Services and Selected Financial Management Practices

Issued 5/10/99

Delivery of Services and Selected Financial Management Practices (Follow-Up Review)

Issued 11/28/00


Brooklyn Charter School

Financial Management Practices

Issued 3/5/08


Budget, Division of the

State Agency Internal Audit Units: Compliance with Internal Control Act

Issued 8/17/04


Buffalo State College

Elevator Maintenance Services

Issued 03/01/10


Buffalo and Fort Erie Public Bridge Authority

Public Communication, Board Governance, Real Estate Acquisitions, and Procurement Practices

Issued 2/8/05

Public Communication, Board Governance, Real Estate Acquisitions, and Procurement Practices (Follow-Up Report)

Issued 10/4/06


Buffalo-Fort Erie Public Bridge Authority

Cash Reserves and Financial Management (Follow-Up Review)

Issued 2/15/95

Y2K Compliance: Toll Collection and Revenue Management System and Lane Control System

Issued 7/14/99


Building Construction Agencies

Staff Study on State Construction Agencies' Performance Indicators

Issued 6/7/96


Buildings, New York City Department of

Oversight of Permits for Cranes, Derricks and Suspended Scaffolds

Issued 8/28/06

Elevator Inspections and Tests

Issued 01/02/09

Elevator Inspections and Tests (Follow-Up Report)

Issued 9/16/10


CUNY Queens College

Siemens Buseness Technology - Equipment Maintenance

Issued 12/11/09


Capital District Transportation Authority

Capital Construction Management Practices

Issued 8/15/02

Capital Construction Management Practices (Follow-Up Review)

Issued 2/25/04

Commuter Choice Programs at Four Upstate Public Transportation Authorities (Follow-Up Review)

Issued 9/20/04

Certification of Compliance with Internal Control Provisions

Issued 8/23/05

Recycling Program

Issued 6/4/09

Management of Overtime

Issued 8/5/10

Y2K Compliance

Issued 8/3/99


Carl C. Icahn Charter School

Financial Management Practices

Issued 2/8/08


Central New York Regional Transportation Authority

Selected Financial Management and Operating Practices (Follow-Up Review)

Issued 10/25/02

Commuter Choice Programs at Four Upstate Public Transportation Authorities (Follow-Up Review)

Issued 9/20/04

Internal Controls Over Financial Operations

Issued 8/8/05

Internal Controls Over Financial Operations (Follow-Up Report)

Issued 11/30/06

Compliance with Freedom of Information Law Requirements

Issued 8/9/07

Compliance with Executive Order 134 - Environmental Impact of Cleaning of Facilities

Issued 9/30/08

Selected Financial Management and Operating Practices

Issued 2/8/01


Children and Family Services, Office of

Staff Study: Short-Term Residential Programs

Issued 10/4/01

Day Care Planning for Recipients of Temporary Assistance for Needy Families

Issued 2/19/02

Security of the CONNECTIONS System Supporting Child Welfare Services

Issued 3/6/02

Overtime Controls at the Statewide Central Register of Child Abuse and Maltreatment

Issued 7/2/02

Oversight of Adult Care Facilities (Follow-Up Review)

Issued 8/1/02

Compliance with the Adoption and Safe Families Act (Follow-Up Review)

Issued 9/19/02

Selected Payroll Practices

Issued 12/13/02

Contract with Pius XII Youth and Family Services, Inc.

Issued 4/11/03

Identifying and Treating Youth Needs (Follow-Up Review)

Issued 4/11/03

Goshen Residential Center: Shift Exchange Practices

Issued 4/14/03

Staff Study: Short Term Residential Programs (Follow-Up Review)

Issued 5/8/03

Overtime Controls at the Statewide Central Register of Child Abuse and Maltreatment (Follow-Up Review)

Issued 8/29/03

Contract with Accenture LLP for the Development of the CONNECTIONS Systems

Issued 9/18/03

Harlem Valley Secure Center: Shift Exchange Practices

Issued 3/1/04

Accounting for and Contacting Children in Foster Care

Issued 6/24/04

Contract with Pius XII Youth and Family Services, Inc. (Follow-Up Review)

Issued 6/28/04

Day Care Planning for Recipients of Temporary Assistance for Needy Families (Follow-Up Review)

Issued 6/28/04

Life Safety and Fiscal Issues Related to Legally Exempt Child Care

Issued 7/1/04

Goshen Residential Center: Shift Exchange Practices (Follow-Up Report)

Issued 2/2/05

Contract with Accenture LLP for the Development of the CONNECTIONS System (Follow-Up Report)

Issued 3/2/05

Selected Payroll Practices (Follow-Up Report)

Issued 3/29/05

Accounting for and Contacting Children in Foster Care (Follow-Up Report)

Issued 10/18/05

Implementation of the CONNECTIONS System

Issued 4/7/06

Education Programs at Residential Facilities

Issued 4/24/06

Accounting for and Contacting Children in Foster Care

Issued 6/6/06

Sibling Placement in Foster Care

Issued 9/6/06

New York City Day Care Complaints

Issued 12/18/06

Day Care Complaints Outside of New York City

Issued 7/30/07

Sibling Placement in Foster Care (Follow-Up Report)

Issued 8/29/07

Education Programs at Residential Facilities (Follow-Up Report)

Issued 10/10/07

Sibling Placement in Foster Care in New York City

Issued 10/10/07

Office of Children and Family Services

Issued 5/22/08

Use of Funds to Create and Preserve Child Care Slots in New York City

Issued 7/2/08

New York City Day Care Complaints (Follow-Up Report)

Issued 9/25/08

Compliance with Executive Order 134 - Environmental Impact of Cleaning of Facilities

Issued 9/30/08

Tryon Limited Secure Residential Center: Selected Facility Costs

Issued 12/4/08

Oversight of Child Protective Services Outside New York City

Issued 6/5/09

Sibling Placement in Foster Care in New York City (Follow-Up Report)

Issued 7/2/09

Day Care Complaints Outside of New York City (Follow-Up Report)

Issued 2/10/10

Minority and Women's Business Enterprise Reporting

Issued 7/29/10

Adoption Subsidy Program

Issued 8/18/10

Grants and Contracts Awarded to Educators for Children, Youth and Families, Inc.

Issued 8/20/10

Oversight of Operating Revenue Contracts

Issued 10/7/10

Contract with the Committee for Hispanic Children and Families, Inc.

Issued 2/6/98

Caseworker Deployment in Selected Child Welfare Programs

Issued 2/10/98

Highland Residential Center: Selected Security, Safety and Payroll Management Practices (Follow-Up Review)

Issued 4/17/98

Monitoring Health and Safety at Child Day Care Providers

Issued 6/10/98

Effectiveness of the Adolescent Pregnancy Prevention and Services Program

Issued 8/5/98

Industry School and Oatka Residential Center: Resource Consolidation and Selected Management Practices (Follow-Up Review)

Issued 9/11/98

Child Day Care Planning Under Welfare Reform

Issued 10/19/98

Development of the CONNECTIONS System Supporting Child Welfare Services

Issued 11/19/98

Y2K Compliance: Child Care Review System

Issued 2/10/99

Harlem Valley Secure Center: Selected Security, Safety and Payroll Management Practices (Follow-Up Review)

Issued 3/9/99

Kinship Foster Care (Follow-Up Review)

Issued 6/21/99

Adoption Subsidy Program (Follow-Up Review)

Issued 6/30/99

Caseworker Qualifications, Training and Supervision in Selected Child Welfare Programs (Follow-Up Review)

Issued 8/17/99

Caseworker Deployment in Selected Child Welfare Programs (Follow-Up Review)

Issued 9/14/99

Oversight of Delinquency Prevention Programs (Follow-Up Review)

Issued 9/14/99

Caseworker Deployment in Selected Child Welfare Programs (Follow-Up Review)

Issued 9/14/99

Adjustments to AFDC and Food Stamp Benefits Resulting From Foster Care Placements (Follow-Up Review)

Issued 9/28/99

Child Protective Services Program

Issued 9/30/99

Development of the CONNECTIONS System (Follow-Up Review)

Issued 10/28/99

Oversight of Adult Care Facilities

Issued 11/4/99

Monitoring Health and Safety at Child Care Providers (Follow-Up Review)

Issued 12/28/99

CONNECTIONS System Equipment

Issued 2/29/00

Effectiveness of the Adolescent Pregnancy Prevention and Services Program (Follow-Up Review)

Issued 5/12/00

Identifying and Treating Youth Needs

Issued 11/29/00

Child Protective Services Program (Follow-Up Review)

Issued 12/21/00

Compliance with the Adoption and Safe Families Act

Issued 3/13/01

Child Care Planning Under Welfare Reform (Follow-Up Review)

Issued 5/1/01

CONNECTIONS System Equipment (Follow-Up Review)

Issued 5/30/01


City University Construction Fund

Certification of Compliance with Internal Control Provisions

Issued 4/7/06


City University of New York

Staff Study: Private Fund Raising at SUNY and CUNY (Follow-Up Review)

Issued 11/16/01

Selected Auxiliary Enterprises

Issued 3/22/02

Measuring Faculty Teaching Workload: Data Reliability (Follow-Up Review)

Issued 8/15/02

Selected Internal Controls Over Equipment Assets (Follow-Up Review)

Issued 10/8/02

Availability of Student Computer Resources

Issued 11/25/02

Herbert H. Lehman College: Selected Financial Management Practices (Follow-Up Review)

Issued 12/5/02

Selected Equipment Procurement Practices (Follow-Up Review)

Issued 6/20/03

Progress in Improving Student Results on Teacher Certification Examinations

Issued 7/3/03

Brooklyn College: Selected Financial Management Practices (Follow-Up Review)

Issued 7/24/03

Bernard M. Baruch College: Tuition and Fee Accounts Receivables

Issued 9/25/03

General Controls at the Data Center and Selected Colleges

Issued 1/13/04

Availability of Student Computer Resources (Follow-Up Review)

Issued 5/13/04

Selected Auxiliary Enterprises at Bernard M. Baruch College and John Jay College of Criminal Justice (Follow-Up Review)

Issued 6/24/04

Immunization Compliance

Issued 10/21/04

New York City College of Technology: Selected Financial Management Practices

Issued 2/1/05

General Controls at the Data Center and Selected Colleges (Follow-Up Report)

Issued 6/10/05

John Jay College of Criminal Justice: Student Accounts Receivable

Issued 6/6/06

York College: Selected Financial Management Practices

Issued 7/19/06

Bernard M. Baruch College: Tuition and Fee Accounts Receivables (Follow-Up Report)

Issued 7/19/06

New York City College of Technology: Selected Financial Management Practices (Follow-Up Report)

Issued 8/10/06

Immunization Compliance (Follow-Up Report)

Issued 9/6/06

Brooklyn College: Payroll Practices

Issued 3/20/07

John Jay College of Criminal Justice: Student Accounts Receivable (Follow-Up Report)

Issued 11/6/07

York College: Selected Financial Management Practices (Follow-Up Report)

Issued 12/20/07

Employee Access to the Student Information Management System at Selected Campuses

Issued 2/8/08

Borough of Manhattan Community College: Selected Financial Management Practices

Issued 6/4/09

Oversight of Computer Resources

Issued 7/16/09

Kingsborough Community College: Selected Financial Management Practices

Issued 9/10/09

Compliance with the Clery Act

Issued 11/18/09

Borough of Manhattan Community College: Selected Financial Management Practices (Follow-Up Report)

Issued 6/29/10

Compliance with the Clery Act (Follow-Up Report)

Issued 9/17/10

Follow-up of Summary Report on Purchasing Practices at Three CUNY Schools

Issued 7/13/95

Baruch College, School of Business and Public Administration: Selected Financial Controls (Follow-Up Review)

Issued 11/29/96

Staff Study: Private Fund Raising at SUNY and CUNY

Issued 5/12/98

Actions To Address the Year 2000 Challenge

Issued 11/27/98

Hunter College: Selected Financial Management Practices

Issued 12/11/98

Hunter College: Selected Financial Management Practices (Follow-up Review)

Issued 8/4/00

Selected Internal Controls Over Equipment Assets

Issued 9/8/00

Herbert H. Lehman College: Selected Financial Management Practices

Issued 9/25/00

Measuring Faculty Teaching Workload: Data Reliability

Issued 10/25/00

Brooklyn College: Selected Financial Management Practices

Issued 4/12/01

Selected Office Equipment Practices

Issued 6/4/01


Citywide Administrative Services, New York City Department of

Office of Fleet Administration: Monitoring of the Vehicle Maintenance and Repair Program

Issued 7/11/02

Division of Municipal Supply Services: Central Storehouse Inventory

Issued 3/5/08

Sale and Disposal of Surplus Assets

Issued 2/10/10

Division of Municipal Supply Services: Central Storehouse Inventory (Follow-Up Report)

Issued 6/22/10

New York City Department of Citywide Administrative Services-Energy Conservation Programs and Control of Energy Usage and Cost

Issued 11/3/97


Citywide Administrative Services, New York City Division of

Monitoring of the Vehicle Maintenance and Repair Program (Follow-Up Review)

Issued 2/18/04


Civil Service, Department of

New York State Health Insurance Program: Coordination of Medicare Coverage

Issued 10/15/01

New York State Health Insurance Program: Coordination of Medicare Coverage

Issued 11/1/01

New York State Health Insurance Program: Coordination of Medicare Coverage for 1998 (Follow-Up Review)

Issued 11/8/01

New York State Health Insurance Program: Coordination of Medicare Coverage

Issued 1/16/02

Controls Over Examination Fee Revenues

Issued 2/15/02

New York State Health Insurance Program: Duplicate Inpatient Claim Payments (Follow-Up Review)

Issued 2/28/02

New York State Health Insurance Program: Coordination of Medicare Coverage for Services Relating to Mental Health and Substance Abuse

Issued 2/28/02

New York State Health Insurance Program: Coordination of Medicare Coverage for 1999 (Follow-Up Review)

Issued 7/29/02

New York State Health Insurance Program: Coordination of Medicare Coverage for 2001

Issued 8/29/02

New York State Health Insurance Program: Generic Pricing for Drugs from Out-of-State Pharmacies

Issued 9/25/02

New York State Health Insurance Program: Coordination of Medicare Coverage for Medical and Surgical Services in 2001

Issued 10/8/02

New York State Health Insurance Program: Payments to Anesthesiologists

Issued 12/17/02

New York State Health Insurance Program: Coordination of Medicare Coverage for Mental Health and Substance Abuse Services in 2001

Issued 12/31/02

New York State Health Insurance Program: Coordination of Medicare Coverage for Medical and Surgical Services in 1999 (Follow-Up Review)

Issued 1/23/03

New York State Health Insurance Program: Coordination of Medicare Coverage for Hospital Services in 2002

Issued 10/20/03

New York State Health Insurance Program: Coordination of Medicare Coverage for Medical and Surgical Services in 2002

Issued 10/20/03

Staff Study: Planning for the State's Workforce Needs

Issued 10/29/03

New York State Health Insurance Program: Coordination of Medicare Coverage for Hospital Services in 2000 (Follow-Up Review)

Issued 11/18/03

New York State Health Insurance Program: Coordination of Medicare Coverage for Medical and Surgical Services in 2000 (Follow-Up Review)

Issued 1/9/04

New York State Health Insurance Program: Coordination of Medicare Coverage for Services Relating to Mental Health and Substance Abuse (Follow-Up Review)

Issued 2/25/04

New York State Health Insurance Program: Duplicate Inpatient Claim Payments

Issued 3/25/04

New York State Health Insurance Program: Claims by Radiologists

Issued 3/30/04

New York State Health Insurance Program: Coordination of Medicare Coverage for Mental Health and Substance Abuse Services in 2002

Issued 5/10/04

New York State Health Insurance Program: Coordination of Medicare Coverage for Medical and Surgical Services in 2003

Issued 12/27/04

New York State Health Insurance Program: Coordination of Medicare Coverage for Mental Health and Substance Abuse Services in 2003

Issued 3/21/05

New York State Health Insurance Program: Coordination of Medicare Coverage for Hospital Services in 2003

Issued 3/28/05

New York State Health Insurance Program: Duplicate Outpatient Claim Payments

Issued 4/5/05

New York State Health Insurance Program: Coordination of Medicare Coverage for Hospital Services in 2002 (Follow-Up Report)

Issued 1/17/06

New York State Health Insurance Program: Duplicate Payments for Evaluation and Management Procedures

Issued 3/8/06

New York State Health Insurance Program: Coordination of Medicare Coverage for Medical and Surgical Services in 2002 (Follow-Up Report)

Issued 4/7/06

New York State Health Insurance Program: Coordination of Medicare Coverage for Mental Health and Substance Abuse Services in 2002 (Follow-Up Report)

Issued 4/7/06

New York State Health Insurance Program: Selected Manually Processed Claims

Issued 6/6/06

New York State Health Insurance Program: Duplicate Payments for Extracorporeal Shock Wave Therapy

Issued 8/22/06

New York State Health Insurance Program: Coordination of Medicare Coverage for Hospital Services in 2003 (Follow-Up Report)

Issued 10/10/06

New York State Health Insurance Program: Duplicate Outpatient Claim Payments (Follow-Up Report)

Issued 11/9/06

New York State Health Insurance Program: Upcoding of Selected Evaluation and Management Services

Issued 11/30/06

New York State Health Insurance Program: Coordination of Medicare Coverage for Mental Health and Substance Abuse Services in 2003 (Follow-Up Report)

Issued 12/18/06

New York State Health Insurance Program: Waiving Out-of-Pocket Expenses

Issued 3/22/07

New York State Health Insurance Program: Duplicate Payments for Extracorporeal Shock Wave Therapy (Follow-Up Report)

Issued 8/9/07

New York State Health Insurance Program: Inappropriate Reimbursement Claims From Island Medical Associates

Issued 9/20/07

New York State Health Insurance Program: Payments for Mental Health and Substance Abuse Services

Issued 11/6/07

New York State Health Insurance Program: Overpayments for Services at the Capital Region Ambulatory Surgery Center

Issued 12/3/07

New York State Health Insurance Program: Overpayments for Services at the Endoscopy Center of Long Island

Issued 12/3/07

New York State Health Insurance Program: Overpayments for Services at the Day-Op Center of Long Island

Issued 12/3/07

New York State Health Insurance Program: Overpayments for Services at the Digestive Health Center of Huntington

Issued 12/3/07

New York State Health Insurance Program: Upcoding of Selected Evaluation and Management Services (Follow-Up Report)

Issued 12/20/07

New York State Health Insurance Program: Duplicate Payments for Evaluation and Management Procedures (Follow-Up Report)

Issued 12/20/07

New York State Health Insurance Program: Inappropriate Billings for Outpatient Consultation Services

Issued 12/27/07

New York State Health Insurance Program: Accuracy of the Interest Credit for 2006

Issued 1/17/08

New York State Health Insurance Program: Overpayments for Services at the Day Op Center of North Nassau

Issued 2/8/08

New York State Health Insurance Program: Duplicate Payments for Inpatient Professional Fees

Issued 3/5/08

New York State Health Insurance Program: Overpayments for Services at the South Shore Ambulatory Surgery Center

Issued 4/24/08

New York State Health Insurance Program: Health Insurance Premiums for Participating Employers

Issued 7/3/08

New York State Health Insurance Program: Overpayments for Services Provided by Dr. Constantinides

Issued 9/30/08

New York State Health Insurance Program: Overpayments for Services at the Long Island Center for Digestive Health

Issued 9/30/08

New York State Health Insurance Program: Overpayments for Services at the Eye Surgery Center of Westchester

Issued 9/30/08

New York State Health Insurance Program: Payments for Services at the Surgicare Ambulatory Surgery Center of New York

Issued 9/30/08

New York State Health Insurance Program: Overpayments for Services at the Guthrie Same Day Surgery Center

Issued 9/30/08

New York State Health Insurance Program: Overpayments for Services at the Kips Bay Endoscopy Center

Issued 9/30/08

New York State Health Insurance Program: Overpayments for Services Provided by Ambulatory Surgery Center of Westchester

Issued 9/30/08

New York State Health Insurance Program: Overpayments for Services at the Westfall Surgery Center

Issued 9/30/08

New York State Health Insurance Program: Overpayments for Services at the Center for Specialty Care, Inc.

Issued 9/30/08

New York State Health Insurance Program: Overpayments for Services Provided by HealthMark Medical, Inc.

Issued 9/30/08

New York State Health Insurance Program: Overpayments for Services at the Mid-Manhattan Surgi-Center

Issued 9/30/08

New York State Health Insurance Program: Overpayments for Services at the Brooklyn Endoscopy and Ambulatory Surgery Center

Issued 9/30/08

New York State Health Insurance Program: Overpayments for Services Provided by Ambulatory Surgery Center of Brooklyn

Issued 9/30/08

New York State Health Insurance Program: Overpayments for Services by Dr. Anker and Dr. Cussatti, P.C.

Issued 9/30/08

New York State Health Insurance Program: Overpayments for Services Provided by Dr. Edward Fryman, DPM

Issued 9/30/08

New York State Health Insurance Program: Inappropriate Reimbursement Claims From Island Medical Associates (Follow-Up Report)

Issued 11/20/08

New York State Health Insurance Program: United HealthCare: Calculation of Risk Charge Costs

Issued 2/09/09

New York State Health Insurance Program: Overpayments for Services Provided by South Island Orthopaedic Group, PC

Issued 5/5/09

New York State Health Insurance Program: Payments for Mental Health and Substance Abuse Services (Follow-Up Report)

Issued 7/2/09

New York State Health Insurance Program: Overpayments for Claims Submitted by Albany Multi-Medicine Group

Issued 7/28/09

New York State Health Insurance Program: Overpayments for Claims Submitted by TotalCare Medical PC

Issued 7/28/09

New York State Health Insurance Program: Overpayments for Claims Submitted by Nanuet Medical Services

Issued 7/28/09

Management of the Health Insurance Fund Balance

Issued 9/22/09

New York State Health Insurance Program: Overpayments for Services Provided by the Mount Kisco Medical Group, PC

Issued 11/19/09

New York State Health Insurance Program: Overpayments for Services Provided by Dr. Handler and Dr. Moschetto

Issued 11/19/09

New York State Health Insurance Program: Overpayments for Services Provided by Long Island Digestive Disease Consultants

Issued 11/19/09

New York State Health Insurance Program: Payments Made to Albany Medical Center Hospital Under the Empire Plan

Issued 12/4/09

New York State Health Insurance Program: Payments of Non-Participating Provider's Facility Fee Claims

Issued 1/26/10

New York State Health Insurance Program: Payments for Services Provided by Weill Cornell Medical College

Issued 2/10/10

New York State Health Insurance Program: Overpayments for Services at the Endoscopy Center of Long Island (Follow-Up Report)

Issued 4/19/10

New York State Health Insurance Program: Overpayments for Services at the Capital Region Ambulatory Surgery Center (Follow-Up Report)

Issued 4/19/10

New York State Health Insurance Program: Overpayments for Services at the Digestive Health Center of Huntington (Follow-Up Report)

Issued 4/19/10

New York State Health Insurance Program: Overpayments for Services at the Day-Op Center of North Nassau (Follow-Up Report)

Issued 4/19/10

New York State Health Insurance Program: Overpayments for Services at the Day-Op Center of Long Island (Follow-Up Report)

Issued 4/19/10

New York State Dental Program: Payments for Scaling and Root Planing Procedures

Issued 7/28/10

New York State Dental Program: Accounting for Voided Dental Claims and Voided Checks

Issued 8/19/10

New York State Health Insurance Program: Cost of Out-of-Network Benefits

Issued 9/2/10

New York State's Civil Service System: A Time for Change?

Issued 11/9/94

Development of the State Computerized Authorization Network for the Health Insurance Program

Issued 3/15/95

Administration of the Workers' Compensation Agreement (Follow-Up Review)

Issued 5/11/95

New York State Health Insurance Program: Coordination of Medicare Coverage

Issued 9/1/95

Municipal Service Division

Issued 10/2/95

Oversight of New York State's Affirmative Action Program

Issued 12/1/95

New York State Health Insurance Program: Coordination of Workers' Compensation Medical Coverage

Issued 12/15/95

New York State Health Insurance Program: Coordination of Workers' Compensation Hospitalization Coverage

Issued 12/15/95

New York State Health Insurance Program: Coordination of Medicare Coverage

Issued 4/30/96

New York State Health Insurance Program: Skilled Nursing Facility Claims

Issued 8/15/96

Customer Satisfaction with Health Care Services Provided by HMOs in the New York State Health Insurance Program

Issued 10/28/96

New York State Health Insurance Program: Medicare Eligibility for Disabled Empire Plan Enrollees (Follow-Up Review)

Issued 12/5/96

New York State Health Insurance Program: Coordination of Workers' Compensation Medical Coverage (Follow-Up Review)

Issued 2/3/97

New York State Health Insurance Program: Coordination of Medicare Coverage (Exhausted Benefits)

Issued 2/13/97

New York State Health Insurance Program: Hospital Inpatient Claims

Issued 2/26/97

New York State Health Insurance Program: Coordination of Medicare Coverage

Issued 3/7/97

New York State Health Insurance Program: Selected Surgical Claims

Issued 4/14/97

New York State Health Insurance Program: Coordination of Medicare Coverage for Spouses and Dependents

Issued 5/2/97

New York State Health Insurance Program: Coordination of Workers' Compensation Hospitalization Coverage (Follow-Up Review)

Issued 6/25/97

New York State Health Insurance Program: Selected Radiological Claims

Issued 11/3/97

New York State Health Insurance Program: Coordination of Hospitalization Benefits

Issued 11/4/97

New York State Health Insurance Program: Skilled Nursing Facility Claims (Follow-Up Review)

Issued 1/12/98

New York State Health Insurance Program: Coordination of Medicare Coverage (Follow-Up Review)

Issued 1/14/98

Oversight of New York State's Affirmative Action Program (Follow-Up Review)

Issued 1/26/98

Municipal Service Division (Follow-Up Review)

Issued 2/4/98

Reduction of Job Titles

Issued 2/18/98

New York State Health Insurance Program: Medicare Limiting Charges

Issued 2/19/98

New York State Health Insurance Program: Coordination of Medicare Coverage

Issued 4/29/98

New York State Health Insurance Program: Customer Satisfaction with Heath Care Services Provided by HMOs in the New York State Health Insurance Program (Follow-Up Review)

Issued 5/1/98

New York State Health Insurance Program: Hospital Inpatient Claims (Follow-Up Review)

Issued 7/1/98

New York State Health Insurance Program: Coordination of Medicare Coverage for Exhausted Benefits (Follow-Up Review)

Issued 7/3/98

New York State Health Insurance Program: Claims for Surgical Procedures

Issued 7/21/98

Y2K Compliance: New York State Electronic Personnel System

Issued 3/5/99

New York State Health Insurance Program: Coordination of Medicare Coverage

Issued 3/8/99

New York State Health Insurance Program: Selected Radiological Claims (Follow-Up Review)

Issued 3/15/99

New York State Health Insurance Program: Selected Surgical Claims (Follow-Up Review)

Issued 4/14/99

New York State Health Insurance Program: Coordination of Medicare Coverage (Follow-Up Review)

Issued 4/19/99

New York State Health Insurance Program: Coordination of Medicare Coverage for Spouses and Dependents (Follow-Up Review)

Issued 4/19/99

Reduction of Job Titles (Follow-Up Review)

Issued 6/28/99

New York State Health Insurance Program: Coordination of Hospitalization Benefits (Follow-Up Review)

Issued 9/15/99

New York State Health Insurance Program: Coordination of Medicare Coverage (Follow-Up Review)

Issued 10/4/99

New York State Health Insurance Program: Coordination of Medicare Coverage - 1998 Claims

Issued 12/28/99

New York State Health Insurance Program: Duplicate Inpatient Claim Payments

Issued 1/12/00

New York State Health Insurance Program: Administration of the Empire Plan

Issued 2/8/00

New York State Health Insurance Program: Payments for Ineligible Claimants

Issued 3/13/00

New York State Health Insurance Program: Payments for Ineligible Claimants

Issued 3/16/00

New York State Health Insurance Program: Payments for Ineligible Claimants

Issued 3/17/00

New York State Health Insurance Program: Coordination of Medicare Coverage (Follow-up Review)

Issued 8/11/00

New York State Health Insurance Program: Duplicate Outpatient Claim Payments

Issued 10/25/00

New York State Health Insurance Program: Coordination of Medicare Coverage

Issued 3/14/01


Cleaned-Fueled Vehicle Council

Acquisition, Use and Promotion of Electric Vehicles by New York State Agencies

Issued 5/31/01


Commission of Correction

Certification of Compliance with Internal Control Provisions

Issued 2/1/05


Community Facilities Project Guarantee Fund

Internal Controls Over Financial Operations

Issued 6/20/05


Community Partnership Charter School

Financial Management Practices

Issued 12/20/07


Consumer Affairs, New York City Department of

Licensing of Mobile Food Vendors

Issued 9/19/03

Selected Controls Over Licensing of Cigarette Retailers and Wholesalers

Issued 8/18/04

Selected Controls Over Licensing of Cigarette Retailers and Wholesalers (Follow-Up Report)

Issued 1/17/07

Controls Over Restaurant and Food Vendor Licenses and Permits

Issued 6/5/08


Contracts, New York City Mayor's Office of

Vendor Information Exchange System

Issued 3/3/03

Contract Award Hearings (Follow-Up Review)

Issued 5/18/00

Multi-Agency Contracting Practices: Chief Contracting Officers (Follow-Up Review)

Issued 5/18/00


Correction, New York City Department of

Payments for State Felons, State Ready Inmates, and Court Return Inmates (Follow-Up Review)

Issued 2/10/03

Off-Rikers Island Correctional Facilities: Selected Payroll Practices

Issued 10/3/03

George Motchan Detention Center: Selected Payroll Practices

Issued 9/23/04

Oversight and Control of Sick Leave Usage

Issued 9/28/04

Manhattan Detention Complex: Control and Accountability Over Bail Funds

Issued 11/5/09

Rikers Island Central Cashiers Office: Control and Accountability Over Bail Funds

Issued 1/14/10

Follow-up Review of Audit Reports on the Adequacy of Controls over the Inmate Information System

Issued 1/18/96

Payments for State Felons, State Ready Inmates, and Court Return Inmates

Issued 8/10/01


Correctional Services, Department of

Regional Medical Units (Follow-Up Review)

Issued 10/15/01

Green Haven HUB: Selected Financial Management Practices

Issued 10/29/01

Arthur Kill Correctional Facility: Controls Over Medical Service Expenditures (Follow-Up Review)

Issued 12/6/01

Adirondack Correctional Facility: Swapping Practices (Follow-Up Review)

Issued 3/14/02

Watertown HUB: Selected Financial Management Practices (Follow-Up Review)

Issued 3/22/02

Wallkill Correctional Facility: Selected Payroll Practices

Issued 4/4/02

Inspector General's Office (Follow-Up Review)

Issued 5/2/02

Health Care Services Provided to Inmates Outside of Correctional Facilities

Issued 5/16/02

Lincoln Correctional Facility: Selected Payroll Practices

Issued 5/16/02

Fulton Correctional Facility: Selected Payroll Practices (Follow-Up Review)

Issued 7/17/02

Sing Sing Correctional Facility: Selected Payroll Practices

Issued 8/8/02

Ulster Correctional Facility: Selected Payroll Practices (Follow-Up Review)

Issued 8/15/02

Shawangunk Correctional Facility: Selected Payroll Practices (Follow-Up Review)

Issued 8/15/02

Edgecombe Correctional Facility: Selected Payroll Practices (Follow-Up Review)

Issued 12/2/02

Contract with the Osborne Association: Billings for Job Placement Services

Issued 1/23/03

Green Haven HUB: Selected Financial Management Practices (Follow-Up Review)

Issued 1/23/03

Contract with MCI WorldCom for the Inmate Call Home Program

Issued 7/10/03

Administration of Workers' Compensation Leave

Issued 9/19/03

Lincoln Correctional Facility: Selected Payroll Practices (Follow-Up Review)

Issued 10/20/03

Sing Sing Correctional Facility: Selected Payroll Practices (Follow-Up Review)

Issued 11/18/03

Health Care Services Provided to Inmates Outside of Correctional Facilities (Follow-Up Review)

Issued 3/18/04

Contract with the Osborne Association: Billings for Job Placement Services (Follow-Up Review)

Issued 8/17/04

Contract with MCI WorldCom for the Inmate Call Home Program (Follow-Up Report)

Issued 3/23/05

Administration of Workers' Compensation Leave (Follow-Up Report)

Issued 6/2/05

Inmate Application Systems Security Controls

Issued 8/22/05

Network Security Controls

Issued 6/5/06

Division of State Police, Department of Transportation, Department of Correctional Services = Lease Acquisition and Maintenance Costs for M/A-Com Equipment

Issued 9/29/06

Written Support of Internal Controls Over Financial Reporting of Payroll Expenditures

Issued 10/18/06

Inmate Application Systems Security Controls (Follow-Up Report)

Issued 12/19/06

Network Security Controls (Follow-Up Report)

Issued 8/29/07

Selected Aspects of the Procurement of Pharmaceuticals

Issued 12/27/07

Compliance with Executive Order 134 - Environmental Impact of Cleaning of Facilities

Issued 9/30/08

Otisville Correctional Facility: Selected Fiscal Operations

Issued 10/9/08

Green Haven Correctional Facility: Late Vendor Payments

Issued 11/10/08

Mid-Orange Correctional Facility: Selected Late Vendor Payments

Issued 11/10/08

Green Haven Correctional Facility: Selected Payroll Practices

Issued 11/20/08

Edgecombe Correctional Facility: Selected Late Vendor Payments

Issued 12/4/08

Compliance with Executive Order 111 Requirements to Purchase Power from Renewable Energy Sources

Issued 1/16/09

Arthur Kill Correctional Facility: Late Vendor Payments

Issued 4/23/09

Food Production Center: Seventeen Years of Fraud by the Former Director

Issued 4/13/10

Oversight of Revenue Contracts

Issued 8/19/10

Food Production Center: Violations of Law, Conflicts of Interest and Other Improprieties

Issued 8/31/10

Contracts for Personal and Miscellaneous Services

Issued 9/23/10

The Cook/Chill Program

Issued 11/9/94

Oversight of Statewide Pharmacy Operations (Follow-Up Review)

Issued 7/26/95

Comprehensive Alcohol and Substance Abuse Treatment Program

Issued 8/29/95

Cook/Chill Program (Follow-Up Review)

Issued 3/1/96

Regionalization of Prison Operations Through the Hub Program (Follow-Up Review)

Issued 3/12/96

Security Staff Overtime

Issued 7/1/96

Controls Over Inmate Accounts at Five Correctional Facilities in New York City

Issued 9/4/96

Purchasing and Inventory Practices

Issued 10/9/96

Queensboro Correctional Facility: Financial Related Practices (Follow-Up Review)

Issued 10/17/96

Industries Program (96-S-24)

Issued 7/24/97

Comprehensive Alcohol and Substance Abuse Treatment Program (Follow-Up Review)

Issued 10/21/97

Staff Study: Alternatives To Enhance New York State's Prison Industries Program

Issued 3/9/98

Purchasing and Inventory Practices (Follow-Up Review)

Issued 3/31/98

Controls Over Inmate Accounts at Five Correctional Facilities in New York City (Follow-Up Review)

Issued 7/28/98

Contract with the Correctional Services Corporation

Issued 9/14/98

Arthur Kill Correctional Facility: Selected Management Practices

Issued 12/2/98

Security Staff Overtime (Follow-Up Review)

Issued 4/19/99

Industries Program (Follow-Up Review)

Issued 5/4/99

Queensboro Correctional Facility: Selected Payroll Practices [1/25/99] [NY]

Issued 6/7/99

Arthur Kill Correctional Facility: Controls Over Medical Service Expenditures

Issued 6/21/99

Inspector General's Office

Issued 11/5/99

Bayview Correctional Facility: Selected Payroll Practices

Issued 2/4/00

Regional Medical Units

Issued 2/29/00

Adirondack Correctional Facility: Swapping Practices

Issued 4/7/00

Watertown HUB: Selected Financial Management Practices

Issued 8/29/00

Records Management Program Review

Issued 9/29/00

Fulton Correctional Facility: Selected Payroll Practices

Issued 1/10/01

Shawangunk Correctional Facility: Selected Payroll Practices

Issued 4/18/01

Ulster Correctional Facility: Selected Payroll Practices

Issued 7/27/01

Edgecombe Correctional Facility: Selected Payroll Practices

Issued 8/22/01

Queensboro Correctional Facility: Selected Payroll Practices (Follow-Up Review)

Issued 9/5/01


Council on the Arts

Y2K Compliance: Grants Management System and Other Support Systems

Issued 7/14/99


Court Administration, Office of

Tenth Judicial District: Suffolk County District Court, Selected Revenue and Time and Attendance Practices

Issued 12/6/01

Contract with New York City to Maintain State Court Facilities

Issued 3/29/02

Second Judicial District: Richmond County Clerk's Office, Controls Over Revenue Collection (Follow-Up Review)

Issued 12/2/02

Tenth Judicial District: Nassau County District Court, Revenue Collection and Selected Time and Attendance Practices (Follow-Up Review)

Issued 9/23/03

Tenth Judicial District: Suffolk County District Court, Selected Revenue and Time and Attendance Practices (Follow-Up Report)

Issued 6/7/05

Contract with the Fund for the City of New York, Inc.

Issued 10/31/05

Written Support of Internal Controls Over the Financial Reporting of Payroll

Issued 10/18/06

Contract with Lawyers for Children

Issued 9/25/08

New York and Queens County Clerk's Offices: Control and Accountability Over Court and Trust Funds

Issued 2/10/10

Eighth Judicial District: Controls Over Revenues and Expenditures

Issued 8/22/95

Fifth Judicial District: Revenue Operations

Issued 9/7/95

Construction and Improvement of Court Facilities

Issued 9/19/95

Manhattan Civil Court Revenue Collection Practices

Issued 8/1/96

Third Judicial District: Internal Controls Over Revenues and Payroll

Issued 11/15/96

Administration of Maintenance and Operations, Incentive Aid Program

Issued 3/26/97

Ninth Judicial District: Internal Controls Over Revenues

Issued 4/14/98

Surrogate's Court of the County of New York: Revenue Collection Practices

Issued 6/25/98

Administration of Maintenance and Operations Incentive Aid Program (Follow-Up Review)

Issued 7/27/98

Construction and Improvement of Court Facilities (Follow-Up Review)

Issued 7/29/98

Manhattan Civil Court: Revenue Collection Practices (Follow-Up Review)

Issued 8/4/98

Attorney Registration Process

Issued 2/5/99

Contract with Lawyers for Children, Inc.

Issued 3/5/99

Y2K Compliance

Issued 7/30/99

First Judicial District: New York County Clerk, Controls Over Revenue Collection

Issued 2/9/00

Tenth Judicial District: Nassau County Surrogate's Court and County Court, Controls Over Revenue Collection

Issued 2/23/00

Tenth Judicial District: Nassau County District Court, Revenue Collection and Selected Time and Attendance Practices

Issued 11/16/00

Second Judicial District: Richmond County Clerk's Office, Controls Over Revenue Collection

Issued 6/27/01


Crime Victims Board

Internal Controls Over Financial Operations

Issued 10/21/04

Victim and Witness Assistance Program Grant Award Process

Issued 5/24/99


Criminal Justice Services, Division of

Misappropriation of Grant Funds from the Lake Plains YMCA

Issued 4/21/03

Misappropriation of Grant Funds from the Lake Plains YMCA (Follow-Up Report)

Issued 10/28/04

Homeland Security Grant

Issued 8/22/06

Sex Offender Registry Program

Issued 12/27/07

Quality of Internal Control Certification

Issued 9/25/08

Compliance with Executive Order 111 Requirements to Purchase Power from Renewable Energy Sources

Issued 10/9/08

Sagem Morpho - SAFIS Maintenance

Issued 6/01/09

Contract with Prisoners' Legal Services

Issued 5/22/97

Y2K Compliance: Criminal Justice Systems

Issued 4/16/99


Cultural Affairs, New York City Department of

Management of Capital Projects for Cultural Institutions

Issued 11/20/02


Deferred Compensation Board

Administration and Oversight of the New York State Deferred Compensation Plan

Issued 1/11/95

Administration and Oversight of the New York State Deferred Compensation Plan (Follow-Up Review) [7/16/98] [NY]

Issued 12/15/97


Design and Construction, New York City Department of

Consultant Contracts

Issued 2/25/02

Management of Capital Projects for Cultural Institutions

Issued 11/20/02


Development Authority of the North Country

Board Governance, Procurement and Disbursement Practices

Issued 9/19/06

Revenue, Selected Expenses and Accounting System

Issued 9/19/06

Compliance with Freedom of Information Law Requirements

Issued 6/26/07

Revenue, Selected Expenses and Accounting System (Follow-Up Report)

Issued 1/4/08

Board Governance, Procurement and Disbursement Practices (Follow-Up Report)

Issued 1/4/08


Division for Youth

Delinquency Prevention Programs

Issued 8/28/95

Juvenile Delinquency Treatment Programs Operated by Nonprofit Agencies (Follow-Up Review)

Issued 11/29/95

Counseling Services (Follow-Up Review)

Issued 12/22/95

Highland Residential Center: Selected Security, Safety and Payroll Management Practices

Issued 9/23/96

Industry School and Oatka Residential Center: Resource Consolidation and Selected Management Practices

Issued 1/16/97

Harlem Valley Secure Center: Selected Security, Safety and Payroll Management Practices

Issued 1/26/98

Oversight of Delinquency Prevention Programs

Issued 1/29/98


Dormitory Authority

Contracting for Construction-Related Services (Follow-Up Review)

Issued 7/11/02

Manhattan Psychiatric Center: Dunlap Building Rehabilitation Project

Issued 9/23/98

Y2K Compliance

Issued 9/10/99

Contracting for Construction-Related Services

Issued 12/28/99


Dormitory Authority of the State of New York

A Review of the Westchester County Courthouse Renovation and Construction Project

Issued 9/22/03

Selected Aspects of the Bond Issuance Process

Issued 8/24/05

Selected Aspects of the Bond Issuance Process (Follow-Up Report)

Issued 9/21/06

Compliance with Freedom of Information Law Requirements

Issued 6/26/07

Compliance with Executive Order 111 Requirements to Purchase Power from Renewable Energy Sources

Issued 11/6/08

Compliance with Executive Order 111 Requirements to Purchase Power from Renewable Energy Sources (Follow-Up Report)

Issued 2/10/10


Economic Development, Department of

Tourism Promotion Program (Follow-Up Review)

Issued 12/6/02

Participation by Minority and Women-Owned Business Enterprises in State Contracts

Issued 3/26/04

Administration of Empire Zones Program

Issued 4/26/04

Administration of Empire Zones Program (Follow-Up Report)

Issued 3/8/06

Participation by Minority and Women-Owned Business Enterprises in State Contracts (Follow-Up Report)

Issued 6/6/06

Oversight of Grants Awarded to the Suffolk-Nassau Chamber of Commerce at Huntington

Issued 3/13/07

Recycling Program

Issued 2/27/09

Oversight of Selected Authorities' Programs for Minority and Women's Business Enterprises

Issued 10/25/95

Staff Study Measuring the Accomplishments of State Job Creation and Retention Programs

Issued 11/30/95

Economic Development Zone Program

Issued 5/23/96

Department of Economic Development - Administration of the Omnibus Procurement Act

Issued 12/24/96

Economic Development Zone Program (Follow-Up Review)

Issued 2/24/98

Administration of the Omnibus Procurement Act (Follow-Up Review)

Issued 8/27/99

Tourism Promotion Program

Issued 1/07/00

Oversight of Selected Authorities' Programs for Minority and Women's Business Enterprises (Follow-Up Review)

Issued 3/31/00

Excelsior Linked Deposit Program

Issued 9/7/00


Education, New York City Department of

Selected Procurement Practices (Follow-Up Review)

Issued 11/26/02

Division of School Facilities: Selected Aspects of the Management of School Maintenance

Issued 12/5/02

Selected Controls Over the Hiring of Per Diem Teachers

Issued 4/24/03

Funding and Monitoring of the High School Attendance Improvement and Dropout Prevention Program

Issued 9/18/03

Central Office Financial Management Centers: Payroll and Inventory Controls (Follow-Up Review)

Issued 11/20/03

Textbook Inventory Practices

Issued 1/9/04

Space Leasing Practices (Follow-Up Review)

Issued 3/2/04

Services Rendered to Special Education Students

Issued 11/17/05

Administration of the Early Grade Class Size Reduction Program

Issued 3/16/06

Textbook Inventory Practices (Follow-Up Report)

Issued 1/17/07

Services Rendered to Special Education Students (Follow-Up Report)

Issued 2/5/07

Monitoring of Charter School Performance

Issued 9/19/07

Student Participation in the Supplemental Educational Services Program

Issued 5/14/08

Environmentally Sensitive Cleaning and Maintenance in New York City Public Schools

Issued 11/7/08

Non-Competitively Awarded Contracts

Issued 5/19/09

School Nutrition

Issued 6/10/09

Monitoring of Supplemental Educational Services Providers

Issued 7/14/09

Student Participation in the Supplemental Education Services Program (Follow-Up Report)

Issued 12/31/09

James Monroe Educational Campus: Management of General School Funds

Issued 3/22/10

John F. Kennedy Educational Campus: Management of General School Funds

Issued 5/25/10

John F. Kennedy High School: Management of General School Funds

Issued 6/24/10

School Nutrition (Follow-Up Report)

Issued 9/10/10

Selected Procurement Practices

Issued 9/22/99


Empire State Development Corporation

Performance of Job Development Programs (Follow-Up Review)

Issued 12/6/02

Administration of Minority and Women-Owned Business Development and Lending Program

Issued 6/24/04

Oversight of Subsidiary Operations

Issued 5/15/06

Minority and Women-Owned Business Development and Lending Program (Follow-Up Report)

Issued 8/1/06

Oversight of Grants Awarded to the Suffolk-Nassau Chamber of Commerce at Huntington

Issued 3/13/07

Compliance with Freedom of Information Law Requirements

Issued 8/29/07

Oversight of Subsidiary Operations (Follow-Up Report)

Issued 3/5/08

Recycling Program

Issued 2/27/09

Funding Commitments for Economic Development Projects

Issued 12/3/09

Recycling Program (Follow-Up Report)

Issued 3/22/10

Contracts for Personal and Miscellaneous Services

Issued 7/22/10

Administration of Selected Projects Funded Through the Regional Economic Development Partnership Program

Issued 8/13/98

Y2K Compliance: Financial Management System

Issued 7/8/99

New York State Science and Technology Foundation Program Oversight and Governance

Issued 12/31/99

Performance of Job Development Programs

Issued 1/7/00


Empire State Plaza Performing Arts Center, Inc.

Empire State Plaza Performing Arts Center, Inc. - Financial Management Practices

Issued 5/31/96


Employment, New York City Department of

Job Training Partnership Act, Better Contracting and Monitoring Procedures Will Improve Program Outcomes

Issued 10/19/95


Energy Conservation, Office of

New York City Department of Citywide Administrative Services-Energy Conservation Programs and Control of Energy Usage and Cost

Issued 11/3/97


Environmental Conservation, Department of

Selected Acquisition Practices Under the Open Space Conservation Plan

Issued 10/24/02

Revenue Controls and Collections (Follow-Up Review)

Issued 12/17/02

Management of the Conservation Fund (Follow-Up Review)

Issued 1/9/03

Clean Water Permit Process

Issued 3/13/03

Selected Time and Attendance Practices at Belleayre Mountain Ski Center (Follow-Up Review)

Issued 4/24/03

Selected Operating Practices Related to the Remediation of Inactive Hazardous Waste Disposal Sites (Follow-Up Review)

Issued 7/3/03

Financial Statements for the Title V Operating Permit Program for the Two Years Ended March 31, 2003

Issued 3/25/05

Clean Water Permit Process (Follow-Up Report)

Issued 4/29/05

Division of Water: Use of Non-State Staff to Accomplish Certain Program Requirements

Issued 4/27/06

Financial Statements for the Title V Operating Permit Program for the Two Years Ended March 31, 2005

Issued 8/10/06

Division of Water: Accomplishments of Selected Partnering Organizations

Issued 8/22/06

State Forest Timber Sales

Issued 4/17/07

Lease of State Land for Gas and Oil Exploration and Production

Issued 9/13/07

Security Over Personal Information

Issued 11/26/07

Selected Aspects of the Dam Safety Program

Issued 3/25/08

Fuel Credit Card Audit

Issued 5/16/08

Selected Aspects of the Waste Tire Abatement Program

Issued 7/1/08

Compliance with Executive Order 111 Requirements to Purchase Power from Renewable Energy Sources

Issued 1/16/09

Selected Practices Regarding Payroll Overtime

Issued 4/23/09

Lease of State Land for Gas and Oil Exploration and Production (Follow-Up Report)

Issued 5/14/09

State Forest Timber Sales (Follow-Up Report)

Issued 8/28/09

Recycling Program

Issued 12/17/09

Financial Statements for the Title V Operating Permit Program for the Two Years Ended March 31, 2007

Issued 2/10/10

Environmental Protection Fund

Issued 3/22/10

Pollution Testing on Exhaust Emissions from Heavy-Duty Vehicles

Issued 3/22/10

Collection of Petroleum Bulk Storage Fees

Issued 7/6/10

Contract with West Central Environmental Corporation

Issued 11/8/94

Ambient Air Quality Surveillance Network

Issued 2/22/95

Contract with Allwash of Syracuse, Inc.

Issued 4/26/95

Administration of Selected Types of Contracts

Issued 5/10/95

Electronic Data Management Activities

Issued 6/15/95

Contract with Tyree Brothers Environmental Services, Inc.

Issued 11/15/95

Staff Study on Program Planning and Performance Measurement

Issued 3/1/96

Department of Environmental Conservation - Administration of Selected Types of Contracts (Follow-Up Review)

Issued 5/22/96

Implementation of the 1990 Amendments to the Federal Clean Air Act

Issued 1/15/97

Staff Study on Program Planning and Performance Measurement (Follow-Up Review)

Issued 2/25/99

Y2K Compliance: Air Monitoring System

Issued 6/24/99

Costs and Revenues of the Title V Operating Permit Program Regulating Industrial Air Pollution (Follow-Up Review)

Issued 2/15/00

Management of the Conservation Fund

Issued 3/10/00

Financial Statements for the Title V Operating Permit Program for the Two Years Ended March 31, 1998

Issued 3/13/00

Revenue Controls and Collection

Issued 4/18/00

Contract with Environmental Products and Services, Inc.

Issued 11/1/00

Selected Time and Attendance Practices at Belleayre Mountain Ski Center

Issued 11/15/00

Selected Operating Practices Related to the Remediation of Inactive Hazardous Waste Disposal Sites

Issued 2/7/01


Environmental Facilities Corporation

Internal Controls Over Major Financial Operations

Issued 9/30/04

Compliance with Freedom of Information Law Requirements

Issued 7/16/07


Environmental Protection, New York City Department of

Security Over New York City�s Water System

Issued 4/24/06

Delaware Aqueduct System: Water Leak Detection and Repair Program

Issued 8/15/07

Universal Water Metering Program

Issued 9/30/08

New York City Department of Environmental Protection - Improvements Needed in Contracting Practices for the Third Water Tunnel

Issued 2/21/95


Erie County

Administration of Payments for Preschool-Related Services and Special Education Itinerant Teachers

Issued 5/2/05

Administration of Payments for Preschool-Related Services and Special Education Itinerant Teachers (Follow-Up Report)

Issued 11/30/06


Erie County Medical Center Corporation

Accuracy of Employee Retirement Reporting

Issued 9/11/08


Executive Mansion Trust

Internal Controls Over Financial Operations

Issued 9/28/05


Explore Charter School

Financial Management Practices

Issued 8/29/07


Facilities Development Corporation

Lease on Behalf of the Office of Mental Retardation and Developmental Disabilities

Issued 10/2/95


Family Life Academy Charter School

Financial Management Practices

Issued 2/21/08


Finance, New York City Department of

Controls and Accountability of Court and Trust and Bail Funds (Follow-Up Review)

Issued 3/17/03

Delinquency Disclosure Program

Issued 4/29/03

Selected Controls Over Licensing of Cigarette Retailers and Wholesalers

Issued 8/18/04

Resolution of Taxpayer Disagreements and Protests

Issued 10/4/06

Selected Controls Over Licensing of Cigarette Retailers and Wholesalers (Follow-Up Report)

Issued 1/17/07

Controls Over the FairTax System

Issued 11/6/07

Accountability Over Court, Trust and Bail Funds

Issued 8/26/08

Controls Over the FairTax System (Follow-Up Report)

Issued 4/23/09

Accountability Over Court, Trust and Bail Funds (Follow-Up Report)

Issued 6/22/10

Court and Trust Division, Controls and Accountability Over Court and Trust and Bail Funds

Issued 6/2/95

Collection of Delinquent Real Estate Taxes From Commercial Property Owners (Follow-Up Review)

Issued 6/5/97

Controls and Accountability of Court and Trust and Bail Funds

Issued 9/14/99

Industrial and Commercial Incentive Program

Issued 3/21/01


Foundation for Science, Technology and Innovation

Small Business Technology Investment Fund

Issued 3/20/07

Internal Controls Over Financial Operations

Issued 6/26/07


Fuller Road Management Corporation

Use of State Funding for Research into Emerging Technologies at the State University of New York at Albany: Nanotechnology

Issued 4/22/10


General Services, Office of

Textbook Procurement (Follow-Up Review)

Issued 12/14/01

Administration of the New York State Procurement Card Program (Follow-Up Review)

Issued 7/10/02

Contract with Sysco Food Services, Inc.

Issued 10/23/02

Contract with Breeyear General Contracting Corporation

Issued 5/10/04

Contract with Sysco Food Services, Inc. (Follow-Up Review)

Issued 8/17/04

Network Security Controls

Issued 6/29/05

Statewide Capital Asset Accounting System

Issued 10/18/05

Emergency Contracting Practices

Issued 1/17/06

Contract with PHH for Vehicle Management Services

Issued 8/3/06

Contract Monitoring

Issued 8/3/06

Procurement of Energy Efficient Products

Issued 11/9/06

Network Security Controls (Follow-Up Report)

Issued 12/18/06

Building Security Services

Issued 1/4/08

Controls Over Overtime Costs

Issued 8/14/08

Compliance with Executive Order 134 - Environmental Impact of Cleaning of Facilities

Issued 9/30/08

Compliance with Executive Order 111 Requirements to Purchase Power from Renewable Energy Sources

Issued 12/4/08

Recycling Program

Issued 2/27/09

Interagency Consolidation of Administrative and Support Services

Issued 7/15/10

Contract with EBSCO Subscription Services, Inc.

Issued 8/12/10

State Agency Small-Dollar Purchases

Issued 9/10/10

Use of Value Engineering (Follow-Up Review)

Issued 10/25/94

Computer Center Operations (Follow-Up Review)

Issued 11/8/94

Agency Use of Purchasing Flexibility Option Known as OGS or Less

Issued 11/21/97

Oversight of the Prime Vendor Food Contract

Issued 4/28/98

Use of GE Capital Fleet Services for Automotive Maintenance and Repair

Issued 6/30/98

Y2K Compliance: Data Center and Human Resources System

Issued 4/26/99

Textbook Procurement Practices

Issued 1/28/00

Administration of the New York State Procurement Card Program

Issued 1/11/01


Governors Island Preservation and Education Corporation

Management of the Governors Island Redevelopment Process

Issued 6/5/07


Governor�s Traffic Safety Committee

Internal Controls Over Financial Operations

Issued 6/2/04


Greater Rochester Community Transportation Foundation

Selected Financial Management Practices

Issued 4/15/04

Selected Financial Management Practices (Follow-Up Report)

Issued 10/31/05


Greenway Conservancy for the Hudson River Valley

Internal Controls Over Financial Operations

Issued 10/22/04


Harbor Science and Arts Charter School

Financial Management Practices

Issued 12/17/07


Health and Mental Hygiene, New York City Department of

Inspection of Radiological Equipment

Issued 11/20/02

Controls Over Vital Records (Follow-Up Review)

Issued 12/5/02

Contract Award and Monitoring Practices

Issued 4/29/03

Inspections of Food Service Establishments (Follow-Up Review)

Issued 10/27/03

Oversight of Mobile Food Vendors

Issued 12/18/03

Monitoring of Child Day Care (Follow-Up Review)

Issued 1/9/04

Window Falls Prevention Program

Issued 12/27/04

Office of Radiological Health

Issued 4/24/06

Contracted Health Care Services for New York City Prison Inmates

Issued 6/25/07

Expenditure of Bio-Terrorism Hospital Preparedness Grant Funds

Issued 7/16/07

Expenditure of Bioterrorism Grant Funds from the Centers for Disease Control and Prevention

Issued 10/10/07

Office of Radiological Health: Licensing and Inspection of Facilities Using Radioactive Materials (Follow-Up Report)

Issued 12/20/07

Accountability Over Administrative Tribunal Revenues

Issued 5/7/08

Immunization Program for Public School Children

Issued 6/23/08

Grant Funds from the Center for Disease Control and Prevention (Follow-Up Report)

Issued 6/4/09

Contracted Health Care Services for New York City Prison Inmates (Follow-Up Report)

Issued 7/2/09

Flu Pandemic Preparedness

Issued 8/13/09

Accountability Over Administrative Tribunal Revenues (Follow-Up Report)

Issued 12/31/09


Health, Department of

Multiple Medicaid Payments to Clinics for Similar Services (Follow-Up Review)

Issued 10/4/01

Duplicate Medicaid Payments to School Districts and Counties for School and Preschool Supportive Health Services Claims

Issued 11/1/01

Inappropriate Medicaid Payments for Services to Persons with Developmental or Psychiatric Disabilities

Issued 11/8/01

Monitoring Medicaid Managed Care Contracts (Follow-Up Review)

Issued 11/29/01

Private Duty Nursing Services for Medicaid Recipients (Follow-Up Review)

Issued 12/6/01

Medicaid Claims Paid in 2000 for Medicare Part A Eligible Recipients

Issued 12/18/01

Medicaid Claims Processing Accuracy for the Year Ended March 31, 2000 (Follow-Up Review)

Issued 2/8/02

Medicaid Claims Processing Accuracy for the Year Ended March 31, 1999 (Follow-Up Review)

Issued 2/8/02

Medicaid Claims Paid in 1998 for Medicare Part A Eligible Recipients (Follow-Up Review)

Issued 3/15/02

Medicaid Claims Paid in 1999 for Medicare Part A Eligible Recipients (Follow-Up Review)

Issued 3/15/02

Medicaid Managed Care Encounter Data

Issued 3/29/02

Selected Medicaid Payments for Medicare Part B Eligible Recipients

Issued 4/19/02

Tobacco Use Prevention and Control Program

Issued 4/20/02

Medicaid Payments for Personal Care Services

Issued 4/26/02

Health Care Reform Act Surcharge Collections (Follow-Up Review)

Issued 5/16/02

Medicaid Claims Processing Accuracy

Issued 5/24/02

Controlling Medicaid Payments for School and Preschool Supportive Health Services (Follow-Up Review)

Issued 6/20/02

Administration of Medicaid Managed Care Contract with Maximus, Inc.

Issued 6/28/02

NAMI Deductions from Nursing Home Medicaid Claims (Follow-Up Review)

Issued 7/18/02

Nursing Home Complaints

Issued 7/24/02

Oversight of Adult Care Facilities (Follow-Up Review)

Issued 8/1/02

General and Application Controls Over the Health Information Network (Follow-Up Review)

Issued 10/8/02

Duplicate Medicaid Transportation Payments

Issued 10/23/02

Health Care Initiatives Pool Disbursements

Issued 11/26/02

Contract with the Comprehensive Community Development Corporation for the Women, Infants and Children Program

Issued 12/3/02

Maintenance of the Medicaid Prescription Drug File

Issued 12/24/02

Medicaid Accounts Receivable (Follow-Up Review)

Issued 12/24/02

Administration of the Medicaid Drug Rebate Program (Follow-Up Review)

Issued 12/24/02

Medicaid Overpayments Relating to Managed Care

Issued 2/7/03

Oversight of Adult Care Facilities

Issued 2/7/03

Oversight of Medicaid Transportation Payments in New York City

Issued 2/20/03

Oversight of Emergency Medical Services

Issued 2/21/03

Duplicate Medicaid Payments to School Districts and Counties for School and Preschool Supportive Health Services Claims (Follow-Up Review)

Issued 4/21/03

Inappropriate Medicaid Payments for Services to Persons with Developmental or Psychiatric Disabilities (Follow-Up Review)

Issued 4/21/03

Management of Child Health Plus B (Follow-Up Review)

Issued 4/24/03

Medicaid Claims Paid in 2001 for Medicare Part A Eligible Recipients

Issued 4/25/03

Oversight of Children�s Camps

Issued 4/28/03

Health Research, Inc.: Disbursements of Discretionary Funds

Issued 4/29/03

Oversight of Food Protection Programs (Follow-Up Review)

Issued 6/6/03

Medicaid Claims Processing Accuracy

Issued 8/19/03

Health Research, Inc.: Disbursement of Grant Funds

Issued 8/21/03

Enrollment of Medicaid Recipients in Managed Care Plans in New York City

Issued 8/28/03

Medicaid Claims Paid in 2000 for Medicare Part A Eligible Recipients (Follow-Up Review)

Issued 8/28/03

Multiple Medicaid Payments for Newborn Services

Issued 9/17/03

Oversight of Emergency Medical Services Training and Program Improvement

Issued 9/17/03

Child and Adult Care Food Program (Follow-Up Review)

Issued 9/30/03

Tobacco Use Prevention and Control Program (Follow-Up Review)

Issued 10/3/03

Medicaid Eligibility Under TANF Assistance (Follow-Up Review)

Issued 10/16/03

Medicaid Claims Processing Accuracy for the Year Ended March 31, 2001 (Follow-Up Review)

Issued 10/21/03

Controls Over Environmental Laboratories

Issued 11/13/03

Controls Over Medicaid Fees and Rates

Issued 11/18/03

Medicaid Payments for Personal Care Services (Follow-Up Review)

Issued 11/26/03

Administration of Quality Incentive Payment Funds for Adult Care Facilities

Issued 12/9/03

Medicaid Claims Processing Accuracy for the Year Ended March 31, 2002 (Follow-Up Review)

Issued 12/15/03

Oversight of Funds Provided for Meals at the Sunflower School

Issued 1/6/04

Medicaid Managed Care Encounter Data (Follow-Up Review)

Issued 2/18/04

Medicaid Provider Enrollment

Issued 5/10/04

Medicaid Overpayments Relating to Managed Care (Follow-Up Review)

Issued 5/10/04

Permitting and Inspection of Swimming Pools and Bathing Beaches

Issued 5/26/04

Duplicate Medicaid Transportation Payments (Follow-Up Review)

Issued 6/2/04

Long-Term Home Health Care Program

Issued 6/24/04

Maintenance of the Medicaid Prescription Drug File (Follow-Up Review)

Issued 6/24/04

Nursing Home Claims Paid for Medicare Eligible Recipients

Issued 8/13/04

Managed Care Payments for Newborn Services

Issued 8/13/04

Medicaid Claims Paid in 2001 for Medicare Part A Eligible Recipients (Follow-Up Review)

Issued 8/13/04

Healthcom Network Security Controls

Issued 8/16/04

Medicaid Claims Paid in 2002 for Medicare Part A Eligible Recipients

Issued 8/16/04

Medicaid Claims Processing Accuracy

Issued 8/16/04

Contract with the Comprehensive Community Development Corporation for the Women, Infants and Children Program (Follow-Up Review)

Issued 8/17/04

Nursing Home Complaints (Follow-Up Review)

Issued 9/28/04

Maintaining Information on Adverse Patient Incidents at Hospitals and Clinics

Issued 9/28/04

Oversight of Emergency Medical Services (Follow-Up Review)

Issued 9/28/04

Maintaining Information on Adverse Patient Incidents at Hospitals and Clinics

Issued 9/28/04

Oversight of Medicaid Transportation Payments in New York City (Follow-Up Report)

Issued 12/27/04

Enrollment of Medicaid Recipients in Managed Care Plans in New York City (Follow-Up Report)

Issued 3/1/05

Multiple Medicaid Payments for Newborn Services (Follow-Up Report)

Issued 3/21/05

Oversight of Medicaid Third-Party Recovery Activities

Issued 3/29/05

Oversight of Public Water Supply Systems

Issued 4/29/05

Medicaid Claims Processing Accuracy for the Year Ended March 31, 2003 (Follow-Up Report)

Issued 4/29/05

Controls Over Documents Used to Establish Identity

Issued 6/6/05

Contract with Mead Johnson for the WIC Infant Formula Rebate Program

Issued 6/17/05

Healthcom Network Security Controls (Follow-Up Report)

Issued 8/22/05

Medicaid Payments for Durable Medical Equipment

Issued 9/14/05

Medicaid Claims Paid in 2003 for Medicare Part A Eligible Recipients

Issued 9/14/05

Controls Over Supplemental Maternity Payments

Issued 9/14/05

Oversight of the Family Health Plus Program

Issued 9/15/05

Health Research, Incorporated: Disbursement of Grant Funds (Follow-Up Report)

Issued 9/19/05

Managed Care Payments for Newborn Services

Issued 9/28/05

Medicaid Claims Processing Activity

Issued 10/31/05

Health Research, Inc.: Disbursements of Discretionary Funds (Follow-Up Report)

Issued 11/29/05

Medicaid Claims Paid in 2002 for Medicare Part A Eligible Recipients (Follow-Up Report)

Issued 11/29/05

Medicaid Claims Processing Accuracy for the Year Ended March 31, 2004 (Follow-Up Report)

Issued 12/20/05

Long-Term Home Health Care Program (Follow-Up Report)

Issued 2/6/06

Multiple Medicaid Payments for Managed Care Recipients

Issued 2/7/06

Oversight of Health Care Reform Act Pool Disbursements

Issued 6/6/06

Western Regional Emergency Medical System, Inc. Grant Expenditures

Issued 6/6/06

Internal Controls Over Procurement Operations and Equipment Asset Management

Issued 7/19/06

Duplicate Medicaid Payments to Fulton County Ambulance

Issued 7/19/06

Medicaid Claims Processing Activity

Issued 8/10/06

Medicaid Claims Processing Activity

Issued 8/21/06

Medicaid Prescription Drug Rebates

Issued 9/6/06

Medicaid Payments for HIV Pre-test Counseling Services

Issued 9/7/06

Duplicate Medicaid Payments to Clinics

Issued 9/7/06

Oversight of Public Water Supply Systems (Follow-Up Report)

Issued 9/21/06

Medicaid Managed Care Payments for Newborn Services (Follow-Up Report)

Issued 9/21/06

Written Support of Internal Controls Over the eMedNY System

Issued 10/4/06

Controls Over Supplemental Maternity Payments (Follow-Up Report)

Issued 10/10/06

Controls Over Documents Used To Establish Identity (Follow-Up Report)

Issued 11/9/06

Electronic Transfer of Medicaid Payments

Issued 11/9/06

Determining Medicaid Eligibility

Issued 11/15/06

Medicaid Payments to Signature Health Center, LLC

Issued 11/27/06

Implementation of eMedNY

Issued 12/14/06

Medicaid Claims Processing for the Six Months Ended September 30, 2006

Issued 12/18/06

Duplicate Medicaid Payments for Outpatient Services

Issued 12/19/06

Immunization Program

Issued 2/28/07

Eligibility of Children Enrolled in Child Health Plus B

Issued 4/4/07

Medicaid Payments to Clinics When the Patients Were Hospitalized

Issued 4/4/07

Maintaining Information on Adverse Patient Incidents at Hospitals and Clinics (Follow-Up Report)

Issued 6/5/07

Physical Therapy Services Provided by Clinics to Medicaid Recipients

Issued 6/5/07

Oversight of the Childhood Lead Poisoning Prevention Program

Issued 6/14/07

Western Regional Emergency Medical System, Inc. Grant Expenditures (Follow-Up Report)

Issued 6/15/07

Oversight of the Family Health Plus Program (Follow-Up Report)

Issued 6/15/07

Multiple Medicaid Payments for Managed Care Recipients (Follow-Up Report)

Issued 6/15/07

Medicaid Payments to Pharmacy Providers While Recipients Were Hospitalized

Issued 7/16/07

Office of Professional Medical Conduct: Complaints and Investigations Process

Issued 8/9/07

Security Over Community Water Supply Systems

Issued 8/9/07

Medicaid Payments to Home Care Providers While Recipients Were Hospitalized

Issued 8/28/07

Medicaid Payments to Transportation Providers While Recipients Were Hospitalized

Issued 8/28/07

Medicaid Claims Processing for the Six Months Ended March 31, 2007

Issued 8/29/07

Medicaid Payments for HIV Pre-test Counseling Services (Follow-Up Report)

Issued 9/13/07

Helen Hayes Hospital: Selected Financial Management Practices

Issued 9/18/07

Inappropriate Medicaid Billings for Dental Services

Issued 9/28/07

Electronic Transfer of Medicaid Payments (Follow-Up Report)

Issued 10/10/07

Medicaid Claims Processing for the Six Months Ended September 30, 2005 (Follow-Up Report)

Issued 10/10/07

Duplicate Medicaid Payments to Fulton County Ambulance (Follow-Up Report)

Issued 10/10/07

Duplicate Medicaid Payments to Clinics (Follow-Up Report)

Issued 10/10/07

Medicaid Overpayments of Medicare Part B Deductibles

Issued 10/16/07

Medicaid Claims Processing for the Six Months Ended September 30, 2007

Issued 11/6/07

Flu Pandemic Preparedness

Issued 11/6/07

Inappropriate Medicaid Billings for Dental Sealants

Issued 11/26/07

Inappropriate Medicaid Payments for Community-Based Services While Recipients Resided in Nursing Homes

Issued 12/10/07

Medicaid Payments to Referred Ambulatory and Laboratory Providers While Recipients Were Hospitalized

Issued 12/10/07

Medicaid Overpayments for Mental Health Services

Issued 12/17/07

Investigation of Nursing Home Complaints

Issued 12/27/07

Medicaid Payments to Office of Mental Health and Office of Mental Retardation and Developmental Disabilities Providers While Recipients Were Hospitalized

Issued 12/27/07

Inappropriate Medicaid Billings for Dental Restorations

Issued 12/27/07

Medicaid Payments for Pharmacy Services While Recipients Reside in Nursing Homes

Issued 12/27/07

Internal Controls Over Procurement Operations and Equipment Asset Management (Follow-Up Report)

Issued 1/4/08

Inappropriate Medicaid Payments for Durable Medical Equipment While Recipients Resided in Nursing Homes

Issued 1/17/08

Montrose Veterans Home: Vendor Interest Payments

Issued 2/8/08

Oversight of Adult Care Facilities

Issued 3/5/08

Determining Medicaid Eligibility (Follow-Up Report)

Issued 3/5/08

Medicaid Prescription Drug Rebates (Follow-Up Report)

Issued 4/10/08

Medicaid Fee-for-Service Payments for Managed Care Recipients

Issued 5/16/08

Oversight of the Spinal Cord Injury Research Trust Fund

Issued 6/25/08

Inappropriate Medicaid Billings for Dental Services

Issued 7/9/08

Medicaid Claims Processing for the Six Months Ended March 31, 2008

Issued 7/31/08

Medicaid Payments for Human Immunodeficiency Virus (HIV) Drug Resistance Testing

Issued 9/8/08

Implementation of eMedNY (Follow-Up Report)

Issued 9/11/08

Implementation of eMedNY (Follow-Up Report)

Issued 9/11/08

Potential Overpayments of Medicaid Provider Claims for Human Immunodeficiency Virus (HIV) Primary Care Services

Issued 9/25/08

Compliance with Executive Order 134 - Environmental Impact of Cleaning of Facilities

Issued 9/30/08

Medicaid Payments to Clinics When the Patients Were Hospitalized (Follow-Up Report)

Issued 10/9/08

Medicaid Claims Processing for the Six Months Ended March 31, 2007 (Follow-Up Report)

Issued 10/9/08

Physical Therapy Services Provided by Clinics to Medicaid Recipients (Follow-Up Report)

Issued 10/9/08

Medicaid Payments to Home Care Providers While Recipients Were Hospitalized (Follow-Up Report)

Issued 11/20/08

Administration of Government Funds Awarded to Dor Yeshorim

Issued 12/4/08

Controls Over eMedNY Edit Changes

Issued 12/10/08

Medicaid Overpayments for Medicare Part B Beneficiaries

Issued 12/10/08

Medicaid Payments to Transportation Providers While Recipients Were Hospitalized (Follow-Up Report)

Issued 12/18/08

Medicaid Payments to Signature Health Center, LLC (Follow-Up Report)

Issued 12/18/08

Medicaid Overpayments of Medicare Part B Deductibles (Follow-Up Report)

Issued 12/18/08

Medicaid Overpayments of Coinsurance Fees for Medicare Beneficiaries

Issued 1/16/09

Medicaid Payments to Referred Ambulatory and Laboratory Providers While Recipients Were Hospitalized (Follow-Up Report)

Issued 2/12/09

Inappropriate Payments for Medicaid Recipients Residing and Enrolled in Other States

Issued 3/3/09

Medicaid Payments for Diabetic Testing Supplies

Issued 3/18/09

Inappropriate Medicaid Payments for Dental Services Provided to Patients with Dentures

Issued 3/25/09

Montrose Veterans Home: Vendor Interest Payments (Follow-Up Report)

Issued 4/9/09

Security Over Community Water Supply Systems (Follow-Up Report)

Issued 4/23/09

Inappropriate Medicaid Billings for Dental Sealants (Follow-Up Report)

Issued 5/7/09

Inappropriate Medicaid Billings for Dental Restorations (Follow-Up Report)

Issued 5/7/09

Food Program Payments to Selected Child Care Centers in New York City

Issued 5/12/09

Medicaid Overpayments for Mental Health Services (Follow-Up Report)

Issued 6/4/09

Immunization Program (Follow-Up Report)

Issued 6/4/09

Medicaid Payments for Pharmacy Services While Recipients Resided in Nursing Homes (Follow-Up Report)

Issued 6/4/09

Eligibility of Children Enrolled in Child Health Plus B (Follow-Up Report)

Issued 7/2/09

Office of Professional Medical Conduct: Complaints and Investigations Process (Follow-Up Report)

Issued 7/2/09

Inappropriate Medicaid Billings for Dental Services (Follow-Up Report)

Issued 7/2/09

Flu Pandemic Preparedness (Follow-Up Report)

Issued 7/2/09

Medicaid Claims Processing for the Six Months Ended September 30, 2008

Issued 7/21/09

Medicaid Payments to Office of Mental Health and Office of Mental Retardation and Developmental Disabilities Providers While Recipients Were Hospitalized (Follow-Up Report)

Issued 8/28/09

Inappropriate Medicaid Payments for Durable Medical Equipment While Recipients Resided in Nursing Homes (Follow-Up Report)

Issued 8/28/09

Enhanced Medicaid Payments to Selected Nursing Service Agencies That Provide Care for Medically Fragile Children

Issued 9/10/09

Inappropriate Medicaid Claims for Newborn Services

Issued 9/10/09

Inappropriate Payments for Vision Care Services Claimed by Dr. Horowitz

Issued 9/29/09

Clinical Laboratory Evaluation Program

Issued 10/8/09

Inappropriate Medicaid Billings for Dental Services (Follow-Up Report)

Issued 10/8/09

Medicaid Reimbursement of Synagis

Issued 10/15/09

Duplicate Medicaid Payments for Outpatient Services (Follow-Up Report)

Issued 11/19/09

Oversight of the Spinal Cord Injury Research Trust Fund (Follow-Up Report)

Issued 12/3/09

Medicaid Claims Processing Activity October 1, 2007 through March 31, 2008

Issued 12/17/09

Medicaid Claims Processing Activity

Issued 12/22/09

Inappropriate Medicaid Payments for Recipients with Multiple Identification Numbers

Issued 12/22/09

Improper Medicaid Payments for Misclassified Patient Discharges

Issued 12/22/09

Oversight of the Childhood Lead Poisoning Prevention Program (Follow-Up Report)

Issued 1/14/10

Oversight of Adult Care Facilities (Follow-Up Report)

Issued 1/14/10

Medicaid Fee-for-Service Payments for Managed Care Recipients (Follow-Up Report)

Issued 3/22/10

Inappropriate Medicaid Payments for Community-Based Services While Recipients Resided in Nursing Homes (Follow-Up Report)

Issued 4/19/10

Medicaid Payments for Human Immunodeficiency Virus (HIV) Drug Resistance Testing (Follow-Up Report)

Issued 4/19/10

Potential Overpayments of Medicaid Provider Claims for Human Immunodeficiency Virus (HIV) Primary Care Services (Follow-Up Report)

Issued 4/19/10

Medicaid Payments for Hospital Readmissions

Issued 5/3/10

Medicaid Payments for Out-of-State Ambulatory Surgery Services

Issued 5/3/10

Medicaid Overpayments for Non-Emergency Out-of-State Inpatient Services

Issued 5/3/10

Medicaid Payments for Excessive Dental Services

Issued 8/17/10

Collections of Medicaid Accounts Receivable

Issued 9/10/10

Medicaid Payments for Medicare Part A Beneficiaries

Issued 9/20/10

Excessive Medicaid Payments for Services to Recipients Receiving Medicare Benefits

Issued 9/20/10

Medicaid Overpayments for Medicare Part B Beneficiaries (Follow-Up Report)

Issued 9/20/10

Medicaid Claims Processing for the Six Months Ended September 30, 2009

Issued 9/23/10

Enhanced Medicaid Payments to Selected Home Health Care Service Providers

Issued 9/24/10

Oversight of Revenue Contracts

Issued 9/30/10

Medicaid Payments for Dental Consultations

Issued 9/30/10

Inappropriate Payments for Medicaid Recipients Residing and Enrolled in Other States

Issued 10/14/10

Payment for Outpatient Services for Hospitalized Medicaid Recipients

Issued 11/3/94

Wadsworth Center for Laboratories and Research: Environmental Laboratory Approval Program

Issued 5/25/95

Office of Professional Medical Conduct (Follow-Up)

Issued 8/23/95

Roswell Park Cancer Institute: Payroll Practices and Procedures

Issued 9/6/95

Wadsworth Center for Laboratories and Research: Oversight of Clinical Laboratories

Issued 9/7/95

Medicaid Payments to Clinics Using Products of Ambulatory Surgery and Ambulatory Care Methodology

Issued 9/8/95

Wadsworth Center for Laboratories and Research: Laboratory Equipment Controls

Issued 9/8/95

Staff Study: Cost of Nursing Home Care to New York's Medicaid Program

Issued 9/29/95

Hospital Monitoring Programs

Issued 10/11/95

Oversight of Environmental Health Programs (Follow-Up Review)

Issued 10/17/95

Administration of Emergency Medical Services

Issued 10/30/95

AIDS Institute

Issued 2/23/96

Roswell Park Cancer Institute: Management of Patient Revenue

Issued 3/1/96

Monitoring of Multiple Medicaid Billings by Physicians

Issued 4/22/96

Preferred Primary Care Provider Program

Issued 8/8/96

Contract with Molino & Associates, Inc.

Issued 9/16/96

Wadsworth Center for Laboratories and Research: Environmental Laboratory Approval Program (Follow-Up Review)

Issued 12/12/96

Department of Health and Department of Social Services - Managed Care Rate Setting and Payment Practices

Issued 2/6/97

Department of Social Services and Department of Health - Long-Term Home Health Care Program

Issued 2/19/97

Department of Social Services and Department of Health - Contract with Island Peer Review Organization, Inc.

Issued 2/28/97

Controls Over Certain Medicaid Payments to Managed Care Providers

Issued 4/4/97

Hospital Monitoring Programs (Follow-Up Review)

Issued 4/7/97

Administration of Emergency Medical Services (Follow-Up Review)

Issued 5/7/97

Department of Health & Department of Social Services - Medicaid Payments for Medicare Beneficiaries

Issued 5/21/97

Selected Aspects of the Joint Venture Agreement Between Health Research, Inc. and Institut Merieux

Issued 5/22/97

Medicaid Payments to Clinics Using Products of Ambulatory Surgery and Ambulatory Care Methodology (Follow-Up Review)

Issued 6/30/97

Impact of Third-Party Insurance Coverage on Medicaid Payments (Follow-Up Review)

Issued 7/10/97

Administration of Vital Records

Issued 8/14/97

Medicaid Claims Processing Accuracy During Year Ended 3/31/97

Issued 8/20/97

Roswell Park Cancer Institute: Clinical Income Practice Plan

Issued 8/21/97

Early Intervention Program: Evaluation of Program Results

Issued 9/18/97

Medicaid Claims Paid for Medicare Part A Eligible Recipients

Issued 11/7/97

Health Research, Incorporated

Issued 11/13/97

Contract with the AIDS Service Center of Lower Manhattan, Inc.

Issued 12/12/97

Contract with Food for Survival, Inc.

Issued 12/31/97

Medicaid Claims Processing Accuracy, Year Ended March 31, 1996 (Follow-Up Review)

Issued 1/7/98

Voucher Payment Process

Issued 1/14/98

Monitoring Nursing Home Compliance with Medicaid Participation Requirements and Controlling Provider Payments

Issued 1/22/98

Accuracy of Managed Care Claims Processing

Issued 2/13/98

AIDS Institute (Follow-Up Review)

Issued 2/13/98

Monitoring the Quality of Medicaid Managed Care [NY]

Issued 2/18/98

Managed Care Rate Setting and Payment Practices (Follow-Up Review)

Issued 4/23/98

Management of Child Health Plus Program

Issued 4/27/98

Long-Term Home Health Care Program (Follow-Up Review)

Issued 4/29/98

Roswell Park Cancer Institute: Management of Patient Revenue (Follow-Up Review)

Issued 5/21/98

Medicaid Claims Paid in 1996 for Medicare Part A Eligible Recipients

Issued 6/9/98

Fee-for-Service Claims Paid for Recipients Enrolled in Managed Care Plans

Issued 6/15/98

Medicaid Claims Processing Accuracy During Year Ended 3/31/98

Issued 6/24/98

Early Intervention Program Reimbursement Methodology Study

Issued 6/26/98

Medicaid Payments for Selected Clinic Services Covered by Medicare Part B

Issued 7/17/98

Accuracy of Medicare Information for Medicaid Recipients

Issued 7/21/98

Monitoring the Quality of Medicaid Managed Care

Issued 7/24/98

Contract with Brooklyn Perinatal Network, Inc.

Issued 9/14/98

Putnam County Transportation Aid

Issued 10/5/98

Controlling Changes to Medicaid Provider Payment Rates

Issued 10/14/98

Medicaid Clinic and Emergency Room Claims Paid During a Recipient's Hospital Stay

Issued 11/18/98

Contract with the Medical and Health Research Association of New York City, Inc.

Issued 3/5/99

Monitoring Home Care for Medicaid Recipients

Issued 3/24/99

Preferred Primary Care Provider Program (Follow-Up Review)

Issued 4/8/99

Accuracy of Medicaid Managed Care Claims Processing (Follow-Up Review)

Issued 4/8/99

Monitoring Nursing Home Compliance with Medicaid Participation Requirements and Controlling Provider Payments (Follow-Up Review)

Issued 5/10/99

Selected Aspects of the Joint Venture Agreement Between Health Research, Inc. and Institut Merieux (Follow-Up Review)

Issued 6/2/99

Assessing Medicaid Managed Care Provider Networks

Issued 6/3/99

Medicaid Claims Processing Accuracy

Issued 6/7/99

Medicaid Claims Paid in 1997 for Medicare Part A Eligible Recipients

Issued 6/17/99

Early Intervention Program: Evaluation of Program Results (Follow-Up Review)

Issued 6/17/99

Y2K Compliance

Issued 6/17/99

Contract with Cicatelli Associates, Inc.

Issued 6/21/99

Medicaid Claims Processing Accuracy During Year Ended 3/31/98 (Follow-Up Review)

Issued 7/6/99

Medicaid Claims Processing Accuracy During Year Ended 3/31/97 (Follow-Up Review)

Issued 7/6/99

Controls Over Certain Medicaid Payments to Managed Care Providers (Follow-Up Review)

Issued 7/28/99

Fee-for-Service Claims Paid for Recipients Enrolled in Managed Care Plans (Follow-Up Review)

Issued 8/4/99

Medicaid Payments for Selected Clinic Services Covered by Medicare Part B (Follow-Up Review)

Issued 8/6/99

Medicaid Recipients Enrolled in Medicare HMO Risk Plans

Issued 9/8/99

Administration of Vital Records (Follow-Up Review)

Issued 9/8/99

Contract with Bushwick Community Service Society, Inc.

Issued 9/13/99

Multiple Medicaid Payments to Clinics for Similar Services

Issued 9/24/99

Medicaid Off-line Payments and Recoveries

Issued 10/6/99

Oversight of Adult Care Facilities

Issued 11/4/99

Contract with Medical and Health Research Association of New York City, Inc.

Issued 11/23/99

Accuracy of Medicare Information for Medicaid Recipients (Follow-Up Review)

Issued 12/20/99

Controlling Changes to Medicaid Provider Payment Rates (Follow-Up Review)

Issued 12/28/99

Medicaid Claims Paid in 1998 for Medicare Part A Eligible Recipients

Issued 3/22/00

Health Care Reform Act Surcharge Collections

Issued 5/10/00

Medicaid Claims Processing Accuracy

Issued 6/21/00

Monitoring Medicaid Managed Care Contracts

Issued 6/28/00

Medicaid Payments for Medicare Beneficiaries (Follow-Up Review)

Issued 7/11/00

Private Duty Nursing Services for Medicaid Recipients

Issued 8/3/00

Medicaid Claims Paid for Medicare Part A Eligible Recipients (Follow-up Review)

Issued 8/11/00

Medicaid Clinic and Emergency Room Claims Paid During a Recipient's Hospital Stay (Follow-Up Review)

Issued 8/29/00

Putnam County Transportation Aid (Follow-Up Review)

Issued 9/18/00

Child and Adult Care Food Program

Issued 10/25/00

Oversight of Food Protection Programs

Issued 11/1/00

Controlling Medicaid Payments for School and Preschool Supportive Health Services

Issued 1/18/01

Medicaid Off-Line Payments and Recoveries (Follow-Up Review)

Issued 2/02/01

NAMI Deductions from Nursing Home Medicaid Claims

Issued 2/14/01

Medicaid Eligibility Under TANF Assistance

Issued 4/10/01

Medicaid Claims Paid in 1999 for Medicare Part A Eligible Recipients

Issued 5/9/01

Medicaid Accounts Receivable

Issued 05/16/01

Management of Child Health Plus B

Issued 05/23/01

Medicaid Claims Processing Activity

Issued 5/30/01

Monitoring the Quality of Medicaid Managed Care (Follow-Up Review)

Issued 6/12/01

Assessing Medicaid Managed Care Provider Networks (Follow-Up Review)

Issued 6/12/01

Administration of the Medicaid Drug Rebate Program

Issued 6/27/01

General and Application Controls Over the Health Information Network

Issued 8/15/01


Health, New York City Department of

Inspections of Food Service Establishments

Issued 2/19/02

Monitoring of Child Day Care

Issued 2/25/02

Monitoring of AIDS/HIV Prevention Services Contracts (Follow-Up Review)

Issued 4/8/03

Follow-up Review of Mobile Food Vendors

Issued 1/18/95

Revenue Operations

Issued 9/21/98

Controls Over Vital Records

Issued 5/25/00

Monitoring AIDS/HIV Prevention Services Contracts

Issued 5/31/01


Higher Education Services Corporation

TAP Application Process

Issued 5/30/03

Quality of Internal Control Certification

Issued 8/14/08

Y2K Compliance: Student Loan and Scholarship Management Systems

Issued 6/15/99

Internal Controls Over the Quick Pay Voucher Process

Issued 12/13/00


Higher Education Services Corporation - Tuition Assistance Program

Tuition Assistance Program - College of Staten Island

Issued 2/19/02

Tuition Assistance Program - Wood Tobe-Coburn School

Issued 2/19/02

Tuition Assistance Program - ITT Technical Institute - Getzville

Issued 4/4/02

Tuition Assistance Program - Katharine Gibbs School

Issued 8/29/02

Tuition Assistance Program - State University of New York College at Old Westbury

Issued 9/19/02

Tuition Assistance Program - Nyack College

Issued 9/19/02

Tuition Assistance Program - Empire State College

Issued 9/25/02

Tuition Assistance Program - Rochester Institute of Technology

Issued 5/30/03

Tuition Assistance Program - Mount Saint Mary College

Issued 5/30/03

Tuition Assistance Program - College of Aeronautics

Issued 8/21/03

Tuition Assistance Program - John Jay College of Criminal Justice

Issued 8/29/03

Tuition Assistance Program - Art Institute of New York City

Issued 9/30/03

Tuition Assistance Program - Saint Thomas Aquinas College

Issued 9/30/03

Tuition Assistance Program - Manhattan College

Issued 11/21/03

Tuition Assistance Program - Elmira Business Institute

Issued 12/9/03

Tuition Assistance Program - Briarcliffe College

Issued 1/9/04

Tuition Assistance Program - Polytechnic University

Issued 1/15/04

Tuition Assistance Program - Technical Career Institutes, Inc.

Issued 3/26/04

Tuition Assistance Program - Long Island University

Issued 5/25/04

Tuition Assistance Program - Bryant and Stratton - Rochester

Issued 6/2/04

Tuition Assistance Program - St Francis College

Issued 6/2/04

Tuition Assistance Program - Gamla College

Issued 6/15/04

Tuition Assistance Program - Drake School of the Bronx

Issued 8/16/04

Tuition Assistance Program - The Sage Colleges

Issued 8/19/04

Tuition Assistance Program - DeVry Institute of Technology

Issued 8/19/04

Tuition Assistance Program - Interboro Institute

Issued 3/7/05

Tuition Assistance Program - State University of New York at Buffalo

Issued 4/5/05

Tuition Assistance Program - Rochester Business Institute

Issued 11/17/05

Tuition Assistance Program - ASA Institute of Business and Computer Technology

Issued 1/17/06

Tuition Assistance Program - Franklin Career Institute

Issued 4/7/06

Tuition Assistance Program - Queensborough Community College

Issued 8/1/06

Tuition Assistance Program - American Center for Career Training

Issued 8/10/06

Tuition Assistance Program - Roberts Business Institute

Issued 8/10/06

Tuition Assistance Program - Schenectady County Community College

Issued 8/10/06

Tuition Assistance Program - The School of Visual Arts

Issued 9/6/06

Tuition Assistance Program - Long Island Business Institute

Issued 11/9/06

Tuition Assistance Program - Boricua College

Issued 11/30/06

Tuition Assistance Program - Manhattan School of Computer Technology

Issued 12/19/06

Tuition Assistance Program - St Joseph�s College

Issued 12/19/06

Tuition Assistance Program - Manhattanville College

Issued 11/26/07

Tuition Assistance Program - Canisius College

Issued 12/07/07

Tuition Assistance Program - Brooklyn Institute of Business Technology

Issued 3/5/08

Tuition Assistance Program - Interboro Institute

Issued 8/14/08

Tuition Assistance Program - Molloy College

Issued 12/11/08

Tuition Assistance Program - Baruch College

Issued 12/12/08

Tuition Assistance Program - Mandl School

Issued 3/26/09

Tuition Assistance Program - Globe Institute of Technology

Issued 8/6/09

Tuition Assistance Program - Technical Career Institutes

Issued 10/8/09

Tuition Assistance Program - ASA Institute of Business and Computer Technology

Issued 12/7/09

Tuition Assistance Program - St. John’s University

Issued 12/31/09

Tuition Assistance Program - Hunter College

Issued 5/25/10

Tuition Assistance Program - College of New Rochelle

Issued 6/22/10

Tuition Assistance Program - Bramson ORT

Issued 9/16/10

Audrey Cohen College, New York City

Issued 10/24/94

Hofstra University, Hempstead

Issued 1/10/95

Boricua College, New York City

Issued 2/14/95

Five Towns College, Dix Hills

Issued 2/23/95

Hudson Valley Community College, Troy

Issued 4/28/95

The Simmons School, White Plains

Issued 6/11/95

The Katharine Gibbs School, New York City

Issued 7/11/95

Molloy College, Rockville Centre

Issued 7/14/95

Pace University, New York City Campus

Issued 8/28/95

Metropolitan Career Institute

Issued 11/15/95

Hostos Community College

Issued 1/16/96

New York City Technical College

Issued 1/31/96

Globe Institute of Technology, Inc. (Formerly Advanced Software Analysis, Inc.)

Issued 2/7/96

Global Business Institute

Issued 4/26/96

Technical Career Institutes

Issued 5/20/96

Marist College

Issued 6/4/96

State University College at Buffalo

Issued 8/15/96

Interboro Institute

Issued 11/15/96

Mercy College

Issued 12/4/96

Long Island University, Brooklyn Campus

Issued 12/20/96

MonroeCommunity College

Issued 4/9/97

Borough ofManhattan Community College

Issued 6/4/97

Mohawk ValleyCommunity College

Issued 6/9/97

ASA Institute of Computer and Business Technology, Inc. (Formerly Advanced Software Analysis, Inc.)

Issued 7/3/97

Professional Business Institute

Issued 7/29/97

Westchester Business Institute

Issued 9/26/97

Tuition Assistance Program - Katharine Gibbs School

Issued 9/30/97

State University at Binghamton

Issued 10/28/97

Blake Business School

Issued 1/27/98

SYRIT Computer School Systems

Issued 2/5/98

Stenotype Academy

Issued 4/3/98

Court Reporting Institute

Issued 5/26/98

Berkeley College

Issued 8/5/98

Syracuse University

Issued 8/7/98

Touro College

Issued 9/10/98

Bronx Community College

Issued 9/22/98

City College of New York

Issued 4/16/99

Onondaga Community College

Issued 4/27/99

New York University

Issued 5/21/99

Taylor Business Institute

Issued 6/14/99

Erie Community College

Issued 6/25/99

Nassau Community College

Issued 7/27/99

Central City Business Institute

Issued 8/13/99

Mercy College: Appropriateness of the Social Security Numbers Used by Students Receiving Tuition Assistance Program Awards

Issued 9/15/99

Adelphi University

Issued 11/5/99

Bramson ORT Technical Institute

Issued 11/10/99

Marymount Manhattan College

Issued 11/19/99

College of New Rochelle

Issued 5/24/00

Berkeley College

Issued 6/29/00

Concordia College

Issued 7/19/00

The Betty Owen School, Ltd.

Issued 7/31/00

St. John's University

Issued 10/24/00

New York Institute of Technology

Issued 11/22/00

Iona College

Issued 04/16/01

Monroe College

Issued 05/15/01

Mildred Elley

Issued 06/13/01

Dowling College

Issued 06/13/01


Homeland Security and Emergency Services, Division of

Oversight of Revenue Contracts

Issued 8/26/10


Homeland Security, State Office of

Use of Homeland Security Funds

Issued 6/2/05

Homeland Security Grant

Issued 8/22/06

Use of Homeland Security Funds (Follow-Up Report)

Issued 12/26/06

Homeland Security Grant (Follow-Up Report)

Issued 9/11/08


Homeless Housing and Assistance Corporation

Internal Controls Over Major Financial Operations

Issued 3/23/05


Homeless Services, New York City Department of

Accuracy of State Aid Claims

Issued 11/20/98

Accuracy of State Aid Claims (Follow-Up Review)

Issued 8/30/00


Housing Finance Agency

Internal Controls Over Financial Operations

Issued 3/3/05

Senior Housing Finance Program

Issued 11/9/06

Internal Controls Over Financial Operations (Follow-Up Report)

Issued 6/5/07

Compliance with Freedom of Information Law Requirements

Issued 6/26/07

Senior Housing Finance Program (Follow-Up Report)

Issued 7/3/08

Eligibility for Health Insurance Coverage

Issued 7/31/08

Accuracy of Employee Retirement Reporting

Issued 9/11/08

Eligibility for Health Insurance Coverage (Follow-Up Report)

Issued 3/22/10

Accuracy of Employee Retirement Reporting (Follow-Up Report)

Issued 3/22/10

Y2K Compliance

Issued 7/20/99


Housing Preservation and Development, New York City Department of

Maintenance of City-Owned Housing

Issued 7/10/02

Permanent Housing for Homeless Families Program

Issued 7/11/03

Energy Cost Reduction at Mitchell-Lama Housing Developments

Issued 9/15/04

Monitoring of New York City Mitchell-Lama Waiting Lists

Issued 8/29/05

Neighborhood Homes Program: Compliance with Requirements Relating to Building Sales

Issued 07/12/07

Neighborhood Homes Program Compliance with Requirements

Issued 9/26/07

Monitoring of New York City Mitchell-Lama Waiting Lists (Follow-Up Report)

Issued 7/31/08

Neighborhood Homes Program: Compliance with Requirements Relating to Profits on Building Sales (Follow-Up Report)

Issued 7/16/09

Neighborhood Homes Program: Compliance with Requirements Relating to Building Sales (Follow-Up Report)

Issued 7/30/09

HomeWorks Program: Compliance with Selected Program Requirements

Issued 11/10/09


Housing Trust Fund Corporation

Internal Controls Over Financial Operations

Issued 6/2/04


Housing and Community Renewal, Division of

Processing of Major Capital Improvement Rent Increase Applications (Follow-Up Review)

Issued 4/19/02

Selected Management Practices at Rochdale Village (Follow-Up Review)

Issued 11/25/02

Energy Conservation in Housing Developments (Follow-Up Review)

Issued 4/21/03

Processing of Petitions for Administrative Review

Issued 7/10/03

Mitchell-Lama Buyout Program

Issued 8/22/05

Compliance with Selected Reporting Requirements

Issued 6/26/07

Section 8 Program Participant Eligibility

Issued 11/6/07

Oversight of Selected Purchasing Practices at Rochdale Village

Issued 2/8/08

Tenant Selection Practices at Rochdale Village

Issued 4/29/08

Section 8 Program Participant Eligibility (Follow-Up Report)

Issued 7/16/09

Tenant Selection Practices at Rochdale Village (Follow-Up Report)

Issued 10/22/09

Oversight of Selected Purchasing Practices at Rochdale Village (Follow-Up Report)

Issued 11/5/09

Vacancies at Selected Mitchell-Lama Housing Developments

Issued 12/3/09

Oversight of Mitchell-Lama Housing Replacement Reserves

Issued 3/29/95

Housing Development Fund

Issued 5/26/95

Billing and Collecting Selected Revenues

Issued 9/6/95

Division of Housing and Community Renewal - Administration of the Low Income Housing Tax Credit Program

Issued 6/14/96

Division of Housing and Community Renewal - Study on the Low Income Housing Tax Credit Program

Issued 11/12/96

Processing of Rent Overcharge Complaints in New York City

Issued 2/21/97

Selecting Housing Projects for Funding

Issued 3/18/97

Management Practices at Co-op City

Issued 8/18/97

Billing and Collecting Selected Revenues (Follow-Up Review)

Issued 9/8/97

Housing Development Fund (Follow-Up Review)

Issued 12/11/97

Oversight of Mitchell-Lama Housing Replacement Reserves (Follow-Up Review)

Issued 7/16/98

Vacancy Losses and Tenant Accounts Receivable at Mitchell-Lama Projects

Issued 9/11/98

Processing of Rent Overcharge Complaints in New York City (Follow-Up Review)

Issued 12/11/98

Selecting Housing Projects for Funding (Follow-Up Review)

Issued 2/3/99

Administration of the Low Income Housing Tax Credit Program (Follow-Up Review)

Issued 2/10/99

Y2K Compliance: Historical Update and Tracking System

Issued 2/25/99

Harry Silver Housing Company: Selected Financial and Management Practices

Issued 4/9/99

Oversight of Citizens' Opportunity for Development and Equality, Inc.

Issued 4/29/99

Selected Management Practices at Rochdale Village

Issued 6/30/99

Vacancy Losses and Tenant Accounts Receivable at Mitchell-Lama Projects (Follow-Up Review)

Issued 10/1/99

Oversight of the Saratoga County Rural Preservation Company

Issued 12/14/99

Unity Park Phase I and II

Issued 1/5/00

Processing of Major Capital Improvement Rent Increase Applications

Issued 1/7/00

Energy Conservation in Housing Developments

Issued 3/14/01


Housing, Preservation and Development, New York City Department of

Oversight of Mitchell-Lama Housing Developments Needs to Be Strengthened to Ensure That Reserve Accounts Meet Future Needs

Issued 3/19/95

Oversight of Mitchell-Lama Housing Development Reserve Accounts (Follow-Up Review)

Issued 12/15/97

Rehabilitation and Disposal of City-Owned Buildings

Issued 5/31/00

Controls Over Rent Revenues

Issued 10/25/00


Hudson River Park Trust

Internal Controls Over Financial Operations

Issued 1/4/05

Internal Controls Over Financial Operations (Follow-Up Report)

Issued 4/7/06

West 30th Street Heliport: Safety and Security

Issued 8/29/07

West 30th Street Heliport: Revenue Operations

Issued 12/21/07

West 30th Street Heliport: Revenue Operations (Follow-Up Report)

Issued 9/10/09

West 30th Street Heliport: Safety and Security (Follow-Up Report)

Issued 9/24/09


Hudson River-Black River Regulating District

Internal Controls Over Financial Operations

Issued 11/22/04

Compliance with Freedom of Information Law Requirements

Issued 8/9/07

Eligibility for Health Insurance Coverage

Issued 7/17/08

Accuracy of Employee Retirement Reporting

Issued 9/11/08


Human Rights, Division of

Complaint Processing (Follow-Up Review)

Issued 10/16/01

Internal Controls Over Financial Operations

Issued 1/4/05

Timeliness of Processing Discrimination Complaints

Issued 8/10/06

Internal Controls Over Selected Financial Operations

Issued 4/10/08

Internal Controls Over Selected Financial Operations (Follow-Up Report)

Issued 3/22/10

Complaint Processing

Issued 2/11/00


Industrial Exhibit Authority

Overtime Controls for Work During the New York State Fair

Issued 4/10/08

Controls Over Trade Agreements

Issued 1/16/09


Information Technology Services, Office of

Consulting Services

Issued 06/30/10

Minority and Women's Business Enterprise Reporting

Issued 7/22/10

Avaya - CAPNET Maintenance

Issued 10/14/10


Information Technology and Telecommunications, New York City Department of

Selected General Controls Over Data Center Security

Issued 8/23/05

Selected General Controls Over Data Center Security (Follow-Up Report)

Issued 11/30/06


Insurance Department

Administration of the Motor Vehicle Law Enforcement Fee (Follow-Up Review)

Issued 1/16/02

Assessment of Costs To Administer Insurance Department Operations

Issued 6/4/02

Consumer Services Bureau: Oversight of Case Processing Activities (Follow-Up Review)

Issued 6/28/02

Assessment of Costs To Administer Insurance Department Operations

Issued 6/23/03

Administration of the Motor Vehicle Law Enforcement Fee

Issued 9/18/03

Insurance Frauds Bureau: Activities to Combat Automobile Insurance Fraud

Issued 4/1/04

Insurance Frauds Bureau: Activities to Combat Automobile Insurance Fraud

Issued 4/1/04

Assessment of Costs To Administer Insurance Department Operations

Issued 6/2/05

Activities to Combat Automobile Insurance Fraud (Follow-Up Report)

Issued 12/20/05

Contract with Alicare Inc.

Issued 6/5/07

Assessment of Costs To Administer Insurance Department Operations

Issued 3/5/08

Administration of the Individual Direct Payment Health Insurance Program

Issued 6/4/09

Assessment of Costs To Administer Insurance Department Operations

Issued 7/22/10

Insurance Carrier Assessments

Issued 7/31/95

Insurance Security Funds

Issued 1/8/96

The Annual Commercial Property/Casualty Report

Issued 10/30/96

Administration of the Motor Vehicle Law Enforcement Fee

Issued 2/3/98

Liquidation Bureau

Issued 4/2/98

The Annual Commercial Property/Casualty Report (Follow-Up Review)

Issued 5/26/98

Monitoring the Financial Solvency of Foreign, Alien and Health Insurers

Issued 8/14/98

Report of Net Assessable Expenses

Issued 9/24/98

Administration of the Motor Vehicle Law Enforcement Fee (Follow-Up Review)

Issued 7/16/99

Assessment of Costs To Administer Insurance Department Operations

Issued 9/23/99

Monitoring the Financial Solvency of Foreign, Alien and Health Insurers (Follow-Up Review)

Issued 10/21/99

Consumer Services Bureau: Oversight of Case Processing Activities

Issued 4/13/00

Annual Assessment of Costs To Administer Insurance Department Operations

Issued 8/10/00

Discounted Workers' Compensation Rates

Issued 1/8/01

Assessment of Costs To Administer Insurance Department Operations

Issued 2/09/01


Investigation, New York City Department of

Selected General Controls Over Data Center Security

Issued 8/23/05

Selected General Controls Over Data Center Security (Follow-Up Report)

Issued 11/30/06

Action Needed to Strengthen Activities of City Marshals

Issued 10/25/94


Job Development Authority

Internal Controls Over Procurement and Contracting Activities and Conflict of Interest

Issued 4/27/05

Management of Loan Portfolio

Issued 12/15/95

Staff Study: Consolidation of the State's Economic Development Entities and Programs

Issued 12/24/97


KIPP Academy Charter School

Financial Management Practices

Issued 12/6/07


Labor Relations, New York City Office of

Health Benefits Program: Monitoring Dependent Eligibility and Selected Financial Practices

Issued 10/8/97


Labor, Department of

Meeting the Transportation Needs of Temporary Assistance for Needy Families Recipients

Issued 12/14/01

Public Employee Safety and Health Program

Issued 6/6/02

Office of Temporary and Disability Assistance - Welfare Reform: Assessing Education and Training Needs of TANF Recipients (Follow-Up Review)

Issued 6/6/02

Information Systems for Reporting Work Participation Data (Follow-Up Review)

Issued 6/6/02

Disability Determinations for Public Assistance Recipients (Follow-Up Review)

Issued 8/21/02

Measuring the Success of Temporary Assistance for Needy Families-Related Employment Programs (Follow-Up Review)

Issued 11/27/02

Enforcement of the Prevailing Wage on Public Construction Contracts

Issued 2/20/03

Meeting the Transportation Needs of TANF Recipients (Follow-Up Review)

Issued 6/20/03

Public Employee Safety and Health Program (Follow-Up Review)

Issued 4/1/04

Administration of the InVEST Program

Issued 8/16/04

Enforcement of the Prevailing Wage on Public Construction Contracts (Follow-Up Report)

Issued 1/10/05

Administration of the Public Work Enforcement Fund

Issued 11/1/05

Workforce Investment Act Performance Data Accuracy

Issued 2/7/06

Administration of the InVEST Program (Follow-Up Report)

Issued 2/9/06

Written Support of Internal Controls Over the Financial Reporting of Unemployment Insurance

Issued 10/4/06

Contracts with the Consortium for Worker Education

Issued 2/28/07

Use of New Hires Database

Issued 6/5/07

Administration of the Public Work Enforcement Fund (Follow-Up Report)

Issued 6/15/07

Workforce Investment Act Performance Data Accuracy (Follow-Up Report)

Issued 6/15/07

Hazard Abatement Board: Grant Application Procedures

Issued 6/26/07

Use of New Hires Database (Follow-Up Report)

Issued 2/27/09

Unemployment Insurance Benefits

Issued 07/29/10

Oversight of Revenue Contracts

Issued 8/26/10

Recovery of Unpaid Wages on Behalf of Claimants

Issued 11/1/94

Unemployment Insurance Benefit Payment Activities

Issued 12/21/94

Job Training Partnership Act

Issued 8/9/95

Payroll Practices (Follow-Up Review)

Issued 9/26/95

Purchasing Practices

Issued 9/26/95

Unemployment Insurance Benefit Payment Activities

Issued 5/6/96

Recovery of Unpaid Wages on Behalf of Claimants (Follow-Up Review)

Issued 8/13/96

Computer Systems Development

Issued 10/3/96

Unemployment Insurance Benefit Payment Activities

Issued 10/25/96

Unemployment Insurance Benefit Payment Activities

Issued 1/28/97

Assessment and Collection of Public Employee Safety and Health Penalties

Issued 3/6/97

Identifying and Collecting Unemployment Insurance Benefit Overpayments

Issued 4/9/97

Unemployment Insurance Benefit Payment Activities

Issued 4/15/97

Unemployment Insurance Benefit Payment Activities

Issued 9/29/97

Implementation of Welfare Reform in New York State: A Status Report [NY]

Issued 12/8/97

Effect of Legislation Limiting Combined Unemployment Insurance and Workers' Compensation Benefits

Issued 12/18/97

Job Training Partnership Act Programs: Comparison of Selected Service Delivery Areas

Issued 3/17/98

Unemployment Insurance Benefit Payment Activities

Issued 7/31/98

Computer Systems Development (Follow-Up Review)

Issued 8/7/98

Identifying Unemployment Insurance Benefit Overpayments Made to State Employees for Year Ended 12/31/96

Issued 9/30/98

Assessment and Collection of Public Employee Safety and Health Penalties (Follow-Up Review)

Issued 11/12/98

Y2K Compliance: Unemployment Insurance System and Unemployment Insurance Employer Contribution System

Issued 4/7/99

Contract with Ramos Gartner and Co., Inc.

Issued 2/4/00

Welfare Reform: Assessing Education and Training Needs of TANF Recipients

Issued 8/11/00

Information Systems for Reporting Work Participation Data

Issued 8/11/00

Follow-Up on Implementation of Welfare Reform in New York State

Issued 8/24/00

Implementation of Welfare Reform in New York State: A Status Report

Issued 8/24/00

Contract with Curtis & Associates, Inc.

Issued 12/8/00

Disability Determinations for Public Assistance Recipients

Issued 6/25/01

Measuring the Success of Temporary Assistance for Needy Families-Related Employment Programs

Issued 8/10/01


Law, Department of

Controls Over Confidential Fund Accounts (Follow-Up Review)

Issued 5/24/02

Purchasing Practices

Issued 11/1/96

Purchasing Practices (Follow-Up Review)

Issued 6/17/98

Y2K Compliance: Case Management and Other Systems

Issued 7/14/99

Controls Over Confidential Fund Accounts

Issued 4/6/00


Law, New York City Department of

Workers' Compensation Division: Action Needed to Improve the Administration and Management of the Workers' Compensation Program

Issued 11/16/95


Long Island Power Authority

Compliance with Freedom of Information Law Requirements

Issued 6/26/07

Vehicle Acquisition, Use and Disposition

Issued 6/26/07

Recycling Program

Issued 1/29/09

Internal Controls Over Fiscal Operations

Issued 6/1/09

Oversight of Contracts with National Grid

Issued 7/22/10

Staff Study: Disposition of the Shoreham Nuclear Power Plant

Issued 2/21/96

Implementation of the New York State Governmental Accountability, Audit and Internal Control Act

Issued 8/22/01


Lottery, Division of the

Advertising Program Controls (Follow-Up Review)

Issued 10/23/02

Selection and Licensing of Lottery Retailers

Issued 10/31/05

Controls and Accountability Over Video Lottery Revenue

Issued 9/6/06

Controls Over the Selection and Licensing of Lottery Retailers (Follow-Up Report)

Issued 3/5/08

Study Comparing the Telecommunications Costs for New York State's On-Line Lottery Games to Such Costs in Other Selected States

Issued 7/21/95

Revenue Collection Controls and Ticket Accountability for Instant Games

Issued 10/31/95

Agent Selection and Licensing

Issued 10/15/96

Revenue Collection Controls and Ticket Accountability for Instant Games (Follow-Up Review)

Issued 6/24/97

Y2K Compliance: Auditing and Prize Payment Systems

Issued 6/24/99

Advertising Program Controls

Issued 8/20/01


MTA Bridges and Tunnels

Scheduling and Deploying of Bridge and Tunnel Officers

Issued 12/30/96


Manhattan and Bronx Surface Transit Operating Authority

Qualifications of Certain Employees

Issued 8/4/95


Mental Health, Office of

Creedmoor Psychiatric Center: Financial Management Practices

Issued 12/6/01

Contract with Odyssey House

Issued 12/14/01

Training of Direct Care Staff at Psychiatric Facilities

Issued 8/15/02

Contract with Odyssey House (Follow-Up Review)

Issued 5/8/03

Manhattan Psychiatric Center: Controls Over Continuing Medical Education (Follow-Up Review)

Issued 7/11/03

Controls Over Outpatient Billings (Follow-Up Review)

Issued 9/24/03

South Beach Psychiatric Center: Selected Financial Management Practices

Issued 12/31/03

Oversight of Aftercare Services

Issued 2/6/04

Creedmoor Psychiatric Center: Financial Management Practices (Follow-Up Review)

Issued 4/26/04

Training of Direct Care Staff at Psychiatric Facilities (Follow-Up Review)

Issued 5/10/04

Monitoring the Implementation of Kendra�s Law

Issued 6/24/04

Contract with Banana Kelly Community Improvement Corporation

Issued 3/29/05

Contract with the Federation of Organizations for the New York State Mentally Disabled, Inc.

Issued 4/5/05

Incident Management Practices at Selected Psychiatric Centers

Issued 6/6/05

Children�s Mental Health Single Point of Access

Issued 4/6/06

Contract with Banana Kelly Community Improvement Corporation (Follow-Up Report)

Issued 7/19/06

Pilgrim Psychiatric Center: Selected Financial Management Practices

Issued 8/10/06

South Beach Psychiatric Center: Selected Financial Management Practices (Follow-Up Report)

Issued 9/6/06

Incident Management Practices at Selected Psychiatric Centers (Follow-Up Report)

Issued 10/4/06

New York State Psychiatric Institute: Selected Financial Management Practices

Issued 1/17/07

High Overtime Payments to Individuals at Hudson River Psychiatric Center

Issued 6/26/07

South Beach Psychiatric Center: Facility Security

Issued 8/10/07

Children�s Mental Health Single Point of Access (Follow-Up Report)

Issued 12/07/07

Pilgrim Psychiatric Center: Selected Financial Management Practices (Follow-Up Report)

Issued 12/07/07

Rockland Psychiatric Center: Internal Controls Over Overtime Practices

Issued 12/20/07

Mid-Hudson Forensic Psychiatric Center: Internal Controls Over Overtime Practices

Issued 5/8/08

Compliance with Executive Order 134 - Environmental Impact of Cleaning of Facilities

Issued 9/30/08

Compliance with Executive Order 111 Requirements to Purchase Power from Renewable Energy Sources

Issued 12/4/08

South Beach Psychiatric Center: Facility Security (Follow-Up Report)

Issued 1/29/09

Kingsboro Psychiatric Center: Controls Over Late Separations

Issued 2/12/09

Creedmoor Psychiatric Center: Continuing Medical Education Credits

Issued 5/5/09

Oversight of Criminal History Record Checks for Service Provider Employees

Issued 7/2/09

Rockland Psychiatric Center: Internal Controls Over Overtime Practices (Follow-Up Report)

Issued 9/24/09

Mid-Hudson Forensic Psychiatric Center: Internal Controls Over Overtime Practices (Follow-Up Report)

Issued 9/24/09

Controls Over Prescription Drugs

Issued 12/17/09

High Overtime Payments to Individuals at Hudson River Psychiatric Center (Follow-Up Report)

Issued 3/22/10

Contracts for Personal and Miscellaneous Services

Issued 8/26/10

Kingsboro Psychiatric Center Controls Over Late Separations (Follow-Up Report)

Issued 10/21/10

Implementation of the Governmental Accountability, Audit and Internal Control

Issued 8/14/94

Use of Quick Pay Vouchers by Selected Downstate Facilities

Issued 3/29/95

Initiatives To Serve Persons With Serious and Persistent Mental Illness

Issued 1/8/96

Community Residence Development (Follow-Up Review)

Issued 1/31/96

Rockland Psychiatric Center, Selected Financial Management Practices

Issued 3/29/96

Capital Improvement Program at Psychiatric Centers

Issued 9/30/96

Microcomputer Software Controls (Follow-Up Review)

Issued 10/25/96

Central Office Oversight of Food Operations (Follow-Up Review)

Issued 1/6/97

Manhattan Psychiatric Center: Selected Financial Management Practices

Issued 3/20/97

Use of Quick Pay Vouchers by Selected Downstate Facilities (Follow-Up Review)

Issued 4/11/97

Study of the Rate of Inpatient Care Provided to Children

Issued 7/28/97

Rockland Psychiatric Center: Selected Financial Management Practices (Follow-Up Review)

Issued 9/25/97

Overtime Management at Creedmoor and Hudson River Psychiatric Centers

Issued 2/27/98

Manhattan Psychiatric Center: Selected Financial Management Practices (Follow-Up Review)

Issued 5/28/98

Hazardous Duty Payments

Issued 5/29/98

Oversight of the Comprehensive Psychiatric Emergency Program

Issued 6/4/98

Investigative Practices Undertaken by Patient Resource Offices

Issued 7/14/98

Manhattan Psychiatric Center: Dunlap Building Rehabilitation Project

Issued 9/23/98

Homeless Housing Program (Follow-Up Review)

Issued 11/19/98

Bronx Psychiatric Center: Controls Over Patient Cash

Issued 12/16/98

New York State Psychiatric Institute: Payroll and Time and Attendance Practices

Issued 1/29/99

Kingsboro Psychiatric Center: Controls Over Patient Cash

Issued 2/26/99

Y2K Compliance: Service Billing Systems

Issued 3/25/99

Manhattan Psychiatric Center: Controls Over Continuing Medical Education

Issued 7/12/99

Controls Over Outpatient Billings

Issued 7/31/00


Mental Hygiene, Department of

Provider Property Leases with Related Parties (Follow-Up Review)

Issued 5/13/97


Mental Retardation and Developmental Disabilities, Office of

Hudson Valley DDSO: Financial Management Practices

Issued 10/29/01

Overtime Expenditures

Issued 11/27/02

Bernard Fineson Developmental Disabilities Services Office: Selected Financial Management Practices

Issued 11/27/02

Hudson Valley DDSO: Financial Management Practices (Follow-Up Review)

Issued 8/21/03

Staten Island Developmental Disabilities Services Office: Selected Financial Management Practices

Issued 5/10/04

Overtime Expenditures (Follow-Up Review)

Issued 7/21/04

Suitability of Direct Care Workers

Issued 9/13/04

Developmental Disabilities Institute: Contract Services and Billings

Issued 9/15/05

Residential Services Initiative

Issued 3/23/06

Capital District Developmental Disabilities Services Office: Selected Financial Management Practices

Issued 7/19/06

Metro New York Developmental Disabilities Services Office: Internal Controls Over Payroll and Purchasing Practices

Issued 9/21/06

Developmental Disabilities Institute: Contract Services and Billings (Follow-Up Report)

Issued 1/17/07

Central New York Developmental Disabilities Services Office: Use of Employees and Employees� Relatives as Vendors

Issued 12/20/07

High Overtime Payments by the Central New York Developmental Disabilities Services Office

Issued 12/27/07

Preservation Fund Procurement Practices at Springbrook NY, Inc.

Issued 12/27/07

Capital District Developmental Disabilities Services Office: Selected Financial Management Practices (Follow-Up Report)

Issued 3/27/08

Metro New York Developmental Disabilities Services Office: Internal Controls Over Payroll and Purchasing Practices (Follow-Up Report)

Issued 3/27/08

Office of Alcoholism and Substance Abuse Services, Office of Mental Retardation and Developmental Disabilities = Unlicensed Nursing Services

Issued 5/13/08

Compliance with Executive Order 134 - Environmental Impact of Cleaning of Facilities

Issued 9/30/08

Bernard Fineson Developmental Disabilities Services Office: Internal Controls Over Employee Separations

Issued 10/9/08

Central New York Developmental Disabilities Services Office: Physical Plant Procurement Practices

Issued 01/06/09

Bernard Fineson Developmental Disabilities Service Office: Coastline Transportation, Inc. d/b/a L & L Transportation - Contract C650246

Issued 4/11/09

Oversight of Criminal History Record Checks for Employees of Voluntary Agencies and Registered Providers

Issued 6/4/09

Hudson Valley DDSO Administration of Preservation Funds

Issued 8/14/09

Taconic Developmental Disabilities Services Office: Controls Over Employee Overtime

Issued 10/8/09

Bernard Fineson Developmental Disabilities Services Office: Internal Controls Over Employee Separations (Follow-Up Report)

Issued 5/24/10

Community Residence Purchasing Practices

Issued 5/26/95

Community Residence Minor Repair and Maintenance Program

Issued 7/25/95

Equipment Disposal at Developmental Centers

Issued 9/11/95

Monitoring Client Incidents Reported by Selected Voluntary Agencies

Issued 5/31/96

Controls Over Microcomputer Software (Follow-Up Review)

Issued 11/5/96

Family Care Program

Issued 11/14/96

Overtime Management at the Bernard Fineson, Letchworth and Long Island DDSOs

Issued 1/20/98

Monitoring Client Incidents Reported by Selected Voluntary Agencies (Follow-Up Review)

Issued 2/24/98

Family Care Program (Follow-Up Review)

Issued 3/3/98

Developmental Center Closure Plan Progress

Issued 2/26/99

Controls Over Consumers' Cash at Staten Island Developmental Disabilities Services Office and Selected Voluntary Agencies

Issued 3/3/99

Controls Over Consumers' Cash at Metro New York Developmental Disabilities Services Office and Selected Voluntary Agencies

Issued 3/15/99

Y2K Compliance: Tracking and Billing System and Business Office System

Issued 3/29/99

Developmental Center Closure Plan Progress (Follow-up Review)

Issued 8/8/00

Institute for Basic Research in Developmental Disabilities: Controls Over State and Grant Projects

Issued 3/05/01


Merrick Academy Charter School

Financial Management Practices

Issued 12/20/07


Metropolitan Transportation Authority

New York City Transit: Automated Fare Collection Program, Administration of Out-of-System Sales (Follow-Up Review)

Issued 10/4/01

New York City Transit: Selected Overtime Practices (Follow-Up Review)

Issued 8/2/02

Long Island Rail Road and Metro-North Railroad: Availability of Parking

Issued 11/20/02

New York City Transit: Rapid Transit Services for Persons with Disabilities

Issued 1/8/04

Long Island Rail Road and Metro-North Railroad: Availability of Parking (Follow-Up Review)

Issued 6/3/04

New York City Transit: Rapid Transit Services for Persons with Disabilities (Follow-Up Report)

Issued 3/25/05

Bridges and Tunnels: Capital Project Planning and Cost Estimation

Issued 10/18/05

Safety of Grade-Level Railroad Crossings

Issued 6/14/06

Controls Over Security-Sensitive Information for the Capital Projects Program

Issued 9/6/06

New York Transit Museum: Selected Financial Management Practices of the Nostalgia Train Program

Issued 8/29/07

Bridges and Tunnels: Compliance with Freedom of Information Law Requirements

Issued 8/29/07

New York City Transit: Compliance with Freedom of Information Law Requirements

Issued 10/10/07

Metro North Railroad: Railcar Air Conditioning

Issued 11/26/07

Safety of Grade Level Railroad Crossings (Follow-Up Report)

Issued 3/5/08

New York City Transit: Compliance with Executive Order 134-Environmental Impact of Cleaning of Facilities

Issued 9/30/08

Long Island Rail Road: Compliance with Executive Order 134-Environmental Impact of Cleaning of Facilities

Issued 9/30/08

Bridges and Tunnels: Capital Project Planning and Cost Estimation (Follow-Up Report)

Issued 12/5/08

New York City Transit: Access-A-Ride Safety Issues

Issued 5/4/09

Compliance with Executive Order 111 Requirements to Purchase Power from Renewable Energy Sources

Issued 8/14/09

Contracts for Personal and Miscellaneous Services

Issued 9/14/09

MTA Bus Company and New York City Transit: Selected Aspects of Vehicle Fuel Procurement and Use

Issued 5/20/10

Management and Control of Employee Overtime Costs

Issued 8/5/10

New York City Transit: Recycling Program

Issued 8/26/10

Long Island Rail Road: Recycling Program

Issued 8/26/10

Metro-North Railroad: Recycling Program

Issued 8/26/10

Real Estate Portfolio

Issued 9/23/10

Long Island Rail Road (LIRR): Holban/Hillside Maintenance Complex

Issued 10/25/94

New York City Transit: Deployment of Transit Police Officers (Follow-Up)

Issued 10/26/94

New York City Transit: Controls Over Equipment and Furniture (Follow-Up)

Issued 10/27/94

New York City Transit: Productivity on Capital Projects

Issued 10/31/94

Long Island Rail Road (LIRR): Freight Department Operations

Issued 12/21/94

Long Island Rail Road (LIRR): Automated Warehouse Systems at the Holban/Hillside Complex

Issued 1/5/95

New York City Transit: Selected Inventory Practices

Issued 1/9/95

New York City Transit: Inventory Controls

Issued 3/29/95

New York City Transit: Bus and Station Accidents

Issued 8/30/95

Long Island Rail Road (LIRR): Selected Inventory Practices

Issued 9/15/95

Metro-North Railroad: Productivity of Railroad Car Maintenance Employees

Issued 11/28/95

Metro-North Railroad: The Productivity of Ticket SellingOperations

Issued 1/4/96

Long Island Rail Road (LIRR): Low Ridership Trains

Issued 1/12/96

New York City Transit: Restricted Duty Assignments (Follow-Up Review)

Issued 3/29/96

New York City Transit: Control and Protection of Microcomputers (Follow-Up Review)

Issued 5/1/96

Long Island Rail Road (LIRR): Holban/Hillside Maintenance Complex (Follow-Up Review)

Issued 5/7/96

Metro-North Railroad: Administration of Employee Claims for Work-Related Injuries

Issued 5/20/96

Long Island Rail Road (LIRR): Automated Warehouse Systems at the Holban/Hillside Complex (Follow-Up Review)

Issued 7/8/96

Rebuilt Parts and Rebuilding Operations

Issued 8/1/96

New York City Transit: Assessing Performance of the Station Manager Program

Issued 10/8/96

Fare Evasion on the New York City Subways

Issued 12/24/96

Long Island Rail Road (LIRR): Low Ridership Trains (Follow-Up Review)

Issued 5/30/97

Metro-North Railroad: Productivity of Ticket Selling Operations (Follow-Up Review)

Issued 9/25/97

Metro-North Railroad: Administration of Vehicle Fleet

Issued 9/30/97

Metro-North Railroad: Administration of Employee Claims for Work-Related Injuries (Follow-Up Review)

Issued 2/24/98

New York City Transit: Monitoring Vendor Performance To Ensure the Availability of Subway and Bus Parts

Issued 6/3/98

New York City Transit: Controls Over Automated Fare Cards

Issued 7/28/98

New York City Transit: Fare Evasion on the New York City Subway (Follow-Up Review)

Issued 9/29/98

New York City Transit: Automated Fare Collection Program, Administering Out-of-System Sales

Issued 2/4/99

Metro-North Railroad: Administration of Vehicle Fleet (Follow-Up Review)

Issued 4/1/99

New York City Transit: Award of Selected Personal and Miscellaneous Service Contracts

Issued 12/10/99

New York City Transit: Controls Over Automated Fare Cards (Follow-Up Review)

Issued 2/17/00

New York City Transit: Monitoring Vendor Performance (Follow-Up Review)

Issued 4/14/00

New York City Transit: Asset Sale-Leaseback Program

Issued 6/20/00

New York City Transit: Selected Overtime Practices

Issued 7/14/00


Military and Naval Affairs, Division of

Quality of Internal Control Certification

Issued 9/25/08

Compliance with Executive Order 111 Requirements to Purchase Power from Renewable Energy Sources

Issued 11/6/08

Late Vendor Payments

Issued 11/20/08

Compliance with Executive Order 111 Requirements to Purchase Power from Renewable Energy Sources (Follow-Up Report)

Issued 3/22/10

Procurement Practices

Issued 5/12/95

Y2K Compliance: Civilian Personnel/Payroll Management System

Issued 6/28/99


Miscellaneous

State Agency and Authority Advertising Practices [1/14/02]

Issued 11/21/01

Security Guard Services

Issued 5/29/03

Staff Study on Statewide Printing and Reproduction Services

Issued 10/31/94

Staff Study on the Cost of New York State's Information Technology Resources

Issued 12/22/94

Gun Controls

Issued 1/18/96

New York's Preparation for the Year 2000

Issued 10/14/97

Controls Relating to Licensed Software and Computer Viruses at Selected State Agencies

Issued 2/3/98


Mortgage Loan Enforcement and Administration Corporation

Administration of Debt Service for Mitchell-Lama Projects

Issued 6/22/99


Motor Vehicles, Department of

Uninsured Vehicles (Follow-Up Review)

Issued 9/20/01

Contract with the Motorcycle Association of New York State, Inc.

Issued 11/16/01

Planning and Securing E-Government Systems

Issued 7/11/02

Insurance Carrier Assessments for the Three Years Ended March 31, 2001

Issued 2/11/03

Controls Over the Issuance of Driver�s Licenses and Non-Driver Identifications

Issued 3/3/03

Administration and Monitoring of Driving School Programs (Follow-Up Review)

Issued 3/3/03

Contract with the Motorcycle Association of New York, Inc. (Follow-Up Review)

Issued 5/8/03

Implementation of the Insurance Information and Enforcement System

Issued 4/2/04

Insurance Carrier Assessments for the Two Years Ended March 31, 2003

Issued 3/25/05

Planning and Security Policies and Procedures for Implementing E-Government Systems (Follow-Up Report)

Issued 9/30/05

Implementation of Insurance Information and Enforcement System (Follow-Up Report)

Issued 7/19/06

Controls Over the Issuance of Driver�s Licenses and Non-Driver Identifications (Follow-Up Report)

Issued 10/18/06

Insurance Carrier Assessments for the Two Years Ended March 31, 2005

Issued 11/30/06

Complaints Against Regulated Entities

Issued 2/5/07

Bus Driver Licensing and Oversight

Issued 9/4/07

Security Over Personal Information

Issued 9/27/07

Internal Controls Over Revenue Collection

Issued 4/25/08

Revenue Collection and Reporting

Issued 6/19/08

Compliance with Executive Order 134 - Environmental Impact of Cleaning of Facilities

Issued 9/30/08

Issuance of Commercial Driver's Licenses

Issued 1/14/09

Contract with the Motorcycle Association of New York State, Inc.

Issued 3/12/09

Vehicle Emissions Testing Program

Issued 10/8/09

Complaints Against Regulated Entities (Follow-Up Report)

Issued 12/17/09

Oversight of Revenue Contracts

Issued 2/10/10

Insurance Carrier Assessments for the Three Years Ended March 31, 2008

Issued 3/22/10

Contracts for Personal and Miscellaneous Services

Issued 7/1/10

Bus Driver Licensing and Oversight (Follow-Up Report)

Issued 9/9/10

Insurance Carrier Assessments for FY Ended 3/31/94

Issued 3/30/95

Internal Controls Over the Issuance of Official Documents (Follow-Up Review)

Issued 8/4/95] [NY]

Implementation of the New York State Governmental Accountability, Audit and Internal Control Act of 1987

Issued 4/23/98

Insurance Carrier Assessments for FY Ended 3/31/96

Issued 7/10/98

Insurance Carrier Assessments for FY Ended 3/31/97

Issued 7/10/98

Report of Net Assessable Expenses

Issued 8/24/098

Uninsured Vehicles

Issued 4/14/00

Process for Assessing Insurance Carriers (Follow-Up Review)

Issued 2/22/01

Insurance Carrier Assessments

Issued 3/05/01

Administration and Monitoring of Driving School Programs

Issued 6/20/01


Multi-Agency

Building Security Services

Issued 1/4/08

Small-Dollar Purchases

Issued 6/16/08

Emergency Preparedness at Selected State Agencies

Issued 6/25/08

State Agency Compliance with the Prompt Contracting Law

Issued 3/10/09

2009 Prompt Payment

Issued 5/4/09

Unemployment Insurance Benefits to Inmates

Issued 8/11/09

2010 Prompt Payment

Issued 5/28/10

Use of Grant Funds Provided to ComLinks, Inc.

Issued 7/21/10


Nassau County Interim Finance Authority

Internal Controls Over Selected Financial Management Practices

Issued 12/19/06


National and Community Service, Office of

Contract with the City Volunteer Corps, Inc.

Issued 11/23/98

Contract with ASPIRA of New York, Inc.

Issued 6/29/00


Natural Heritage Trust

Internal Controls Over Procurement

Issued 2/7/06

Internal Controls Over Procurement (Follow-Up Report)

Issued 8/29/07

Controls Over Gifts and Contributions

Issued 5/8/08


New York City Administration for Children's Services

Payments to Day Care Providers (Follow-Up Review)

Issued 2/25/02

A Status Report of Selected Aspects of the Implementation of Welfare Reform in New York City (Follow-Up Review)

Issued 3/14/02

Internal Controls Over Payments to Preventive Services Providers (Follow-Up Review)

Issued 10/25/02

Office of Children and Family Services

Issued 5/22/08

Status of the Action Plan to Protect Children

Issued 12/4/08

Informal Day Care Provider Wage Reporting (Follow-Up Report)

Issued 2/12/09

Internal Controls Over Payments to Foster Care Contractors

Issued 2/15/00

Payments to Day Care Providers

Issued 5/1/00

A Status Report of Selected Aspects of the Implementation of Welfare Reform in New York City

Issued 8/21/00

Internal Controls Over Services Payments to Preventive Services Providers

Issued 5/30/01

Internal Controls Over Payments to Foster Care Contractors (Follow-Up Review)

Issued 6/25/01


New York City Administration for Children�s Services

Informal Day Care Provider Wage Reporting

Issued 8/29/07


New York City Board of Education

Central Office Financial Management Centers: Payroll and Inventory Controls

Issued 9/19/01

Accuracy of Selected School Data (Follow-Up Review)

Issued 12/18/01

Monitoring Improvement Efforts of Schools With Low Standardized Test Scores (Follow-Up Review)

Issued 3/8/02

School Violence Prevention and Response (Follow-Up Review)

Issued 6/28/02

Transportation Aid Claimed in 1991 and 1992 for Franchise Carrier Services

Issued 1/31/95

Division of School Facilities Repairs and Maintenance Program Needs to Be Accelerated to Alleviate the Disrepair in City Schools

Issued 2/14/95

Follow-up on Meeting Requisite Time Frames for Evaluting and Placing Students in Special Education

Issued 4/25/95

Transportation Aid Claimed in 1991 and 1992 for Contract Carrier Services

Issued 6/28/95

Incident Reporting System Needs to Be Strengthened to Ensure Accurate Reporting of School Safety Incidents

Issued 10/9/95

Review of 1994 Fringe Benefit Rates

Issued 10/16/95

Division of School Safety, Hiring and Certification Processes

Issued 5/14/96

1995 Fringe Benefit Rates

Issued 5/8/97

Transportation Aid Claimed in 1991 and 1992 for Transit Authority Services

Issued 9/30/97

School Safety Incident Reporting System (Follow-Up Review)

Issued 4/10/98

Actions To Address the Year 2000 Challenge

Issued 8/28/98

Accuracy of Selected School Data

Issued 12/23/99

Monitoring Improvement Efforts of Schools with Low Standardized Test Scores

Issued 5/10/00

School Violence Prevention and Response

Issued 2/21/01

Space Leasing Practices

Issued 4/10/01


New York City Board of Elections

Voting-Related Problems - September 2010 Primary Election

Issued 10/19/10

Staff Study: Acquisition and Implementation of an Electronic Voting System for the Board of Elections in the City of New York

Issued 4/11/95

Administration of Voter Registration and Cancellation Needs Improvement

Issued 1/23/97


New York City Convention Center Operating Corporation

Contracting Practices

Issued 5/16/02

Equipment Control Practices

Issued 5/3/95

Selected Operating Practices (Follow-Up Review)

Issued 5/3/95

An Evaluation of Management Activities and Controls at the Jacob K. Javits Convention Center

Issued 5/3/95

Controls Over the Jacob K. Javits Convention Center (Follow-Up Review)

Issued 7/15/96


New York City Economic Development Corporation

Downtown Manhattan Heliport: Safety and Security

Issued 9/13/07

East 34th Street Heliport: Safety and Security

Issued 9/13/07

Downtown Manhattan Heliport: Revenue Operations

Issued 12/21/07

East 34th Street Heliport: Revenue Operations

Issued 12/27/07

East 34th Street Heliport: Revenue Operations (Follow-Up Report)

Issued 4/23/09

Downtown Manhattan Heliport: Revenue Operations (Follow-Up Report)

Issued 4/23/09

East 34th Street Heliport: Safety and Security (Follow-Up Report)

Issued 6/4/09

Downtown Manhattan Heliport: Safety and Security (Follow-Up Report)

Issued 8/13/09

New York City Economic Development Corporation - Improvements Needed to Strengthen Industrial Development Agency Program

Issued 6/7/95


New York City Financial Information Services Agency

Controls Over Information Systems

Issued 9/25/08

Controls Over Information Systems (Follow-Up Report)

Issued 2/10/10


New York City Fire Department

Selected Vehicle Maintenance Practices

Issued 3/8/02

Billing and Collection of Emergency Medical Services Fees

Issued 8/31/00


New York City Health and Hospitals Corporation

Collection Practices for Inpatient Bills (Follow-Up Review)

Issued 2/14/03

Controls Over Major Movable Fixed Assets

Issued 10/1/03

Inventory Controls Over Controlled Substances

Issued 10/18/05

Selected General Controls Over Data Center Security

Issued 7/19/06

Inventory Controls Over Controlled Substances (Follow-Up Report)

Issued 1/17/07

Selected General Controls Over Data Center Security (Follow-Up Report)

Issued 6/19/08

Affiliation Agreement with the State University of New York Downstate Medical Center

Issued 10/9/08

Non-Emergency Patient Transportation Services

Issued 2/10/10

Contracts for Personal and Miscellaneous Services

Issued 9/16/10

Fixed Assets are Not Properly Controlled and Accounted For (Follow-up Review)

Issued 10/27/95

Second Follow-up Review of Planning For Disasters

Issued 9/12/96

Actions To Address the Year 2000 Challenge

Issued 2/26/99

Verification and Monitoring of Affiliation Contracts

Issued 1/12/00

Collection Practices for Inpatient Bills

Issued 3/30/01


New York City Housing Development Corporation

Board Governance

Issued 2/5/09


New York City Human Resources Administration

Office of Temporary and Disability Assistance

Issued 10/15/01

A Status Report of Selected Aspects of the Implementation of Welfare Reform in New York City (Follow-Up Review)

Issued 3/14/02

Fair Hearing Process (Follow-Up Review)

Issued 12/2/02

Contract with the Osborne Association: Billings for Job Placement Services

Issued 1/23/03

Assessing and Meeting the Transportation Needs of TANF Recipients

Issued 4/29/03

Welfare Management System: General and Application Controls Over New York City Data

Issued 9/26/03

Contract with the Osborne Association: Billings for Job Placement Services (Follow-Up Review)

Issued 8/17/04

Assessing and Meeting the Transportation Needs of TANF Recipients (Follow-Up Report)

Issued 3/1/05

Welfare Management System: General and Application Controls Over New York City Data (Follow-Up Report)

Issued 2/12/06

Informal Day Care Provider Wage Reporting

Issued 8/29/07

Health, Safety and Fiscal Issues Relating To Legally-Exempt Child Care In New York City

Issued 5/29/08

Recycling Program

Issued 8/28/09

Health, Safety and Fiscal Issues Relating to Legally-Exempt Child Care in New York City (Follow-Up Report)

Issued 4/19/10

Follow-up Review of Children in Foster Care at Voluntary Agencies Not Receiving All Required Services

Issued 3/6/96

A Status Report of Selected Aspects of the Implementation of Welfare Reform in New York City

Issued 8/21/00


New York City Municipal Water Finance Authority

Selected Financial and Management Practices

Issued 11/10/08


New York City Off-Track Betting Corporation

Financial Condition and Governance

Issued 8/13/09

Staff Study: Allocation of Administrative Overhead and Its Effect on Branch Profitability

Issued 4/3/97

Staff Study: Allocation of Administrative Overhead and its Effect on Branch Profitability (Follow-Up Review)

Issued 7/22/98

Selected Operating Practices

Issued 10/21/99


New York City Police Department

Action Needed to Make The "Safe Streets, Safe City" Program More Effective

Issued 6/8/94

Follow-Up Review on Opportunities to Improve the Absence Control Program

Issued 4/6/96

Fare Evasion on the New York City Subways

Issued 12/24/96

Opportunities To Increase Efficiency and Reduce Costs of the Motor Vehicle Fleet Maintenance Program

Issued 1/10/97

Safe Streets, Safe City Program (Follow-Up Review)

Issued 6/12/97

Opportunities To Increase Efficiency and Reduce Costs of Motor Vehicle Fleet Maintenance Program (Follow-Up Review)

Issued 9/19/00

Accuracy of Crime Statistics

Issued 9/27/00

Monitoring Drivers of Medallion Taxis and For-Hire Vehicles

Issued 11/1/00


New York City Public Administrators

Implementation of the Administrative Board's Guidelines

Issued 9/30/97


New York City Public Library Systems

Deployment and Utilization of Branch Library Service Staff

Issued 2/19/02


New York City School Construction Authority

Soliciting Bids and Awarding Contracts for Capital Improvement Projects (Follow-Up Review)

Issued 3/3/03

Implementation of the Enterprise Resource Planning System

Issued 9/25/03

Capital Improvement Projects

Issued 3/23/94

Improvements Needed in Construction Contracting Practices

Issued 3/27/97

Improvements Needed in Construction Contracting Practices (Follow-Up Review)

Issued 1/5/99

Soliciting Bids and Awarding Contracts for Capital Improvement Projects

Issued 1/28/00


New York City Taxi and Limousine Commission

Monitoring Drivers of Medallion Taxis and For-Hire Vehicles

Issued 11/1/00


New York City Technology Steering Committee

New York City Agencies: Business Continuity and Information Technology Disaster Recovery Plans

Issued 8/9/07

New York City Agencies: Business Continuity and Information Technology Disaster Recovery Plans (Follow-Up Report)

Issued 03/12/09


New York Convention Center Operating Corporation

Contracting Practices (Follow-Up Report)

Issued 8/23/05

Internal Controls Over Contracting and Procurement Practices

Issued 8/23/05

Internal Controls Over Contracting and Procurement Practices (Follow-Up Report)

Issued 2/5/07

Compliance with Freedom of Information Law Requirements

Issued 7/16/07

Compliance with Freedom of Information Law Requirements

Issued 7/16/07

Vehicle Acquisition, Use and Disposition

Issued 9/27/07

Compliance with Executive Order 134 - Environmental Impact of Cleaning of Facilities

Issued 9/30/08

Recycling Program

Issued 9/10/09

Compliance With FOIL Requirements (Follow-Up Report)

Issued 12/17/09

Oversight of Revenue Contracts

Issued 12/17/09

Compliance with Executive Order 134 (Follow-Up Report)

Issued 12/31/09


New York Power Authority

Management and Operations (Follow-Up Review)

Issued 11/29/01

Power Generation in the New York City Area

Issued 5/12/04

Internal Controls Over Procurement

Issued 7/31/06

Niagara Power Project: Reported Revenues and Disbursements

Issued 10/30/06

Compliance with Freedom of Information Law Requirements

Issued 7/16/07

Vehicle Acquisition, Use and Disposition

Issued 9/27/07

Controls Over Overtime

Issued 7/15/10

Long Island High Efficiency Lighting Program

Issued 2/15/95

Commodity Procurement Practices

Issued 7/19/95

Operations and Management Audit

Issued 7/31/96

Y2K Compliance

Issued 9/10/99

Management and Operations

Issued 7/31/01


New York Public Library

Delivery of Services and Selected Financial Management Practices

Issued 11/23/99


New York Racing Association

Audit of the Annual Franchise Fee for Calendar Years 2000 and 2001

Issued 9/17/03

Travel and Entertainment Expenses

Issued 1/11/05

Contracting and Procurement Operations

Issued 6/15/05

Audit of the Annual Franchise Fee for Calendar Years 2002 and 2003

Issued 2/17/06

Backstretch Operations

Issued 12/18/06

Contracting and Procurement Operations (Follow-Up Report)

Issued 2/5/07

Capital Program Operations

Issued 6/15/07

Travel and Entertainment Expenses (Follow-Up Report)

Issued 6/15/07

Audit of the Annual Franchise Fee for Calendar Years 2004 and 2005

Issued 12/7/07

Financial Condition and Selected Governance Activities

Issued 7/12/10

Financial Condition and Operating Practices: First Interim Report

Issued 8/31/10

Autotote Operations

Issued 10/27/94

Autotote Operations (Follow-Up)

Issued 12/12/96

Audit of Annual Franchise Fee

Issued 12/23/96

Capital Program Operations and Selected Contract Award Practices

Issued 10/24/97

Non-Gaming Revenue Operations

Issued 8/12/98

Audit of the Annual Franchise Fee

Issued 9/3/99

Y2K Compliance

Issued 9/23/99

Non-Gaming Revenue Operations (Follow-Up Review)

Issued 11/29/99

Audit of the Annual Franchise Fee for 1995, 1996 and 1997 (Follow-Up Review)

Issued 3/21/01

Audit of the Annual Franchise Fee for 1998 and 1999

Issued 3/21/01


New York State Affordable Housing Corporation

Homebuyer Selection and Approval

Issued 9/29/09


New York State Board of Elections

Compliance with the National Voter Registration Act

Issued 12/4/02

Maintenance and Repair of the Voting Equipment

Issued 12/4/02

Absentee Voting

Issued 3/6/09

Staff Study on New York State's Implementation of and Compliance with the National Voter Registration Act of 1993

Issued 2/29/96

Compliance with the State's Election Law

Issued 1/21/00


New York State Bridge Authority

Selected Business Practices (Follow-Up Review)

Issued 2/10/03

Internal Controls Over Contracting and Procurement Practices

Issued 2/16/05

Internal Controls Over Contracting and Procurement Practices (Follow-Up Report)

Issued 6/5/07

Compliance with Freedom of Information Law Requirements

Issued 7/16/07

Compliance with Executive Order 134-Environmental Impact of Cleaning Facilities

Issued 6/5/08

Eligibility for Health Insurance Coverage

Issued 7/17/08

Accuracy of Employee Retirement Reporting

Issued 9/11/08

Capital Construction Program and Selected Operating Practices (Follow-Up Review)

Issued 7/14/95

Y2K Compliance: Toll System and Accounting System

Issued 7/23/99

Selected Business Practices

Issued 4/25/00


New York State Canal Corporation

Board Governance and Controls Over Selected Financial Practices

Issued 1/27/08

Eligibility for Health Insurance Coverage

Issued 7/31/08

Accuracy of Employee Retirement Reporting

Issued 7/31/08


New York State Energy Research and Development Authority

Internal Controls Over Financial Operations

Issued 11/4/04

Administration of the System Benefits Charge

Issued 4/18/06

Internal Controls Over Financial Operations (Follow-Up Report)

Issued 6/5/06

Procurement of Energy Efficient Products

Issued 11/9/06

Compliance with Executive Order 111 Requirements to Purchase Power from Renewable Energy Sources

Issued 1/16/09

System Benefits Charge Achievements

Issued 8/5/09


New York State Racing and Wagering Board

Capital Improvement Funds

Issued 9/13/05

Horse Racing Enforcement Activities

Issued 11/30/06

Oversight of Indian Casino Gaming Activities

Issued 11/30/06

Time and Attendance Operations for Selected Field Staff

Issued 9/11/08

Quality of Internal Control Certification

Issued 9/11/08

Questionable Payroll Transactions Involving the Executive Director

Issued 1/26/09


New York State Sports Authority

Need for Continuing Operations

Issued 1/18/07


New York State Thoroughbred Breeding and Development Fund

Internal Controls Over Financial Operations

Issued 10/21/05

Internal Controls Over Financial Operations (Follow-Up Report)

Issued 1/4/08

Operating and Reporting Practices

Issued 7/18/97

Operating and Reporting Practices (Follow-Up Review)

Issued 2/3/99


New York State Thoroughbred Racing Capital Investment Fund

Internal Controls Over Financial Operations

Issued 12/5/05


New York State Thruway Authority

Travel Plaza Operations

Issued 6/26/03

Contract for the E-ZPass System

Issued 1/12/04

Contract with Titan Armored Car, Inc.

Issued 12/27/04

Contract for the E-ZPass System (Follow-Up Report)

Issued 3/24/05

Debt Issuance Costs and Services

Issued 8/24/05

Travel Plaza Operations (Follow-Up Report)

Issued 2/8/06

Contract with Titan Armored Car, Inc. (Follow-Up Report)

Issued 3/8/06

Compliance with Freedom of Information Law Requirements

Issued 6/26/07

Vehicle Acquisition, Use and Disposition

Issued 11/6/07

Uncollected E-ZPass Tolls and Fees

Issued 1/27/08

Proposed Toll Increases for July 2008 through January 2010

Issued 1/27/08

Eligibility for Health Insurance Coverage

Issued 7/31/08

Accuracy of Employee Retirement Reporting

Issued 7/31/08

Status of the Board-Approved Capital Plan for 2005-2011

Issued 10/23/08

Gas Prices at Thruway Travel Plazas

Issued 4/3/09

Debt Issuance Costs and Services (Follow-Up Report)

Issued 7/30/09

Travel Plaza Revenues and Capital Improvements

Issued 1/14/10

Accuracy of Employee Retirement Reporting (Follow-Up Report)

Issued 6/22/10

Gas Prices at Thruway Travel Plazas (Follow-Up Report)

Issued 7/2/10

Management of Overtime Costs

Issued 9/23/10

Implementation of the 1988 Capital Plan

Issued 11/22/95

New York State Thruway Authority - Implementation of the E-Z Pass Toll Collection System

Issued 10/22/96

Implementation of the E-Z Pass Toll Collection System (Follow-Up Review)

Issued 11/18/98

Y2K Compliance: Computerized Toll Collection System

Issued 5/24/99

Tappan Zee Corridor Congestion Relief Initiative

Issued 7/2/99

Tappan Zee Corridor Congestion Relief Initiative (Follow-Up Review)

Issued 9/29/00


Niagara Falls Bridge Commission

Capital Development Efforts and Selected Financial Practices

Issued 9/7/95


Niagara Frontier Transportation Authority

Commuter Choice Programs at Four Upstate Public Transportation Authorities (Follow-Up Review)

Issued 9/20/04

Internal Controls Over Financial Operations

Issued 1/19/05

Internal Controls Over Financial Operations (Follow-Up Report)

Issued 10/4/06

Compliance with Freedom of Information Law Requirements

Issued 6/26/07

Compliance with Executive Order 111 Requirements to Purchase Power from Renewable Energy Sources

Issued 11/7/08

Controls Over Overtime

Issued 7/22/10

Years of Double Dipping by Transit Police Officers

Issued 9/27/10

Selected Financial and Operating Practices (Follow-Up Review)

Issued 8/31/95

Payroll Practices

Issued 5/14/98

Payroll Practices (Follow-Up Review)

Issued 6/28/99

Y2K Compliance: Light-Rail and Bus Operations

Issued 7/23/99

Metro Division: Bus Maintenance Operations

Issued 9/9/99

Metro Division: Bus Maintenance Operations (Follow-Up Review)

Issued 9/29/00

Buffalo Niagara International Airport: Selected Financial Management Practices

Issued 3/08/01


Not-For-Profit Health Insurance Companies

Health Insurance Plan of Greater New York: Claims Processed In-House

Issued 8/23/95


Ogdensburg Bridge and Port Authority

Certification of Compliance with Internal Control Provisions

Issued 11/30/06

Vehicle Acquisition, Use and Disposition

Issued 6/5/07

Compliance with Freedom of Information Law Requirements

Issued 7/16/07


Olympic Regional Development Authority

Time and Attendance Controls at Whiteface Mountain and Gore Mountain Ski Centers (Follow-Up Review)

Issued 4/24/03

Internal Controls Over Financial Operations

Issued 1/27/05

Internal Controls Over Financial Operations (Follow-Up Report)

Issued 11/9/06

Compliance with Freedom of Information Law Requirements

Issued 7/16/07

Eligibility for Health Insurance Coverage

Issued 7/31/08

Compliance with Executive Order 111 Requirements to Purchase Power from Renewable Energy Sources

Issued 12/4/08

Accuracy of Employee Retirement Reporting

Issued 12/19/08

Selected Financial Management Practices

Issued 3/14/95

Board of Directors' Governance, Guidance and Oversight

Issued 3/14/95

Selected Financial Management Practices and Board of Directors' Governance, Guidance and Oversight (Follow-Up Review)

Issued 1/18/96

Time and Attendance Controls at Whiteface Mountain and Gore Mountain Ski Centers

Issued 10/25/00


Our World Neighbor Charter School

Financial Management Practices

Issued 4/10/08


Parks and Recreation, New York City Department of

Oversight of Public-Private Partnerships

Issued 6/11/02

Oversight of Public-Private Partnerships (Follow-Up Review)

Issued 4/26/04

Selected Management Practices of the Capital Projects Program (Follow-Up Review)

Issued 6/2/04

Compliance with ADA Requirements

Issued 12/28/05

Compliance with ADA Requirements (Follow-Up Report)

Issued 6/5/07

Correcting Hazardous Conditions Identified by the Parks Inspection Program

Issued 8/12/09

Contracts for Personal and Miscellaneous Services

Issued 7/29/10

Maintenance of Parks

Issued 3/3/98

Selected Management Practices of the Capital Project Program

Issued 8/15/01


Parks, Recreation and Historic Preservation, Office of

Contract with Global Golf, Inc.

Issued 6/5/02

Selected Acquisition Practices Under the Open Space Conservation Plan

Issued 10/24/02

Riverbank State Park: Compliance with Mission Statement and Selected Financial Management Practices (Follow-Up Review)

Issued 11/25/02

Contract with Bethpage Associates, LLC

Issued 12/26/02

Capital Projects Management (Follow-Up Review)

Issued 12/30/02

Contract with Global Golf, Inc. (Follow-Up Review)

Issued 9/15/04

Contract with Bethpage Associates, LLC (Follow-Up Review)

Issued 9/15/04

Contract with Beach Concerts, Inc.

Issued 8/10/05

Hiring, Training and Deployment of State Park Police Officers and Rangers

Issued 11/29/05

Contract with Beach Concerts, Inc (Follow-Up Report)

Issued 12/19/06

Jones Beach State Park: Food and Beverage Concession Contract

Issued 12/20/07

Selected Payroll Practices at the Long Island Region

Issued 7/31/08

Internal Controls Over Park Use Permits at the Long Island Region

Issued 11/7/08

Compliance with Executive Order 111 Requirements to Purchase Power from Renewable Energy Sources

Issued 11/7/08

Recycling Program

Issued 2/12/09

Environmental Protection Fund [Issue 12/31/09] [NY]

Issued 2/26/10

Selected Payroll Practices at the Long Island Region (Follow-Up Report)

Issued 6/22/10

State Parks Infrastructure Fund

Issued 7/18/95

Long Island Region: Selected Financial Management and Administrative Practices

Issued 2/13/98

Contract with Bayside Historical Society

Issued 2/20/98

Review of Selected Financial Management Practices

Issued 3/31/98

Efforts To Encourage Public/Private Partnerships

Issued 8/14/98

Long Island Region: Selected Financial Management and Administrative Practices (Follow-Up Review)

Issued 9/29/98

Y2K Compliance: Financial Management System and Revenue Attendance Accounting System

Issued 5/27/99

Management of Capital Projects

Issued 12/2/99

Riverbank State Park: Compliance with Mission Statement and Selected Financial Management Practices

Issued 8/31/00


Parole, Division of

Supervision of Shock Incarceration Program Parolees

Issued 3/27/02

Contract Management (Follow-Up Review)

Issued 4/9/03

Contract with the Center for Employment Opportunities: Neighborhood Work Project Program

Issued 8/19/04

Contract with the Center for Employment Opportunities: Neighborhood Work Project Program (Follow-Up Report)

Issued 9/28/05

Network Security Controls

Issued 5/8/08

Recycling Program

Issued 2/12/09

Network Security Controls (Follow-Up Report)

Issued 11/19/09

Contract with Samaritan Village, Inc.

Issued 9/30/98

Inactive Supervision Program

Issued 5/26/00

Contract Management

Issued 1/11/01


People With Developmental Disabilities, Office for

Preservation Fund Procurement Practices at Springbrook NY, Inc. (Follow-Up Report)

Issued 9/16/10

Contracts for Personal and Miscellaneous Services

Issued 9/23/10


Port Authority of New York and New Jersey

Tunnel Maintenance and Inspection Program (Follow-Up Review)

Issued 6/28/04

Contract for Temporary PATH Station

Issued 12/2/04

Awarding and Monitoring of Consultant Contracts

Issued 5/2/05

Awarding and Monitoring of Consultant Contracts (Follow-Up Report)

Issued 12/19/06

Selected Procurement Practices

Issued 11/16/94

Contracting for Services

Issued 12/1/94

Port Authority of New York and New Jersey - Selected Procurement Practices and Contracting for Services (Follow-Up Review)

Issued 5/22/96

Productivity of Toll Collection Operations

Issued 6/14/96

Administration of the TransitChek Program

Issued 7/23/97

Administration of Airport and Bus Terminal Concession Contracts

Issued 7/28/97

Productivity of Toll Collection Operations (Follow-Up Review)

Issued 11/14/97

Administration of Change Orders for Capital Programs

Issued 1/28/98

Administration of the TransitChek Program (Follow-Up Review)

Issued 9/25/98

Regional Development Program

Issued 9/30/98

Administration of Airport and Bus Terminal Concession Contracts (Follow-Up Review)

Issued 5/6/99

Regional Development Program (Follow-Up Review)

Issued 8/24/99

Y2K Compliance

Issued 8/25/99

Administration of Change Orders for Capital Programs (Follow-Up Review)

Issued 9/30/99

Tunnel Maintenance and Inspection Program

Issued 5/24/00


Port of Oswego Authority

Certification of Compliance with Internal Control Provisions

Issued 3/2/05

Compliance with Freedom of Information Law Requirements

Issued 8/9/07


Probation and Correctional Alternatives, Division of

Oversight of Alternative-to-Incarceration Programs in New York City

Issued 9/8/04

Oversight of Alternative-to-Incarceration Programs in New York City (Follow-Up Report)

Issued 9/28/05

Quality of Internal Control Certification

Issued 11/7/08

Oversight of Community Corrections Programs

Issued 9/30/96

Contract with the Education and Assistance Corporation

Issued 7/31/98


Public Service Commission

Administration of the System Benefits Charge

Issued 4/18/06

Pipeline Safety Program (Follow-Up Review)

Issued 2/15/95

Use of Negotiated Settlements in the Rate Setting Process

Issued 2/22/95

Customer Service Practices [NY]

Issued 10/14/97

Customer Service Practices

Issued 8/13/98

Y2K Compliance: Consumer Services Complaint Tracking System and HP Operating System

Issued 6/10/99

Oversight of Utility Companies' Year 2000 Preparedness

Issued 8/4/99

Customer Service Practices (Follow-Up Review)

Issued 6/27/01


Queens Borough Public Library System

Delivery of Services and Selected Financial Management Practices

Issued 4/28/99

Delivery of Services and Selected Financial Management Practices (Follow-Up Review)

Issued 8/30/00


Real Property Services, Office of

Certification of Compliance with Internal Control Provisions

Issued 2/8/06

Computer Controls

Issued 8/18/95

Revenue Collection Practices and Procedures

Issued 4/12/96

Local Assistance Incentive Payments

Issued 10/16/97

Y2K Compliance: Real Property Assessment Systems

Issued 6/14/99

Local Assistance Incentive Payments (Follow-Up Review)

Issued 9/6/00


Research Foundation for Mental Hygiene

Internal Controls Over Revenue and Procurement

Issued 7/19/06


Research Foundation for the City University of New York

Procurement and Contracting Practices

Issued 6/6/06

Procurement and Contracting Practices (Follow-Up Report)

Issued 09/27/07


Research Foundation of the State University of New York

Administrative and Discretionary Costs

Issued 6/9/05

Use of State Funding for Research into Emerging Technologies at the State University of New York at Albany: Nanotechnology

Issued 4/22/10

Use of State Funding for Research into Emerging Technologies at the State University of New York at Albany: Cancer Genomics

Issued 6/17/10


Rochester - Genesee Regional Transportation Authority

Genesee Regional Transportation Authority - Compliance with Freedom of Information Law Requirements

Issued 6/26/07

Genesee Regional Transportation Authority - Compliance with Executive Order 111 Requirements to Purchase Power from Renewable Energy Sources

Issued 2/27/09


Rochester-Genesee Regional Transportation Authority

Commuter Choice Programs at Four Upstate Public Transportation Authorities

Issued 12/17/02

Capital Planning Practices: Rochester Central Station

Issued 3/26/04

Selected Financial Management and Operating Practices

Issued 4/15/04

Commuter Choice Programs at Four Upstate Public Transportation Authorities (Follow-Up Review)

Issued 9/20/04

Selected Financial Management and Operating Practices (Follow-Up Report)

Issued 2/8/06

Capital Planning Practices: Rochester Central Station (Follow-Up Report)

Issued 3/8/06


Roosevelt Island Operating Corporation

Compliance with Freedom of Information Law Requirements

Issued 6/26/07

Controls Over Equipment and Vehicles

Issued 5/22/08

Recycling Program

Issued 4/9/09

Controls over Equipment and Vehicles (Follow-Up Report)

Issued 12/31/09

Operating Practices

Issued 3/15/96

Operating Practices (Follow-Up Review)

Issued 2/4/98

Selected Operating Practices

Issued 6/8/98

Selected Operating Practices (Follow-Up Review)

Issued 7/8/99


Roslyn Garbage District

Retirement Reporting

Issued 1/11/07


Roswell Park Cancer Institute

Eligibility for Health Insurance Coverage

Issued 9/11/08

Accuracy of Employee Retirement Reporting

Issued 9/18/08


Roswell Park Cancer Institute Corporation

Internal Controls Over Procurement and Revenues

Issued 5/2/06


Sanitation, New York City Department of

Solid Waste Disposal Contracts

Issued 11/17/05

Waste Disposal Contracts (Follow-Up Report)

Issued 1/4/08

Recycling Program: Better Controls and Increased Commitment Are Needed to Ensure its Success

Issued 6/13/95

Follow-up Review of Recycling Program: Better Controls and Increased Commitment are Needed to Ensure its Success

Issued 9/13/96


Sisulu-Walker Charter School of Harlem

Financial Management Practices

Issued 7/16/07


Small Business Services, New York City Department of

Effectiveness of the Empire Zone Program in the East Harlem Empire Zone

Issued 3/16/04

Effectiveness of the Empire Zone Program in the North Shore Empire Zone

Issued 3/16/04

Effectiveness of the Empire Zone Program in the South Jamaica Empire Zone

Issued 3/16/04


Social Services, Department of

Job Opportunities and Basic Skills Program

Issued 10/7/94

Medicaid Drug Rebate Program

Issued 10/31/94

Medicaid Medical Service Limitation Program

Issued 11/1/94

Emergency Assistance to Families Program

Issued 11/3/94

Payment for Outpatient Services for Hospitalized Medicaid Recipients

Issued 11/3/94

Medicaid Rates for Transporting Developmentally Disabled Persons to Day Treatment Programs

Issued 1/27/95

Oversight of Job Opportunities and Basic Skills Program Providers

Issued 3/27/95

Impact of Third-Party Insurance Coverage on Medicaid Payments

Issued 4/14/95

Contract with Federation Employment and Guidance Service, Inc.

Issued 4/24/95

Child Support Enforcement Program

Issued 5/25/95

Medicaid Payments to Clinics Using Products of Ambulatory Surgery and Ambulatory Care Methodology

Issued 9/8/95

Contract with America Works of New York, Inc.

Issued 9/13/95

Medicaid Claims Processing Accuracy

Issued 9/27/95

Identification of Third-Party Insurance for Medicaid Recipients

Issued 9/28/95

Staff Study: Cost of Nursing Home Care to New York's Medicaid Program

Issued 9/29/95

Job Opportunities and Basic Skills Program (Follow-Up Review)

Issued 10/16/95

Medicaid Eligibility Determinations for Long-Term Care (Follow-Up Review)

Issued 10/16/95

Contract with Adelphi University

Issued 10/31/95

Emergency Assistance to Families Program (Follow-Up Review)

Issued 10/31/95

Juvenile Delinquency Treatment Programs Operated by Nonprofit Agencies (Follow-Up Review)

Issued 11/29/95

Commission for the Blind and Visually Handicapped, Performance of Selected Programs

Issued 1/11/96

Medicaid Payments for Medicare Part B Services

Issued 2/1/96

Monitoring of Multiple Medicaid Billings by Physicians

Issued 4/22/96

Controls Over Certain Local District State Aid Claims

Issued 6/7/96

Selected Aspects of the Foster Care Program

Issued 6/21/96

Medicaid Drug Rebate Program (Follow-Up Review)

Issued 6/28/96

Medicaid Claims Processing Accuracy

Issued 7/26/96

Oversight of Job Opportunities and Basic Skills Program Providers (Follow-Up Review)

Issued 7/26/96

Medicaid Transportation Payments

Issued 10/21/96

Child Support Enforcement Program (Follow-Up Review)

Issued 10/25/96

Evaluation of General Controls Over Processing of Electronic Data

Issued 11/7/96

Kinship Foster Care

Issued 11/22/96

Adoption Subsidy Program

Issued 2/4/97

Department of Health and Department of Social Services - Managed Care Rate Setting and Payment Practices

Issued 2/6/97

Department of Social Services and Department of Health - Long-Term Home Health Care Program

Issued 2/19/97

Department of Social Services and Department of Health - Contract with Island Peer Review Organization, Inc.

Issued 2/28/97

Food Stamp Program, Administrative Costs

Issued 3/13/97

Controls Over Certain Medicaid Payments to Managed Care Providers

Issued 4/4/97

Department of Health & Department of Social Services - Medicaid Payments for Medicare Beneficiaries

Issued 5/21/97

Commission for the Blind and Visually Handicapped: Performance of Selected Programs (Follow-Up Review)

Issued 6/11/97

Medicaid Payments to Clinics Using Products of Ambulatory Surgery and Ambulatory Care Methodology (Follow-Up Review)

Issued 6/30/97

Impact of Third-Party Insurance Coverage on Medicaid Payments (Follow-Up Review)

Issued 7/10/97

Selected Aspects of the Foster Care Program (Follow-Up Review)

Issued 7/16/97

Medicaid Claims Processing Accuracy During Year Ended 3/31/97

Issued 8/20/97


State Commission of Correction

Selected Operating Practices Regarding Correction Officer Training and Facility Planning

Issued 8/14/08

Oversight of Correctional Facilities and Handling of Grievances and Complaints

Issued 8/20/08


State Education Department

Duplicate Medicaid Payments to School Districts and Counties for School and Preschool Supportive Health Services Claims

Issued 11/1/01

Textbook Procurement (Follow-Up Review)

Issued 12/14/01

School District Transportation Costs

Issued 2/25/02

Student Enrollment Data Reported by School Districts (Follow-Up Review)

Issued 2/25/02

Monitoring Improvement Efforts of Schools With Low Standardized Test Scores (Follow-Up Review)

Issued 3/8/02

Tuition Reimbursement Account Financial Statements

Issued 3/22/02

Oversight of School Districts� Special Education Classification and Placement Processes for School-Age Children

Issued 6/11/02

Controlling Medicaid Payments for School and Preschool Supportive Health Services (Follow-Up Review)

Issued 6/20/02

School Violence Prevention and Response (Follow-Up Review)

Issued 6/28/02

Policies and Practices for Reviewing Applications and Monitoring Operations for Charter Schools

Issued 10/24/02

Cost-Effective Practices in Public Schools

Issued 12/3/02

Greenburgh-North Castle Union Free School District: Reporting Costs and Enrollments for Tuition Rate-Setting Purposes

Issued 12/3/02

Instructional Technology Plans To Be Developed by School Districts

Issued 12/13/02

Edwin Gould Academy-Ramapo Union Free School District: Reporting Costs and Enrollments for Tuition Rate-Setting Purposes

Issued 4/14/03

Duplicate Medicaid Payments to School Districts and Counties for School and Preschool Supportive Health Services Claims (Follow-Up Review)

Issued 4/21/03

Oversight of the Expansion of the Universal Pre-Kindergarten Program (Follow-Up Review)

Issued 8/21/03

Administration and Oversight of the Early Grade Class Size Reduction Program

Issued 9/17/03

Tuition Reimbursement Account Financial Statements

Issued 9/18/03

Implementation of the RESCUE Program

Issued 9/19/03

Oversight of School Districts� Special Education Classification and Placement Processes for School-Age Children (Follow-Up Review)

Issued 11/10/03

School District Transportation Costs (Follow-Up Review)

Issued 4/1/04

Controls Over State Aid Processing

Issued 4/26/04

Policies and Practices for Reviewing Applications and Monitoring Operations for Charter Schools (Follow-Up Review)

Issued 4/28/04

Highbridge Advisory Council Family Services: Reporting Costs and Enrollments for Tuition Rate-Setting Purposes

Issued 6/24/04

School District Compliance with the No Child Left Behind Act

Issued 7/21/04

Instructional Technology Plans To Be Developed by School Districts (Follow-Up Review)

Issued 8/13/04

Implementation of the RESCUE Program (Follow-Up Report)

Issued 11/2/04

Cost-Effective Practices in Public Schools (Follow-Up Report)

Issued 11/23/04

Tuition Reimbursement Account Financial Statements

Issued 12/27/04

East Bronx Day Care Center: Reporting Costs and Enrollments for Tuition Rate-Setting Purposes

Issued 9/29/05

Manhattan Center for Early Learning: Reporting Costs and Enrollments for Tuition Rate-Setting Purposes

Issued 10/31/05

Reimbursement to Nonpublic Schools for State Mandated Services

Issued 2/7/06

Tuition Reimbursement Account Financial Statements

Issued 2/7/06

Controls Over State Aid Processing (Follow-Up Report)

Issued 4/24/06

Reporting of Violent and Disruptive Incidents by Public Schools

Issued 5/22/06

Village Child Development Center, Inc.: Reporting Costs and Enrollments for Tuition Rate-Setting Purposes

Issued 8/1/06

Written Support of Internal Controls Over the State Aid Management System

Issued 8/1/06

Use of Information Technology for Professional Licensing and Renewal

Issued 12/14/06

Home Therapy Associates of New York, Inc.: Reimbursable Costs for Preschool Special Education Services

Issued 3/20/07

Security Over Regents Examinations

Issued 6/5/07

Reimbursement to Nonpublic Schools for State Mandated Services (Follow-Up Report)

Issued 6/5/07

Leake and Watts Services, Inc.: Reporting Costs and Enrollments for Tuition Rate-Setting Purposes

Issued 7/18/07

Reporting of Violent and Disruptive Incidents by Public Schools (Follow-Up Report)

Issued 9/17/07

Assessment of Selected Financial Management Practices

Issued 9/27/07

Use of Information Technology for Professional Licensing and Renewal (Follow-Up Report)

Issued 12/20/07

School District Compliance with RESCUE Act Provisions for Building Assessment and Planning

Issued 4/10/08

Pyramids Child Development Center: Reporting Costs and Enrollments for Tuition Rate-Setting Purposes

Issued 5/15/08

Higher Education Opportunity Program

Issued 8/14/08

Security Over Regents Examinations (Follow-Up Report)

Issued 9/11/08

A Starting Place: Reporting Costs and Enrollments for Tuition Rate-Setting Purposes

Issued 9/11/08

Tuition Reimbursement Account Financial Statements

Issued 9/25/08

Criminal History Background Checks for School Employees

Issued 2/12/09

Accuracy of Graduation and Dropout Data in Annual Report Cards for Selected High Schools

Issued 3/26/09

Assessment of Selected Financial Management Practices (Follow-Up Report)

Issued 4/9/09

St. Mary's School for the Deaf: Procurement and Contracting Practices

Issued 5/6/09

St. Francis de Sales School for the Deaf: Selected Financial Management Practices

Issued 9/10/09

School District Compliance with RESCUE Act Provisions for Building Assessment and Planning (Follow-Up Report)

Issued 9/24/09

Oversight of Scoring Practices on Regents Examinations

Issued 11/19/09

Higher Education Opportunity Program (Follow-Up Report)

Issued 12/3/09

Lexington School for the Deaf - Review of Procurement Practices

Issued 1/14/10

New York Institute for Special Education Selected Financial Management Practices

Issued 1/14/10

Lavelle School for the Blind: Selected Financial Management Practices

Issued 1/14/10

St. Joseph's School for the Deaf

Issued 1/14/10

Security Over Online Registration Renewal and Teacher Certification

Issued 2/10/10

Selected Child Nutrition Program Payments

Issued 2/11/10

Setting Special Education Itinerant Teacher Services Rates

Issued 2/26/10

Integrated Treatment Services, Inc.: Compliance with the Reimbursable Cost Manual

Issued 5/24/10

Criminal History Background Checks for School Employees (Follow-Up Report)

Issued 6/22/10

Rainbow Rhymes Learning Center

Issued 8/6/10

Oversight of School Districts' Cash Management and Investment Programs

Issued 10/11/94

Oversight of District-Owned Bus Operations

Issued 10/18/94

Achievement of Goals for Specific Computer Systems

Issued 3/27/95

Administration of the Attendance Improvement and Dropout Prevention Program

Issued 4/24/95

School Bus Routing

Issued 9/7/95

Audit of the State Education Department, Nonpublic School Aid Program

Issued 10/18/95

Contract with Adelphi University

Issued 10/31/95

School Districts' Casualty and Property Insurance Programs (Follow-Up Review)

Issued 11/28/95

Audit of the State Education Department, Professional Licensing Operations

Issued 1/8/96

State Education Department - Facilities Planning Unit

Issued 7/10/96

State Education Department - Annual Audits ofSchool Districts and Related State Education Department Oversight

Issued 7/12/96

Monitoring and Reporting the Fiscal Status of Department Operations

Issued 10/4/96

Oversight of School Districts' Cash Management and Investment Programs (Follow-Up Review)

Issued 11/1/96

Administration of the Attendance Improvement and Dropout Prevention Program (Follow-Up Review)

Issued 11/1/96

School District Energy Conservation Activities

Issued 12/27/96

Preschool Handicapped Education Program (Follow-Up Review)

Issued 3/7/97

Tuition Reimbursement Fund Financial Statements

Issued 3/17/97

Oversight of School Districts' Non-Instructional Activities

Issued 3/28/97

Tuition Refunds to Former Students of the Court Reporting Institute

Issued 6/10/97

Oversight of Unlicensed Trade Schools and Unregistered Business Schools

Issued 8/15/97

Nonpublic School Aid Program (Follow-Up Review)

Issued 11/14/97

School District Health Services

Issued 2/25/98

State Aid Paid to New York City for School Health Services

Issued 2/25/98

Professional Licensing Operations (Follow-Up Review)

Issued 3/5/98

Staff Study: Oversight of the Performance of Special Education Programs

Issued 3/11/98

The State Aid Estimating Process

Issued 4/21/98

Monitoring and Reporting the Fiscal Status of Department Operations (Follow-Up Review)

Issued 4/22/98

Annual Audits of School Districts and Related State Education Department Oversight (Follow-Up Review)

Issued 6/24/98

School District Energy Conservation Activities (Follow-Up Review)

Issued 6/29/98

Putnam County Transportation Aid

Issued 10/5/98

Accuracy of Selected School District Data

Issued 11/4/98

Oversight of School Districts' Non-Instructional Activities (Follow-Up Review)

Issued 1/14/99

Tuition Reimbursement Fund Financial Statements

Issued 1/26/99

Transportation of Preschool Children With Disabilities

Issued 2/26/99

Tuition Rate Setting Process for Schools Providing Special Education Programs

Issued 4/15/99

School District Health Services (Follow-Up Review)

Issued 8/18/99

Rome School for the Deaf and Batavia School for the Blind: Payroll Controls

Issued 11/15/99

Accuracy of Selected School District Data (Follow-up Review)

Issued 12/23/99

Textbook Procurement Practices

Issued 1/28/00

The State Aid Estimating Process (Follow-Up Review)

Issued 4/18/00

Student Enrollment Data Reported by School Districts

Issued 5/3/00

Monitoring Improvement Efforts of Schools with Low Standardized Test Scores

Issued 5/10/00

Transportation of Preschool Children with Disabilities (Follow-Up Review)

Issued 7/13/00

Putnam County Transportation Aid (Follow-Up Review)

Issued 9/18/00

Tuition Rate Setting Process for Schools Providing Special Education Programs (Follow-Up Review)

Issued 9/22/00

Tuition Reimbursement Fund Financial Statements

Issued 9/28/00

Oversight of Funds Provided to the Queens Borough Public Library and the Brooklyn Public Library: (Follow-Up Review)

Issued 10/18/00

Monitoring Magnet School Grants

Issued 12/19/00

Controlling Medicaid Payments for School and Preschool Supportive Health Services

Issued 1/18/01

School Violence Prevention and Response

Issued 2/21/01

Oversight of the Expansion of the Universal PreKindergarten Program

Issued 5/31/01


State Emergency Management Office

Managing Goods Donated in Response to Disasters

Issued 12/13/02

Year 2000 Preparedness

Issued 8/31/99


State Inspector General, Office of the

Selected Operations

Issued 6/27/00


State Insurance Fund

Internal Controls Over Selected Financial Operations

Issued 8/10/06

Internal Controls Over Selected Financial Operations (Follow-Up Report)

Issued 9/25/08

Compliance with Executive Order 134 - Environmental Impact of Cleaning of Facilities

Issued 9/30/08

Procurement and Payments

Issued 07/15/10

Insurance Claim Payment Activities

Issued 3/30/95

Administration of the Workers' Compensation Agreement (Follow-Up Review)

Issued 5/11/95

Utilization of Computers (Follow-Up Review)

Issued 5/11/95

Monitoring and Management of Payroll Expenditures (Follow-Up Review)

Issued 5/11/95

Workers' Compensation Program Claims Fraud and Abuse

Issued 8/15/95

Detecting the Unreported Deaths of Extended Payment Recipients

Issued 2/1/96

Insurance Claim Payment Activities

Issued 2/29/96

Insurance Claim Payment Activities

Issued 10/30/96

Insurance Claim Payment Activities

Issued 12/9/96

Insurance Claim Payment Activities

Issued 5/6/97

Selected Financial Management Practices

Issued 5/11/97

Insurance Claim Payment Activities

Issued 8/12/97

Premium Audit Department: Performance Measurement and Audit Compliance

Issued 1/21/98

Insurance Claim Payment Activities

Issued 6/9/98

Excess Payments for Medical Services

Issued 6/15/98

Detecting the Unreported Deaths of Extended Payment Recipients (Follow-Up Review)

Issued 10/28/98

Administrative Expenses

Issued 1/20/00


State Liquor Authority

Division of Alcoholic Beverage Control: Oversight of Wholesalers� Compliance with the Alcoholic Beverage Control Law

Issued 8/1/06

Division of Alcoholic Beverage Control: Oversight of Wholesalers' Compliance with the Alcoholic Beverage Control Law (Follow-Up Report)

Issued 9/11/08

Division of Alcoholic Beverage Control: Network Security Controls

Issued 1/29/09

Division of Alcoholic Beverage Control: Network Security Controls (Follow-Up Report)

Issued 2/10/10

Division of Alcoholic Beverage Control: Investigator Productivity

Issued 2/18/97

Division of Alcoholic Beverage Control: Control Over Revenues (Follow-Up Review)

Issued 4/4/00

Division of Alcoholic Beverage Control: Investigator Productivity (Follow-Up Review)

Issued 5/3/00


State Police, Division of

Cellular Surcharge Revenues

Issued 3/20/02

Controls Over Confidential Fund Accounts (Follow-Up Review)

Issued 5/24/02

Security Measures Relating to the Transportation of Hazardous Materials

Issued 9/17/04

Contract with Crown Communications, New York

Issued 1/16/09

Interest Earned on Seized Assets

Issued 3/24/10

Minority and Women's Business Enterprise Reporting

Issued 5/24/10

Use of Civilian Staff

Issued 11/7/94

Y2K Compliance: Criminal Justice Information Systems

Issued 6/17/99

Overtime Controls

Issued 10/20/99

Controls Over Confidential Fund Accounts

Issued 6/30/00

Administration of the Motor Vehicle Law Enforcement Fee

Issued 8/3/00

Overtime Controls (Follow-Up Review)

Issued 7/19/01


State Racing and Wagering Board

Oversight of Regional Off-Track Betting Operations

Issued 4/5/99


State University Construction Fund

Contract with Hudson Design

Issued 11/6/01

Selected Construction Contracting Practices (Follow-Up Review)

Issued 11/20/02

Contract with Hudson Design (Follow-Up Review)

Issued 8/21/03

Procurement of Consultants

Issued 9/19/05

Procurement of Consultants (Follow-Up Report)

Issued 12/19/06

Quality of Internal Control Certification

Issued 9/25/08

Use of State Funding for Research into Emerging Technologies at the State University of New York at Albany: Life Sciences

Issued 6/17/10

Y2K Compliance: Capital Planning System and Facility Inventory System

Issued 6/15/99

Selected Construction Contracting Practices

Issued 7/9/01


State University SUNY Administration of New York

Selected Financial Management Practices

Issued 12/30/03


State University of New York

College of Agriculture and Technology at Morrisville: Selected Financial Management Practices (Follow-Up Review)

Issued 9/19/01

Role and Operation of Auxiliary Services Corporations (Follow-Up Review)

Issued 9/19/01

Staff Study: Private Fund Raising at SUNY and CUNY (Follow-Up Review)

Issued 11/16/01

Utilization and Control of Selected Standardized Computer Systems (Follow-Up Review)

Issued 11/21/01

College at Old Westbury: Services Provided by Hudson Design

Issued 4/8/02

College of Optometry: Selected Financial Management Practices

Issued 5/16/02

Financial Disclosure Reporting for Academic Employees (Follow-Up Review)

Issued 8/12/02

Institute for Entrepreneurship: Financial Practices, Program Results and Ongoing Operations

Issued 10/23/02

Policies and Practices for Reviewing Applications and Monitoring Operations for Charter Schools

Issued 10/24/02

Maritime College: Faculty Student Association, Selected Financial Management Practices

Issued 12/5/02

Student Computer Resources at University Colleges and Technology Colleges

Issued 12/31/02

College at Old Westbury: Services Provided by Hudson Design (Follow-Up Review)

Issued 10/16/03

State University of New York College of Optometry: Selected Financial Management Practices (Follow-Up Review)

Issued 2/18/04

Student Computer Resources at University Colleges and Technology Colleges (Follow-Up Review)

Issued 4/26/04

Policies and Practices for Reviewing Applications and Monitoring Operations for Charter Schools (Follow-Up Review)

Issued 4/28/04

Health Science Center at Brooklyn: Controls Over Computer Network Security

Issued 5/10/04

Determination of Student Residency Status for Assessing Tuition Charges

Issued 7/21/04

Institute for Entrepreneurship: Financial Practices, Program Results and Ongoing Operations (Follow-Up Review)

Issued 8/13/04

Maritime College: Faculty Student Association, Selected Financial Management Practices (Follow-Up Review)

Issued 9/8/04

Health Science Center at Stony Brook: Selected General Controls Over Computer Network Security

Issued 9/28/04

Health Science Center at Stony Brook: Selected General Controls Over Computer Network Security

Issued 9/28/04

University at Albany: Network Security Controls

Issued 3/1/05

SUNY Administration: Selected Financial Management Practices (Follow-Up Report)

Issued 8/8/05

Dormitory Self-Sufficiency

Issued 11/17/05

University at Albany: Network Security Controls (Follow-Up Report)

Issued 12/20/05

Health Science Center at Brooklyn: Controls Over Computer Network Security (Follow-Up Report)

Issued 1/17/06

Health Science Center at Stony Brook: Selected General Controls Over Computer Network Security (Follow-Up Report)

Issued 2/6/06

Health Science Center at Brooklyn: Emergency Power Supply Systems

Issued 3/8/06

Contracting Practices at Selected Campuses

Issued 4/7/06

Determination of Student Residency Status for Assessing Tuition Charges (Follow-Up Report)

Issued 6/6/06

Empire State College: Internal Controls Over Selected Financial Management Practices

Issued 8/1/06

Fire Safety at Dormitories

Issued 8/22/06

Upstate Medical Center: Selected General Security and Wireless Access Controls

Issued 12/19/06

Health Science Center at Stony Brook: Contract with Cannon Design

Issued 1/17/07

System Administration Network Security Controls

Issued 1/17/07

Dormitory Self-Sufficiency (Follow-Up Report)

Issued 03/20/07

Contracting Practices at Selected Campuses (Follow-Up Report)

Issued 6/5/07

Fire Safety at Dormitories (Follow-Up Report)

Issued 9/13/07

Procurement of Electricity

Issued 9/27/07

Fashion Institute of Technology: Selected Financial Management Practices

Issued 10/10/07

Empire State College: Internal Controls Over Selected Financial Management Practices (Follow-Up Report)

Issued 10/10/07

Downstate Medical Center: Controls Over Retroactive Payroll Transactions and Physician Assistant Work Hours

Issued 12/20/07

University at Stony Brook: Controls Over Selected Payroll Practices

Issued 1/17/08

Upstate Medical Center: Selected General Security and Wireless Access Controls (Follow-Up Report)

Issued 3/4/08

Maritime College: Controls Over Selected Payroll Practices

Issued 3/5/08

Educational Opportunity Program

Issued 7/3/08

Oversight of Campus-Related Foundations

Issued 9/17/08

System Administration Network Security Controls (Follow-Up Report)

Issued 9/25/08

College at Purchase: Compliance with Executive Order 134 - Environmental Impact of Cleaning of Facilities

Issued 9/30/08

Compliance with the Clery Act

Issued 10/22/08

Compliance with Executive Order 111 Requirements to Purchase Power from Renewable Energy Sources

Issued 11/6/08

Downstate Medical Center: Practices Related to Payroll Overpayments.

Issued 12/24/08

Procurement of Electricity (Follow-Up Report)

Issued 1/16/09

Equipment Controls and Compliance with Reporting Requirements

Issued 1/16/09

Space Leasing Practices at Selected Campuses

Issued 2/12/09

Assessments of Academic Majors for Undergraduate Programs at Selected Campuses

Issued 8/13/09

Health Science Center at Stony Brook: Contract with Cannon Design (Follow-Up Report)

Issued 8/28/09

Educational Opportunity Program (Follow-Up Report)

Issued 10/22/09

Oversight of Campus-Related Foundations (Follow-Up Report)

Issued 11/5/09

Fashion Institute of Technology: Selected Financial Management Practices (Follow-Up Report)

Issued 11/19/09

Compliance with the Clery Act (Follow-Up Report)

Issued 2/10/10

College at Oneonta: Network Security Controls

Issued 2/10/10

Equipment Controls and Compliance with Reporting Requirements (Follow-Up Report)

Issued 3/22/10

Downstate Medical Center: Practices Related to Payroll Overpayments (Follow-Up Report)

Issued 5/24/10

Maritime College: Controls Over Selected Payroll Practices (Follow-Up Report)

Issued 5/24/10

Use of State Funding for Research into Emerging Technologies at the State University of New York at Albany: Life Sciences

Issued 6/17/10

University at Stony Brook: Controls Over Selected Payroll Practices (Follow-Up Report)

Issued 6/29/10

Space Leasing Practices at Selected Campuses (Follow-Up Report)

Issued 7/30/10

Compliance with Executive Order 111 Requirements to Purchase Power from Renewable Energy Sources (Follow-Up Report)

Issued 8/19/10

University at Buffalo: Oversight of Revenue Contracts

Issued 9/16/10

Procurement Flexibility

Issued 10/19/94

Health Science Center at Brooklyn: Contract with the Roselli Moving Corporation

Issued 2/24/95

University at Albany: Financial Management Practices

Issued 4/25/95

Faculty Utilization (Follow-Up Review)

Issued 4/26/95

Health Science Center at Brooklyn: On-Call and Re-Call Payroll Costs (Follow-Up Review)

Issued 7/14/95

Health Science Center at Stony Brook: Clinical Practice Management Plan

Issued 8/29/95

Controls Over Paid Leaves and Faculty Outside Activities (Follow-Up Review)

Issued 9/1/95

Audit of the State University of New York, Student Food Services

Issued 11/15/95

Agency Accounts

Issued 12/29/95

Audit of the State University of New York, College at Old Westbury, Selected Financial Management Practices

Issued 3/28/96

State University of New York - Health Science Center at Syracuse: Leasing Practices

Issued 5/30/96

College at Brockport: Selected Financial Management Practices

Issued 6/4/96

State University of New York - Report on Performance Indicators

Issued 7/30/96

State University of New York - Personnel Practices Under Flexibility (Follow-Up Review)

Issued 8/15/96

State University of New York - Staff Study on the Educational Opportunity Center Program (Follow-Up Review)

Issued 8/15/96

State University of New York - Internal Controls Over Cash Collections at Selected Campus Peripheral Locations (Follow-Up Review)

Issued 8/22/96

Controls Over Telephone Systems at Selected Campuses

Issued 10/7/96

College at Buffalo: Selected Financial Management Practices

Issued 10/15/96

Use of Advance Accounts

Issued 11/4/96

Health Science Center at Syracuse: Clinical Practice Management Plan (Follow-Up Review)

Issued 1/28/97

University at Buffalo: Potential Conflict of Interest in the School of Pharmacy

Issued 2/3/97

Study of the Cost of Telephone Services at Selected Campuses

Issued 3/26/97

Health Science Center at Brooklyn: Selected Contracting and Expenditure Controls (Follow-Up Review)

Issued 4/18/97

Research Foundation: Controls Over Direct Costs (Follow-Up Review)

Issued 4/18/97

Student Food Services (Follow-Up Review)

Issued 9/3/97] [NY]

Health Science Center at Stony Brook: Clinical Practice Management Plan (Follow-Up Review)

Issued 9/12/97

Controls Over Public Safety Staffing at Selected Campuses

Issued 9/24/97

College at Old Westbury: Selected Financial Management Practices (Follow-Up Review)

Issued 10/29/97

University of Stony Brook Hospital: Selected Expenditure Controls (Follow-Up Review)

Issued 2/9/98

Teaching Workload

Issued 4/22/98

Staff Study: Private Fund Raising at SUNY and CUNY

Issued 5/12/98

University at Stony Brook: University and Clinical Practice Management Plan Space Leasing Practices

Issued 5/29/98

Health Science Center at Syracuse: Leasing Practices (Follow-Up Review)

Issued 7/24/98

Staff Study: SUNY Hospitals and the Competitive Managed Care Environment

Issued 7/30/98

College at Buffalo: Selected Financial Management Practices (Follow-Up Review)

Issued 8/27/98

University at Buffalo: Potential Conflict of Interest in the School of Pharmacy (Follow-Up Review)

Issued 9/1/98

Report on Performance Indicators (Follow-Up Review)

Issued 9/3/98

Use of Advance Accounts (Follow-Up Review)

Issued 9/24/98

College at Brockport: Auxiliary Service Corporation, Selected Financial Management Practices

Issued 10/30/98

College at Potsdam: Selected Financial Management Practices

Issued 11/12/98

College at Plattsburgh Auxiliary Services, Incorporated: Selected Financial Management Practices

Issued 12/11/98

College at Purchase: Selected Financial Management Practices

Issued 2/16/99

University at Albany: Financial Management Practices (Follow-Up Review)

Issued 3/11/99

Controls Over Telephone Systems at Selected Campuses (Follow-Up Review)

Issued 3/24/99

Health Science Center at Brooklyn: Clinical Practice Management Plan (Follow-Up Review)

Issued 4/29/99

Maritime College: Selected Financial Management Practices

Issued 5/27/99

Controls Over Public Safety Staffing at Selected Campuses (Follow-Up Review)

Issued 7/16/99

Health Science Center at Syracuse: Y2K Compliance

Issued 7/20/99

Agency Accounts (Follow-Up Review)

Issued 7/21/99

Reimbursement of Hospital Costs by Clinical Practice Management Plans

Issued 8/6/99

Health Science Center at Stony Brook: Year 2000 Compliance Progress

Issued 10/20/99

College at Brockport: Selected Financial Management Practices (Follow-Up Review)

Issued 11/22/99

College at Cortland -Selected Financial Management Practices

Issued 12/30/99

Role and Operation of Auxiliary Services at SUNY Campuses

Issued 12/31/99

College at Brockport: Auxiliary Service Corporation, Selected Financial Management Practices (Follow-Up Review)

Issued 1/18/00

University at Stony Brook: University and Clinical Practice Management Plan Space Leasing Practices (Follow-Up Review)

Issued 2/28/00

Teaching Workload (Follow-Up Review)

Issued 3/21/00

Staff Study: Graduate Medical Education

Issued 5/11/00

College of Agriculture and Technology at Morrisville: Selected Financial Management Practices

Issued 5/11/00

College at Purchase: Selected Financial Management Practices (Follow-Up Review)

Issued 6/30/00

Utilization and Control of Selected Standardized Computer Systems

Issued 8/7/00

College at Plattsburgh: Auxiliary Service Corporation, Selected Financial Management Practices (Follow-Up Review)

Issued 8/18/00

College at Potsdam: Selected Financial Management Practices (Follow-Up Review)

Issued 8/30/00

Financial Disclosure Reporting for Academic Employees

Issued 11/3/00

Contract with Nissequogue Cogen Partners

Issued 3/02/01

College at Cortland: Selected Financial Management Practices (Follow-Up Review)

Issued 4/27/01


State University of New York at Binghamton

Elevator Maintenance Services

Issued 09/27/10

Otis Elevator - Maintenance

Issued 9/27/10


State of New York Mortgage Agency

Internal Controls Over Financial Operations

Issued 3/3/05

Internal Controls Over Financial Operations (Follow-Up Report)

Issued 6/5/07

Eligibility for Health Insurance Coverage

Issued 7/31/08

Accuracy of Employee Retirement Reporting

Issued 9/11/08

Eligibility for Health Insurance Coverage (Follow-Up Report)

Issued 3/22/10

Accuracy of Employee Retirement Reporting (Follow-Up Report)

Issued 3/22/10

Y2K Compliance

Issued 7/20/99


State, Department of

Computer Network Security Controls

Issued 6/13/02

Computer Network Security Controls (Follow-Up Review)

Issued 7/3/03

Cemetery Maintenance Fund

Issued 11/18/04

Oversight of the Enhanced Wireless 911 Program

Issued 12/21/06

Operation of the Division of Licensing Services

Issued 9/13/07

Vendor Payment Practices

Issued 6/19/08

Cemetery Maintenance Fund (Follow-Up Report)

Issued 8/14/08

Oversight of the Enhanced Wireless 911 Program (Follow-Up Report)

Issued 10/9/08

Environmental Protection Fund

Issued 12/17/09

Vendor Payment Practices (Follow-Up Report)

Issued 12/31/09

Contract with the Hellenic American Neighborhood Action Committee, Inc.

Issued 6/30/95

Controls Over Revenue

Issued 9/8/95

Y2K Compliance: Corporation Information System and Security Guard Licensing System

Issued 3/12/99


Tax Appeals, Division of

Management of the System to Resolve Taxpayer Disputes

Issued 11/9/06


Taxation and Finance, Department of

Administration of the Offers in Compromise Program (Follow-Up Review)

Issued 10/15/01

Selected Internal Controls Over Taxpayer Estimated Tax Accounts (Follow-Up Review)

Issued 3/8/02

Call Center Services Unit

Issued 5/31/02

Administration of Selected Components of the Wage Reporting System

Issued 11/26/02

Processing of Quarterly Fuel Use Tax Returns

Issued 5/27/03

Selected Controls Over Cigarette Licensing and Excise Taxes

Issued 10/21/03

Status of Enhanced Wireless 911 Emergency Services and Accountability Over Wireless 911 Surcharge Revenue

Issued 2/18/04

Information Technology Controls Over the Personal Income Tax System

Issued 3/29/04

Processing of Quarterly Fuel Use Tax Returns (Follow-Up Review)

Issued 9/28/04

Administration and Oversight of the Tax Protest Resolution Process

Issued 11/2/04

Call Center Services Unit (Follow-Up Report)

Issued 11/23/04

Administration of Selected Components of the Wage Reporting System (Follow-Up Report)

Issued 11/23/04

Selected Controls Over Cigarette Licensing and Excise Taxes (Follow-Up Report)

Issued 11/23/04

Sales Tax Distribution Process

Issued 12/27/04

Methods Used to Settle Outstanding Tax Liabilities

Issued 6/29/05

Information Technology Controls Over the Personal Income Tax System (Follow-Up Report)

Issued 11/4/05

Administration and Oversight of the Tax Protest Resolution Process (Follow-Up Report)

Issued 8/22/06

Written Support of Internal Controls Over Financial Reporting for Personal Income Tax Revenue

Issued 9/6/06

Sales Tax Distribution Process (Follow-Up Report)

Issued 10/4/06

Progress in the Implementation of e-Mpire

Issued 12/14/06

Controls Over Selected Aspects of Payroll

Issued 8/29/07

Security Over Personal Information

Issued 8/29/07

Designation of Cases as Uncollectible

Issued 9/27/07

Progress in the Implementation of e-MPIRE (Follow-Up Report)

Issued 1/4/08

Collection of Assessed Tax Liabilities

Issued 10/8/09

Minority and Women's Business Enterprise Reporting

Issued 6/29/10

Contracts for Personal and Miscellaneous Services

Issued 7/7/10

Wireless Security Controls

Issued 7/9/10

Payroll Practices (Follow-Up Review)

Issued 4/24/95

Designation of Delinquent Tax Cases as Uncollectible

Issued 4/25/95

Implementation of the Governmental Accountability, Audit and Internal Control Act of 1987

Issued 5/15/95

Internal Controls Over Petroleum Business Tax Refunds

Issued 9/12/95

Office of Tax Enforcement: Management of Seized Assets

Issued 9/29/95

Personal Income Tax Refund Processing

Issued 11/15/95

Corporation Tax Refund Processing

Issued 11/28/95

Office of Tax Enforcement: Performance Measurement

Issued 2/21/96

Administration and Oversight of Taxpayer Protests (Follow-Up Review)

Issued 3/15/96

Designation of Delinquent Tax Cases as Uncollectible (Follow-Up Review)

Issued 3/15/96

Performance of Tax Compliance Agents (Follow-Up Review)

Issued 4/30/96

Executive Correspondence

Issued 8/21/96

Tax Compliance Division: Installment Payment Agreement Program

Issued 12/3/96

Withholding Tax Revenues

Issued 2/4/97

Corporation Tax Refund Processing

Issued 2/20/97

Office of Tax Enforcement: Management of Seized Assets (Follow-Up Review)

Issued 4/10/97

Maintaining Employer Withholding Tax Accounts

Issued 7/10/97

Corporation Tax Refund Processing

Issued 9/22/97

Personal Income Tax Refund Processing

Issued 9/29/97

Division of Tax Compliance: Seizure and Sale of Assets

Issued 10/14/97

A Study of Employer Satisfaction with the Withholding Tax Process

Issued 11/5/97

Systems Modernization Program (Follow-Up Review)

Issued 12/23/97

The Decision To Privatize Personal Income Tax Return Processing and the Projected Cost Savings From Privatization

Issued 3/6/98

Sales Tax Enforcement (Follow-Up Review)

Issued 4/30/98

Controls Over Equipment (Follow-Up Review)

Issued 5/1/98

Assessment Receivable Overpayments

Issued 6/10/98

Compliance Efforts for the Withholding Tax Program

Issued 8/17/98

Privatization of Personal Income Tax Return Processing: Contract Administration and Monitoring

Issued 8/24/98

Office of Tax Enforcement: Performance Measurement (Follow-Up Review)

Issued 9/1/98

Withholding Tax Revenues (Follow-Up Review)

Issued 9/18/98

A Study of Employer Satisfaction with the Withholding Tax Process (Follow-Up Review)

Issued 1/6/99

Tax Compliance Division: Installment Payment Agreement Program (Follow-Up Review)

Issued 2/22/99

Administration of the Offers in Compromise Program

Issued 4/14/99

Implementation of the Governmental Accountability, Audit and Internal Control Act of 1987 (Follow-Up Review)

Issued 5/13/99

Maintaining Employer Withholding Tax Accounts (Follow-Up Review)

Issued 5/18/99

Privatization of Personal Income Tax Return Processing: The Cost of Privatization Including Relocation to Kingston

Issued 8/11/99

Selected Internal Controls Over Taxpayer Estimated Tax Accounts

Issued 3/14/00

Tax Processing Division: Results of the 1996-97 Tax Amnesty Program

Issued 6/30/00

Privatization of Personal Income Tax Return Processing: The Cost of Privatization Including Relocation to Kingston (Follow-Up Review)

Issued 7/18/01


Technology, Office for

Security of the CONNECTIONS System Supporting Child Welfare Services

Issued 3/6/02

Implementation of the NYeNET

Issued 8/18/03

General Controls at the Consolidated State Data Centers

Issued 10/20/03

Implementation of the NYeNET (Follow-Up Review)

Issued 9/8/04

General Controls at the Consolidated State Data Centers (Follow-Up Review)

Issued 9/21/04

Office of General Services, Department of Taxation and Finance, and Office for Technology Administration and Use of Contract PS00374, IBM Corporation � Comprehensive Services Agreement

Issued 10/15/04

Welfare Management System: General and Application Controls (Follow-Up Report)

Issued 8/23/05

Contract with UNISYS Corporation for Enterprise Help Desk Services

Issued 12/14/06

Statewide Wireless Network Outreach and Training Activities

Issued 8/29/07

Statewide Wireless Network: Phase One Development

Issued 8/21/08

Procurement

Issued 08/13/09

New York's Preparation for the Year 2000: A Second Look

Issued 4/5/99

New York's Preparation for the Year 2000: A Second Look (Follow-Up Review)

Issued 12/21/99


Temporary and Disability Assistance, Office of

Office of Temporary and Disability Assistance

Issued 10/15/01

Overseeing Access to Food Stamp Benefits (Follow-Up Review)

Issued 3/14/02

Service Referral Process for Victims of Domestic Violence (Follow-Up Review)

Issued 9/19/02

Fair Hearing Process (Follow-Up Review)

Issued 12/2/02

Alcohol and Substance Abuse Screening, Assessment and Treatment of Family Assistance Recipients (Follow-Up Review)

Issued 1/23/03

Undistributed Child Support

Issued 3/4/03

Welfare Management System: General and Application Controls

Issued 3/14/03

Electronic Benefit Transfer System (Follow-Up Review)

Issued 3/27/03

Monitoring the Services Provided to Pregnant and Parenting Teens (Follow-Up Review)

Issued 4/8/03

Selected Access Controls Related to the Electronic Benefit Transfer System (Follow-Up Review)

Issued 4/9/03

Disability Advocacy Program: Contract with Legal Services for New York City

Issued 7/24/03

Medicaid Eligibility Under TANF Assistance (Follow-Up Review)

Issued 10/16/03

TANF Eligibility Determinations

Issued 6/24/04

Undistributed Child Support (Follow-Up Review)

Issued 9/28/04

Internal Controls Over Employee Time and Attendance

Issued 11/23/04

Disability Advocacy Program: Contract with Legal Services for New York City (Follow-Up Report)

Issued 3/23/05

Barriers to Self-Sufficiency

Issued 6/7/05

Contract with the New York Association for New Americans

Issued 6/29/05

Welfare Management System: General and Application Controls (Follow-Up Report)

Issued 8/23/05

TANF Eligibility Determinations (Follow-Up Report)

Issued 9/28/05

Written Support of Internal Controls Over the Automated Claiming System

Issued 9/6/06

Barriers to Self-Sufficiency (Follow-Up Report)

Issued 10/18/06

Supplemental Security Income Maximization

Issued 11/30/06

Contract with the New York Association for New Americans (Follow-Up Report)

Issued 12/19/06

Use of New Hires Database

Issued 6/26/07

Security Over Personal Information

Issued 3/27/08

National Directory of New Hires: Data Security

Issued 6/25/08

National Directory of New Hires: Data Security (Follow-Up Report)

Issued 9/10/09

Minority and Women's Business Enterprise Reporting

Issued 7/15/10

Oversight of Grants

Issued 10/21/10

Controls Over Certain Local District State Aid Claims (Follow-Up Review)

Issued 10/30/97

Medicaid Claims Paid for Medicare Part A Eligible Recipients

Issued 11/7/97

Implementation of Welfare Reform in New York State: A Status Report [NY]

Issued 12/8/97

Medicaid Claims Processing Accuracy, Year Ended March 31, 1996 (Follow-Up Review)

Issued 1/7/98

Welfare Fraud Detection Programs

Issued 2/12/98

Accuracy of Managed Care Claims Processing

Issued 2/13/98

Fee-for-Service Claims Paid for Recipients Enrolled in Managed Care Plans

Issued 6/15/98

Accuracy of Medicare Information for Medicaid Recipients

Issued 7/21/98

Fair Hearings Process

Issued 9/23/98

Food Stamp Program: Administrative Costs (Follow-Up Review)

Issued 12/8/98

Y2K Compliance: Child Support Management System, Federal Claims System, and Welfare Checks and Services System

Issued 5/24/99

Homeless Housing Assistance Program

Issued 8/23/99

Adjustments to AFDC and Food Stamp Benefits Resulting From Foster Care Placements (Follow-Up Review)

Issued 9/28/99

Welfare Fraud Detection Programs (Follow-Up Review)

Issued 2/2/00

Monitoring the Services Provided to Pregnant and Parenting Teens

Issued 2/15/00

Contract with the New York Association for New Americans

Issued 2/16/00

Alcohol and Substance Abuse Screening, Assessment and Treatment of Family Assistance Recipients

Issued 5/26/00

Welfare Reform: Assessing Education and Training Needs of TANF Recipients

Issued 8/11/00

Follow-Up on Implementation of Welfare Reform in New York State

Issued 8/24/00

Implementation of Welfare Reform in New York State: A Status Report

Issued 8/24/00

Overseeing Access to Food Stamp Benefits

Issued 9/29/00

Homeless Housing Assistance Program (Follow-Up Review)

Issued 11/30/00

Service Referral Process for Victims of Domestic Violence

Issued 1/31/01

Medicaid Eligibility Under TANF Assistance

Issued 4/10/01

Selected Access Controls Related to the Electronic Benefit Transfer System

Issued 6/25/01

Electronic Benefit Transfer System

Issued 7/26/01


The Renaissance Charter School

Financial Management Practices

Issued 2/28/07


Thousand Islands Bridge Authority

Internal Controls Over Selected Financial Operations

Issued 1/19/05

Internal Controls Over Selected Financial Operations (Follow-Up Report)

Issued 8/10/06

Compliance with Freedom of Information Law Requirements

Issued 8/9/07


Town of Hempstead

Sanitary District Number One: Internal Controls Over Financial Operations

Issued 1/11/07

Sanitary District Number Two: Retirement Reporting

Issued 1/11/07

Sanitary District Number Six: Retirement Reporting

Issued 1/11/07

Sanitary District Number Seven: Retirement Reporting

Issued 1/11/07

Sanitary District Number Fourteen: Retirement Reporting

Issued 1/11/07


Transportation, Department of

Oversight of Equipment Repair and Maintenance Activities (Follow-Up Review)

Issued 1/16/02

Status of Railroad Bridge Inspection Program (Follow-Up Review)

Issued 2/28/02

School Bus Safety Inspection Program (Follow-Up Review)

Issued 5/16/03

Turboliner Modernization Project: Payment Verification

Issued 6/10/03

Turboliner Modernization Project: Project Delays

Issued 6/10/03

Turboliner Modernization Project: Monitoring and Inspection

Issued 6/10/03

Privatization of Stewart International Airport: Monitoring of Lease Agreement

Issued 5/20/04

Privatization of Stewart International Airport: Monitoring of Capital Construction Projects

Issued 5/20/04

Selected Truck Inspection Practices

Issued 9/17/04

Security Measures Relating to the Transportation of Hazardous Materials

Issued 9/17/04

Contract with Grace Industries, Inc. for Construction on the West Side Highway

Issued 1/24/05

Turboliner Modernization Project: Payment Verification and Close-out Costs

Issued 2/9/05

Privatization of Stewart International Airport: Monitoring of Capital Construction Projects (Follow-Up Report)

Issued 2/8/06

Privatization of Stewart International Airport: Monitoring of Lease Agreement (Follow-Up Report)

Issued 2/8/06

Contract with Dejana Industries, Inc.

Issued 7/19/06

Written Support of Internal Controls Over Financial Reporting of Capital Assets

Issued 10/4/06

Network Security Controls

Issued 12/19/06

Contract with Applied Technology Corporation

Issued 6/5/07

Construction Contract Payments

Issued 12/20/07

Network Security Controls (Follow-Up Report)

Issued 4/24/08

Compliance with Executive Order 111 Requirements to Purchase Power from Renewable Energy Sources

Issued 12/18/08

Quality of Internal Control Certification

Issued 1/16/09

Recycling Program

Issued 7/2/09

Management and Oversight of Structural Defects on Highway Bridges

Issued 1/12/10

Oversight of Revenue Contracts and Fees

Issued 7/1/10

Drawdown of Federal Funds

Issued 7/1/10

Implementation of a Comprehensive Bridge Management System

Issued 12/9/94

Discretionary Purchases

Issued 3/29/95

Construction Inspection Program (Follow-Up Review)

Issued 5/5/95

Capital Program at Stewart Airport

Issued 5/30/95

Implementation of a Comprehensive Bridge Management System (Follow-Up Review)

Issued 9/19/95

Staff Study: The Purchase and Use of Compressed Natural Gas Buses by Public Transit Systems

Issued 10/11/96

Capital Program at Stewart Airport (Follow-Up Review)

Issued 2/3/97

Staff Study: The Viability of the Oak Point Link and Harlem River Yard Projects

Issued 2/5/97

Use of Consultant Engineers

Issued 4/9/98

Oversight of Paratransit Services in New York State

Issued 10/8/98

The Purchase and Use of Compressed Natural Gas Buses by Public Transit Systems (Follow-Up Review)

Issued 1/25/99

Study of Future Use: Republic Airport

Issued 2/10/99

Y2K Compliance: Bridge Monitoring System and Contract Management System

Issued 3/17/99

Nighttime Construction Program

Issued 4/29/99

Oversight of Equipment Repair and Maintenance Activities

Issued 4/25/00

Nighttime Construction Program (Follow-Up Review)

Issued 5/18/00

Status of Railroad Bridge Inspection Program

Issued 8/31/00

Study of Future Use: Republic Airport (Follow-Up Review)

Issued 9/28/00

Use of Consultant Engineers (Follow-Up Review)

Issued 3/23/01

School Bus Safety Inspection Program

Issued 8/22/01


Transportation, New York City Department of

Contracts for Personal and Miscellaneous Services

Issued 10/21/10

Follow-up Review of Improvement Needed in Street Re-paving Program

Issued 1/22/96

Bridge and Roadway Division: Improvements Needed in Emergency Bridge Repair Program

Issued 1/30/97

Improvements Needed in Emergency Bridge Repair Program (Follow-Up Review)

Issued 2/11/00

Street Arterial Maintenance Division: Selected Time and Attendance Practices

Issued 7/19/01


United HealthCare

New York State Health Insurance Program - Payments for Services at the Mackool Eye Institute and Laser Center

Issued 9/30/08

New York State Health Insurance Program - Overpayments for Services at the Fifth Avenue Surgery Center

Issued 9/30/08


United Nations Development Corporation

Internal Controls Over Financial Operations

Issued 5/3/05


University at Albany Foundation

Use of State Funding for Research into Emerging Technologies at the State University of New York at Albany: Cancer Genomics

Issued 6/17/10


Urban Development Corporation

Internal Controls Over Financial Operations

Issued 4/27/05

Staff Study: Consolidation of the State's Economic Development Entities and Programs

Issued 12/24/97


Various

Follow-up Review of Intra-city Compliance Procedures Regarding Summonsable Offenses

Issued 2/16/95

Follow-up Review of Medicaid Managed Care

Issued 4/26/95

Coordination of Food Services

Issued 3/17/98


Veterans' Affairs, Division of

Quality of Internal Control Certification

Issued 11/7/08

Y2K Compliance: Data Collection for Federal Fund Reimbursement System

Issued 4/15/99

Administration and Coordination of Veterans' Services

Issued 12/13/99

Administration and Coordination of Veterans' Services (Follow-Up Review)

Issued 6/27/01


Veterans� Affairs, Division of

Certification of Compliance with Internal Control Provisions

Issued 8/8/05


Village of Avon

Selected Financial Management Practices

Issued 9/3/99


Waterfront Commission of New York Harbor

Registration of Dockworkers and Employers

Issued 1/4/05


Welfare Research, Inc.

Internal Controls Over Financial Operations

Issued 12/20/05


Westchester County

A Review of the Westchester County Courthouse Renovation and Construction Project

Issued 9/22/03


Workers Compensation Board

Costs To Administer the Workers' Compensation Program

Issued 11/26/07

Ensuring Employer Coverage (Follow-Up Report)

Issued 9/11/08


Workers' Compensation Board

Comparison of Workers� Compensation Fraud Detection and Prosecution Systems in New York and Other States (Follow-Up Review)

Issued 1/11/02

Costs To Administer the Workers� Compensation Program

Issued 5/6/02

Office of Fraud Inspector General: Management of Fraud Investigations

Issued 8/8/02

Costs To Administer the Workers' Compensation Program

Issued 7/15/10

Network Security Controls

Issued 7/22/10

Selected Hearing Process Activities (Follow-Up Review)

Issued 10/31/94

Administrative Assessment

Issued 12/30/94

Administrative Assessment

Issued 11/30/95

Administrative Assessment

Issued 12/9/96

Comparison of Workers' Compensation Fraud Detection and Prosecution Systems in New York and Other States

Issued 6/26/97

Administrative Assessment

Issued 12/8/97

Staff Study on Performance Measurement for the Workers' Compensation Reform of 1996

Issued 4/28/98

Y2K Compliance: Carrier Assessment and Reimbursement System

Issued 2/19/99

Costs To Administer the Workers' Compensation Program [Isued 5/12/99] [NY]

Issued 8/11/99


Workers� Compensation Board

Costs To Administer the Workers� Compensation Program

Issued 4/23/04

Selected Aspects of Claims Processing

Issued 8/31/05

Costs To Administer the Workers� Compensation Program

Issued 10/18/05

Selected Aspects of Claims Processing (Follow-Up Report)

Issued 11/30/06

Ensuring Employer Coverage

Issued 12/19/06


Youth and Community Development, New York City Department of

Contracts for Personal and Miscellaneous Services

Issued 6/29/10


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