|
Deterioration of Public Housing in the
State and City Projects Operated by
the New York City Housing Authority
July 1999
H. Carl McCall
State Comptroller
Office of the State Deputy Comptroller for
the City of New York
Report 2-2000
Contents
I. Executive Summary
II. Background
III. Condition of Major Building Components
IV. Deterioration in Major Building Components
V. Capital Needs and Available Resources
Appendix A: Condition of the State and
City Projects
Appendix B: Assessment of Major Building
Components
Appendix C: Comparative Rankings: 1989
to 1999
Appendix D: Capital Investment Needed to
Bring Projects to a State of Good Repair
The New York City Housing Authority (NYCHA) operates 346 housing
projects, comprising 2,800 residential buildings and 182,000 apartments.
These facilities provide shelter to 536,000 low-income New York
City residents, including more than 100,000 tenants who live doubled-up
with family or friends. The Federal government has financial responsibility
for nearly 90 percent of the apartments operated by NYCHA.(1)
On February 11, 1999, we issued a report on the condition of the
housing projects under Federal jurisdiction and concluded that NYCHA
has been unable to prevent their deterioration, due largely to inadequate
Federal funding.(2)
This report focuses on the condition of the housing projects for
which New York State and New York City bear the financial responsibility.
Together, this includes 20,000 apartments -- 11 percent of NYCHA's
housing stock -- which provide shelter to about 59,000 City residents.
The report includes detailed information on each housing project
operated by NYCHA in the State and City programs. The information
includes an assessment of the current condition of major building
components in each project, a comparison with the condition ten
years ago, and an estimate of the investment needed to restore each
housing project to a state of good repair.
Much to our dismay, we conclude that the buildings in the State
and City projects have deteriorated significantly since we last
reviewed their condition ten years ago.
The percentage of building components rated in poor condition or
in need of immediate attention has increased over the last ten years
in all categories with the exception of windows. The component which
exhibited the greatest deterioration is elevators. We found that
38 percent of the elevators are now rated in poor condition
or require immediate attention; none had been so rated in 1989.
Similarly, 75 percent of the roofs were rated in excellent or good
condition ten years ago; compared with only 14 percent today.
The deterioration of the State and City buildings over the last
ten years can be traced directly to inadequate State and City funding.
A decade ago, we pointed out the futility of a longstanding and
counter-productive dispute between the State and City over responsibility
for funding modernization needs in the State program. The dispute
is linked to a serious miscalculation that was made when these buildings
were first constructed. It was assumed that rental revenues would
be sufficient to cover both operating expenses and the cost of modernization.
However, rental income did not keep up with the rapid growth in
operating costs during the mid-1970s, leaving nothing for modernization.
In our report ten years ago, we urged the State and City to be
more flexible and cooperative so that a realistic long-term solution
could be forged, perhaps by using a combination of City and State
capital resources. Unfortunately, the financial assistance provided
by both the State and City has been unable to stem deterioration
in the State projects.
The resources currently provided by the State and City for modernization
are sufficient to address only a very small portion of the need:
2 percent of the need in the State-supported projects and 4 percent
of the need in the City-supported projects. At this rate it will
take 25 to 50 years to bring these assets up to a state of good
repair, even assuming no further deterioration.
NYCHA currently estimates that it will cost more than $1 billion
to bring the apartments under the jurisdiction of the State and
City to a state of "good repair," compared with an estimated
$200 million ten years ago.
This situation was made more difficult when in 1998 the State eliminated
the operating budget subsidy it had provided to NYCHA since
1969.(3) The subsidy had funded
a full range of activities, including repair and maintenance. The
City, which bears ultimate responsibility for any operating shortfalls
in the State program, did not offset the loss of State funding.
To keep the State program intact, NYCHA redirected Federal housing
funds from other housing programs, funds which could have otherwise
been used to provide additional low-income housing.
One major positive development is the one-time infusion of $230
million in Federal funds that was recently made available for modernization
of the State and City projects. These resources will allow the State
and City projects to essentially catch up to the better-funded projects
in the Federal program, which themselves are in a state of serious
disrepair.
Nevertheless, in the absence of an appropriately funded capital
replacement and modernization program, low-income public housing
will continue to deteriorate. Thus, we renew our call for the State
and the City to jointly develop a comprehensive program to renovate
and modernize these important and irreplaceable assets over a reasonable
period of time.
NYCHA was created in 1934 to provide decent and affordable housing
for low-income City residents. Over the next thirty years, almost
all of the housing projects were built and occupied. Then the changing
realities of housing economics and new public policy priorities
brought construction to a virtual halt. Only one small State project
(344 E. 28th St. with 225 units, in 1971) and one modest
City project (Frederick Samuel with 659 units, in 1993) were
constructed after 1968.
During the years when public housing was rapidly expanding, the
commitment of the City and the State often rivaled that of the Federal
government. Not satisfied with the pace of housing production, both
the State and City financed and constructed projects on their own
initiative, creating substantial City and State programs. By the
late 1960s, however, much of the low and middle income housing market,
public as well as private, became subject to new dynamics. Operating
costs, particularly for fuel oil, began to rise precipitously, while
rents, often controlled or regulated, increased less rapidly. In
the private sector this led to housing abandonment; in public housing
it led to higher government subsidies and the deferral of maintenance.
The cost of the higher subsidies was less easily borne by the City
and State than by the Federal government, especially after the onset
of the City's fiscal crisis in the mid-1970s.
To ease the financial burden on the City and State, the Federal
government instituted the Authority Transfer Program and, between
1977 and 1980, assumed responsibility for the operating subsidy
and most of the mortgage debt for 53 City and State projects. After
a hiatus of almost two decades, an additional five projects were
transferred in 1997 as part of an agreement with the Federal government.
Ten years ago, we first reported on the physical condition and
the modernization needs of NYCHA's State and City subsidized projects.(4)
For that report, we analyzed the records of inspections performed
by NYCHA staff and reported specifically on the conditions of boilers,
elevators, roofs, windows, kitchens and bathrooms. We concluded
that "a large number of electrical, structural, plumbing and
heating components are in poor condition or requiring immediate
attention; appliances and fixtures need replacement and fencing,
grounds, vehicles, security systems and garbage disposal systems
have fallen into disrepair". At that time, NYCHA estimated
that it would take $200 million to raise its 25 State and City subsidized
projects to a state of good repair.
For both our recent report on the Federal program(5)
and for this report on the State and City programs, we expanded
the scope of our review. For inspection data, we once again used
the evaluations of major systems and building components by NYCHA's
technical staff contained in the Authority's project data books.
We selected ten major building components: heating plant, plumbing
system, kitchens, bathrooms, elevators, brickface, windows, roofs,
grounds, and garbage disposals. We did not review security, appliances,
vehicles, doors, electrical systems, and some structural components.
We then weighed the scores assigned by NYCHA staff to the several
assets in each category and arrived at an overall grade for that
category (see Appendix B).
The financial data were provided to us by NYCHA. Using these data,
we calculated the total hard-cost need and the per-unit hard cost
need for each project, and the percentage of the total need that
is addressed by the several sources of capital funding.
III. Condition of Major
Building Components
NYCHA's technical staff conducts inspections of key building components
for each of its projects at least once every two years and compiles
the results in detailed project data books. NYCHA ranks its building
components on a scale of one through five. A score of one represents
excellent condition, while two, three, and four represent good,
fair, and poor respectively; a score of five suggests that immediate
attention is necessary.
We reviewed the 15 projects of the State Program, containing 12,172
housing units and the six projects of the City Program, containing
7,980 housing units. Together the 20,152 apartments in these programs
represent about 11 percent of NYCHA's total housing stock.
We analyzed NYCHA's assessment of ten major building systems and
components: heating, plumbing, bathrooms, kitchens, elevators, brickwork,
windows, roofs, garbage disposal, and grounds. The results of our
review, which are summarized below and in Table 1, are shown in
detail in Appendix B.
At least one major building component in virtually all of the projects
is in poor or worse condition; two-thirds of the projects have three
or more components in such condition.
The kitchens in more than half of the projects are in poor or worse
condition.
The bathrooms and the grounds in almost half of the projects are
in poor or worse condition.
The heating systems, plumbing systems, and garbage disposals in
about one-third of the projects are in poor or worse condition.
The elevators in more than one-third of the projects are in poor
or worse condition.
Table 1
Condition of Major Building Components
(percentage of projects)
|
Excellent or Good |
Fair
|
Poor/Need Immediate Attention
|
|
| Heating |
29
|
42 |
29 |
|
| Plumbing |
24
|
43 |
33 |
|
| Bathrooms |
14
|
43
|
43
|
|
| Kitchens |
24
|
19
|
57
|
|
| Elevators |
52
|
10
|
38
|
|
| Brickwork |
29
|
52
|
19
|
|
| Windows |
62
|
29
|
9
|
|
| Roofs |
14
|
62
|
24
|
|
| Garbage Disposal |
10
|
57
|
33
|
|
| Grounds |
4
|
48
|
48
|
|
-
Data Source: New York City Housing Authority
The data for the ten selected building components indicate the
following:

Heating: Overall, the heating plants
were in fair condition and none required immediate attention (see
Graph 1). In 29 percent of the projects, they were rated excellent
or good; in 42 percent, fair; and in 29 percent, poor. The useful
life of a boiler is rated at between 25 and 40 years and most have
reached or are approaching that age. Therefore, NYCHA faces the
prospect of major replacement costs within the short term. Many
of the projects have more than one boiler -- some have as many as
five -- that would cost as much as $450,000 each to replace.

Plumbing: Overall, the plumbing systems
were in fair condition, with none requiring immediate attention
(see Graph 2). The systems in 24 percent of the projects
were rated good; in 43 percent, fair; and in 33 percent,
poor.
Bathrooms: Overall, the bathrooms were
in fair to poor condition (see Graph 3). In 14 percent
of the projects, they were rated excellent or good; in 43 percent,
fair; and in 43 percent, poor or in immediate need of attention.
Kitchens: Overall, the kitchens were
in poor condition (see Graph 4). In 24 percent of the projects,
they were rated excellent; in 19 percent, fair; and in 57 percent,
poor or in need of immediate attention.

Elevators: Overall, the elevators were
in fair condition (see Graph 5). In 52 percent of the
projects, they were rated excellent or good; in 10 percent, fair;
and in 38 percent, poor or in immediate need of attention.
Elevators, more than any other essential building component, are
subject to a tremendous amount of additional wear and tear because
of the great number of extra tenants living in "doubled up"
circumstances. NYCHA officials assert that any dangerous condition
is immediately addressed.
Brickwork: Overall, the brickwork in
over half of the buildings was in fair condition, with none rated
excellent or requiring immediate attention (see Graph 6). NYCHA
rated the brickwork in 29 percent of the projects as good; in 52 percent,
fair; and in 19 percent, poor.
Windows: Windows were in the best condition
of all the components that NYCHA evaluated. In 62 percent of
the projects, they were rated excellent or good; in 29 percent,
fair; and in 9 percent, needing immediate attention (see Graph 7).

Roofs: None of the roofs were rated in
excellent condition and only 14 percent were rated in good condition
(see Graph 8). The majority of the roofs were in fair condition
and 24 percent were in poor condition or needing immediate attention.
Garbage Disposal: Overall, the condition
of the garbage disposals was fair to poor (see Graph 9). In 10 percent
of the projects, they were rated excellent or good; in 57 percent,
fair; and in 33 percent, poor or in need of immediate attention.
Grounds: Overall, the grounds were in
fair to poor condition, with none excellent and none requiring immediate
attention (see Graph 10). In 4 percent of the projects, they were
rated good; in 48 percent, fair; and in 49 percent, poor.
The components that were evaluated included fencing, playground
equipment, benches, and asphalt and concrete surfaces. NYCHA officials
informed us that other repairs had taken priority over grounds renovations,
but efforts will now be made toward improving grounds.
In the decade since our last report, an interesting dichotomy has
developed. The percentage of building components rated in poor condition
or in need of immediate attention has increased in all categories
with the exception of windows (see Table 2). The most dramatic change
has taken place in elevators, where 38 percent have now deteriorated
to the lowest levels, while none had received those ratings in 1989.
In contrast, ratings of excellent or good condition increased in
four of five areas; only roofs deteriorated. Ten years ago, 75 percent
of the roofs were rated in excellent or good condition, compared
with only 14 percent today.
Table 2
Comparative Rankings
1989 versus 1999
(percent of projects)
|
Excellent/Good |
|
Fair |
|
Poor/Immediate
Attention |
|
|
Components
|
1989 |
1999 |
|
1989 |
1999 |
|
1989 |
1999 |
|
| Heating/Boilers |
19
|
29
|
|
62 |
42 |
|
19 |
29 |
|
| Baths/Kitchens |
15
|
19
|
|
45
|
31
|
|
40
|
50
|
|
| Elevators |
30
|
52
|
|
70
|
10
|
|
0
|
38
|
|
| Roofs |
75
|
14
|
|
10
|
62
|
|
15
|
24
|
|
| Windows |
45
|
62
|
|
25
|
29
|
|
30
|
9
|
|
Data Source: New York City Housing Authority
Heating Systems: the heating systems
in 29 percent of the City and State projects are rated poor or in
need of immediate attention, compared to 19 percent ten years ago.
Although a higher percentage of these systems are now rated excellent
or good, the overall need for repair and replacement in this area
has grown. In our earlier report we reviewed only the condition
of boilers; in this report we reviewed the full systems.
Bathrooms and Kitchens: the bathrooms
and kitchens in half the projects are rated poor or in need of immediate
attention, compared to 40 percent ten years ago. This represents
substantial deterioration. The 19 percent that are now rated excellent
or good is only slightly greater than the 15 percent so rated in
our prior review.
Elevators: the elevators in 38 percent
of the projects are now rated poor or needing immediate attention;
none were in such condition in 1989. Although the elevators
in 52 percent the projects are now rated excellent or good,
compared to 30 percent a decade ago, the overall picture suggests
a dramatic deterioration in this essential asset.
Roofs: the roofs in 24 percent of the
projects are now rated poor or needing immediate attention, compared
to 15 percent in 1989. Even more dramatic is the slippage in the
percentage of roofs in excellent or good condition: from 75 percent
in 1989 to 14 percent currently. Such across-the-board deterioration
is alarming.
Windows: the change in the condition
of windows over the past decade runs counter to that of the other
building components. The windows in only 9 percent of the projects
are now rated poor or needing immediate attention as opposed to
30 percent in 1989. In addition, at the other end of the continuum,
the windows in 62 percent of the projects are now rated excellent
or good, up from 45 percent a decade ago. This improvement represents
a significant achievement for NYCHA.
As one considers the full range of comparative data, a clear pattern
emerges that reflects the triage strategy that NYCHA has had to
adopt in an era of declining resources. NYCHA has chosen to address
the worst conditions first. The consequent repair and replacement
raises the most stressed components to good or excellent condition.
However, of necessity, the components rated in only fair condition
are neglected and rapidly deteriorate. Thus, while NYCHA does all
that it can with available resources, the overall condition of the
building components in the State and City program continues to worsen.
NYCHA estimates that it will take $1 billion in capital resources
to raise the 21 projects currently in its State and City programs
to a state of "good repair."(6) These are
the so-called "hard costs," the costs of bricks and mortar,
and exclude such "soft costs" as management, administration
and planning. Using NYCHA's current Needs Assessment, we constructed
a database for the 15 projects with 12,172 units in the State program
and the six projects with 7,980 units in the City program (see Appendix
D). We then calculated the total hard cost need and the per-unit
hard cost need for each project.
Our analysis revealed an average per-unit need of about $51,000
for each of the 20,152 apartments in the two programs ($50,475 for
the State projects and $51,416 for the City projects). Each is greater
than the $43,692 per-unit average that we had previously determined
for the Federal projects.
The existence of unfunded capital needs of this magnitude is linked
to NYCHA's inability to maintain reserves for replacement and repair.(7) When the State projects were built, the expectation
was that the reserve would be funded from rental revenues. However,
in the mid-1970s rental revenues became insufficient to even cover
operating costs, so no further contributions to the reserve were
made.(8) DHCR
officials assert that the City is responsible for the contributions
needed to maintain the replacement reserve at proper levels. City
officials contend that because the original funding system is flawed,
it has had to fund operating expenses not covered by rents, a situation
not foreseen when the funding arrangement was established.
In the absence of a funded modernization reserve, the State and
City provide NYCHA with funding to make capital improvements in
the State program. In FY 1999, the State provided NYCHA with about
$6 million(9)
and the City provided about $9 million. However, these resources
address only 2 percent of the need in the State program each year
and the $15 million NYCHA receives from the City addresses only
4 percent of the capital needs in the City program. Moreover, the
need will continue to grow as aging, wear and tear, and deferred
maintenance continue to take their toll, as evidenced by the five-fold
increase in the capital needs over the last ten years.
In this context, one cannot overstate the importance of a one-time
infusion of $230 million in Federal capital funds that will be used
to modernize the State and City projects. Under a 1997 agreement
between NYCHA and the Federal government, NYCHA was allowed to retain
$230 million in unspent Federal development funds it otherwise would
have been obliged to return. These funds are earmarked for the capital
needs of the City and State projects, including five projects which
were transferred in 1997 to the Federal program. According to NYCHA
officials, $202 million of the $230 million has been targeted
to "bricks and mortar" -- the so-called hard costs --
and, as of the end of 1998, $154 million remained unspent. Although
these resources are sufficient to address only a small portion of
the capital need -- 15 percent of the $51,000 average per-unit
need -- it will allow these projects to essentially catch up to
the better funded projects in the Federal program, where the average
per-unit need is $44,000.
Under current funding mechanisms, there is effectively a three-tiered
system for funding modernization needs in NYCHA projects. As shown
in Table 3, the Federal projects received a total of $388 million
in FY 1999 for modernization, an average of $2,409 per unit, and
the vast majority was provided by the Federal government itself.
The State projects received about half that amount on a per unit
basis -- $1,257 -- and more than half was funded by the City itself.
The disparity with the Federal projects would have been greater
had not three State projects, containing 1,739 apartments, been
recently transferred to the Federal program. The City projects were
funded exclusively by the City and the amount available to renovate
units in the City program --$1,905 -- was significantly higher than
the State projects, but still considerably less than the Federal
projects.
Table 3
Sources of Modernization Resources
|
FY 1999
Funding (millions) |
Number
of Units |
Resources
Per Unit |
| Federal Projects |
|
|
|
| Federal Grant |
$371.0 |
|
|
| New York City Council |
16.9 |
|
|
| N.Y.C. Borough Presidents |
0.5 |
|
|
| Total . |
$388.4 |
161,202 |
$2,409
|
|
|
|
|
| State Projects |
|
|
|
| New York City Council |
8.8 |
|
|
| New York State |
6.4 |
|
|
| N.Y.C. Borough Presidents |
0.1 |
|
|
| Reserve |
- - - |
|
|
| Total |
$ 15.3 |
12,172 |
$1,257
|
|
|
|
|
| City Projects |
|
|
|
| New York City |
10.3 |
|
|
| Community Development Grants |
2.8 |
|
|
| New York City Council |
1.9 |
|
|
| N.Y.C. Borough Presidents |
0.2 |
|
|
| Reserve |
- - - |
|
|
| Total |
$ 15.2 |
7,980 |
$1,905 |
Data Source: New York City Housing Authority
Besides capital grants, the State pays the debt service on the
bonds that were issued to construct the State projects and, until
recently, provided an operating subsidy that helped pay for normal
maintenance and repairs. In 1998, the State eliminated its operating
budget subsidy to most housing authorities in the State. Thus far,
NYCHA has been unsuccessful in its efforts compel the State to restore
the subsidy through litigation, but it is still pursuing the matter
in the Court of Claims(10) and is appealing an earlier court decision.(11) DHCR officials believe NYCHA's claims are without
merit. The City, which bears ultimate responsibility for any operating
budget shortfalls in the State program, did not increase its own
contribution to replace the loss. Instead, NYCHA tapped reserve
funds from other Federal housing programs it administers to cover
this reduction. These Federal funds could have been used to provide
additional low-income housing.
Condition of the State and City Projects
Amsterdam Addition (Manhattan, 175 units,
New York State): the condition of bathrooms (fair) and
kitchens (poor) has worsened since 1989 when both were rated good;
the condition of elevators (poor) and roofs (fair) has also worsened
since 1989 when both were rated good; windows (good) are unchanged
since 1989; the heating system (fair) was not reviewed by us in
1989.
Baychester (Bronx, 441 units, New York State): the
condition of bathrooms (fair) and kitchens (poor) has worsened since
1989 when both were rated good; the condition of elevators (poor)
and the heating system (poor) has also worsened since 1989 when
both were rated good; roofs (fair) were excellent in 1989; windows
(good), on the other hand, have improved from an earlier rating
of fair.
Bushwick (Brooklyn, 1,221 units, New York State): the
condition of bathrooms (poor), kitchens (poor) and roofs (poor)
has worsened since 1989 when all were rated good; the condition
of the heating system (poor) has also worsened since 1989 when it
was rated fair; windows (good) were excellent in 1989; elevators
(good), on the other hand, have improved from an earlier rating
of fair.
Castle Hill (Bronx, 2,025 units, New York State): the
condition of bathrooms (poor), kitchens (poor) and the heating system
(poor) has worsened since 1989 when all were rated fair; the condition
of the elevators (immediate attention) has worsened dramatically
since 1989 when it was rated good; roofs (fair), on the other hand,
were poor in 1989; and windows(excellent), have improved dramatically
over an earlier rating of needing immediate attention.
Chelsea (Manhattan, 426 units, New York State): the
condition of bathrooms (poor) and kitchens (poor) has worsened since
1989 when both were rated fair; the condition of the roofs (fair)
has declined since 1989 when it was rated good; windows (immediate
attention) have declined from poor in 1989, while the heating system
(fair) has remained unchanged; on the other hand, elevators (good)
have improved from an earlier rating of fair.
Drew Hamilton (Manhattan, 1,207 units, New York State):
the condition of kitchens (immediate attention) and heating
systems (poor) has worsened since 1989 when they were both rated
fair; roofs (fair) and bathrooms (fair) have remained unchanged;
on the other hand, elevators (good) have improved from an earlier
rating of fair; windows (fair) have also improved from 1989 when
they were rated poor.
344 E. 28th Street (Manhattan, 225 units, New
York State): the condition of roofs (fair) has worsened
since 1989 when they were rated good; on the other hand, kitchens
(excellent) and elevators (good) have improved from earlier ratings
of fair; bathrooms (fair) and windows (fair) have remained unchanged
; the heating system (fair) was not reviewed by us in 1989.
Independence (Brooklyn, 744 units, New York State): the
condition of bathrooms (poor), the heating system (poor), and elevators
(immediate attention) has worsened since 1989 when all were rated
fair; the condition of the windows (immediate attention) has worsened
since 1989 when they were rated poor and the condition of roofs
(immediate attention) has declined dramatically from an earlier
rating of good; the condition of kitchens (fair) has remained unchanged.
Manhattanville (Manhattan, 1,272 units, New York State):
the condition of roofs (fair) has worsened since 1989 when
it was rated excellent; on the other hand, bathrooms (fair) improved
since 1989 when they were rated poor, and elevators (good) improved
from fair; the condition of kitchens (poor), windows (fair), and
the heating system (fair) has remained unchanged.
Marlboro (Brooklyn, 1,765 units, New York State): the
condition of the heating system (fair) has worsened since 1989 when
it was rated excellent; kitchens (poor) declined from a previous
rating of fair, while roofs (fair) declined from a rating of good;
the condition of windows (good), bathrooms (fair), and elevators
(fair) has remained unchanged.
Murphy (Bronx, 281 units, New York State): the
condition of windows (good) has worsened since 1989 when it was
rated excellent; on the other hand, elevators (good) have improved
from a previous rating of fair; the condition of kitchens (fair),
bathrooms (fair), roofs (good), and the heating system (fair) has
remained unchanged.
Rutgers (Manhattan, 721 units, New York State): the
condition of bathrooms (poor) has worsened since 1989 when it was
rated fair, while roofs (fair) declined from an earlier rating of
good; on the other hand, elevators (excellent), kitchens (excellent),
and windows (good) have all improved from previous ratings of fair;
the heating system (fair) was not reviewed by us in 1989.
Stapleton (Staten Island, 693 units, New York State): the
condition of windows (good) has worsened since 1989 when it was
rated excellent, while kitchens (immediate attention) have declined
from a previous rating of poor; on the other hand, there has been
significant improvement in roofs (good) which have risen from a
previous rating of needing immediate attention, in bathrooms (excellent)
which had formerly been rated poor, and in the heating system (good)
which had been rated poor in 1989; the condition of elevators (good)
has remained unchanged.
Williams Plaza (Brooklyn, 577 units, New York State):
the condition of the roofs (immediate attention) has worsened dramatically
since 1989 when they were rated excellent; elevators (immediate
attention) declined from a previous rating of good while the heating
system (poor) also declined from fair; on the other hand windows
(excellent) improved from fair and kitchens and bathrooms have remained
unchanged.
Wise Towers (Manhattan, 399 units, New York State): the
condition of the elevators (immediate attention) has worsened since
1989 when it was rated fair; kitchens and bathrooms (poor) and roofs
(fair) have remained unchanged; on the other hand, windows (fair)
improved from poor; the heating system was not reviewed by us in
1989.
Bay View (Brooklyn, 1,610 units, New York City):
the condition of the roofs (poor) has worsened since 1989 when it
was rated good; windows (fair) also declined from a previous rating
of excellent; on the other hand, the heating system (good) and the
kitchens and bathrooms (good) have improved since 1989 when both
were rated poor; the elevators (good) improved from fair.
Boulevard (Brooklyn, 1,436 units, New York City): the
condition of the elevators (immediate attention) has worsened since
1989 when it was rated poor; roofs (fair) have declined from a rating
of good; windows (good) have also declined from a rating of excellent;
on the other hand, kitchens (excellent)have improved dramatically
from a previous rating of needing immediate attention, and the heating
system (excellent) also improved from a previous rating of fair.
Bathrooms (immediate attention) have remained unchanged.
Frederick Samuel (Manhattan, 659 units, New York City):
the current condition of the elevators is excellent while
the heating system, roofs, kitchens and bathrooms have deteriorated
to fair condition in only six years. No comparison with earlier
rankings is possible since this project was completed in 1993.
Linden (Brooklyn, 1,586 units, New York City): the
condition of the elevators (immediate attention) has worsened since
1989 when it was rated fair; roofs (poor) have also declined from
a previous rating of good; bathrooms (immediate attention) have
declined from a rating of poor; on the other hand, the heating system
(excellent) and kitchens (excellent) improved significantly over
the earlier rating of poor that both received.
Marble Hill (Bronx, 1,682 units, New York City):
the condition of the heating system (good) worsened since 1989 when
it was rated excellent; kitchens and bathrooms (poor), elevators
(fair) and windows (excellent) have remained the same; on the other
hand, roofs (good) have improved from a previous rating of needing
immediate attention.
St. Mary's Park (Bronx, 1,007 units, New York City):
the condition of kitchens (immediate attention) has worsened since
1989 when it was rated poor; roofs (fair) also declined from a previous
rating of good; on the other hand, bathrooms (good) improved from
poor and the heating system (excellent) improved from fair; the
condition of the elevators (fair) and windows (good) have remained
unchanged.
ASSESSMENT OF MAJOR BUILDING COMPONENTS
1=Excellent, 2=Good, 3=Fair, 4=Poor, 5=Immediate
Attention Required
| Project (Borough) |
Units
|
Heating
|
Plumbing
|
Bathrooms
|
Kitchens
|
Elevators
|
Brickface
|
Windows |
Roofs
|
Garbage
|
Grounds
|
| State Program |
| Amsterdam Add. (M) |
175 |
3 |
4 |
3 |
4 |
4 |
2 |
2 |
3 |
3 |
2 |
| Baychester (Bx) |
441 |
4 |
3 |
3 |
4 |
4 |
3 |
2 |
3 |
1 |
3 |
| Bushwick (Bk) |
1,221 |
4 |
4 |
4 |
4 |
2 |
3 |
2 |
4 |
4 |
3 |
| Castle Hill (Bx) |
2,025 |
4 |
4 |
4 |
4 |
5 |
2 |
1 |
3 |
3 |
4 |
| Chelsea (M) |
426 |
3 |
4 |
4 |
4 |
2 |
4 |
5 |
3 |
4 |
4 |
| Drew Hamilton (M) |
1,207 |
4 |
3 |
3 |
5 |
2 |
3 |
3 |
3 |
5 |
3 |
| 344 East 28th St. (M) |
225 |
3 |
3 |
3 |
1 |
2 |
3 |
3 |
3 |
3 |
4 |
| Independence (Bk) |
744 |
4 |
4 |
4 |
3 |
5 |
4 |
5 |
5 |
3 |
3 |
| Manhattanville (M) |
1,272 |
3 |
3 |
3 |
4 |
2 |
3 |
3 |
3 |
3 |
4 |
| Marlboro (Bk) |
1,765 |
3 |
2 |
3 |
4 |
3 |
3 |
2 |
3 |
4 |
3 |
| Murphy (Bx) |
281 |
3 |
3 |
3 |
3 |
2 |
2 |
2 |
2 |
2 |
4 |
| Rutgers (M) |
721 |
3 |
3 |
4 |
1 |
1 |
3 |
2 |
3 |
4 |
3 |
| Stapleton (SI) |
693 |
2 |
3 |
1 |
5 |
2 |
2 |
2 |
2 |
3 |
3 |
| Williams Plaza (Bk) |
577 |
4 |
2 |
3 |
3 |
5 |
4 |
1 |
5 |
3 |
3 |
| Wise Towers (M) |
399 |
3 |
4 |
4 |
4 |
5 |
3 |
3 |
3 |
3 |
3 |
|
|
|
|
|
|
|
|
|
|
|
|
| City Program |
|
|
|
|
|
|
|
|
|
|
|
| Bay View (Bk) |
1,610 |
2 |
3 |
2 |
1 |
2 |
2 |
3 |
4 |
4 |
4 |
| Boulevard (Bk) |
1,436 |
1 |
2 |
5 |
1 |
5 |
3 |
2 |
3 |
3 |
4 |
| Frederick Samuel |
659 |
3 |
3 |
3 |
3 |
1 |
3 |
3 |
3 |
3 |
3 |
| Linden (Bk) |
1,586 |
1 |
4 |
5 |
1 |
5 |
2 |
2 |
4 |
3 |
4 |
| Marble Hill (Bx) |
1,682 |
2 |
2 |
4 |
4 |
2 |
4 |
1 |
2 |
3 |
4 |
| St. Mary's Park (Bx) |
1,007 |
1 |
2 |
2 |
5 |
3 |
3 |
2 |
3 |
5 |
4 |
Source: New York City Housing Authority
Comparative Rankings: 1989 to 1999
1=Excellent, 2=Good, 3=Fair, 4=Poor, 5=Immediate
Attention Required, NA=Not Applicable
| Projects |
Boro |
Units |
Heating
1999
|
Boilers
1989
|
Bathrooms
1999
|
Kitchens
1999
|
Kitchens & Baths 1989
|
Elevators
1999
|
Elevators
1989
|
Windows
1999
|
Windows
1989
|
Roofs
1999
|
Roofs
1989
|
|
| State Program |
| Amsterdam Add. |
M |
175 |
3 |
NA |
3 |
4 |
2 |
4 |
2 |
2 |
2 |
3 |
2 |
|
| Baychester |
Bx |
441 |
4 |
2 |
3 |
4 |
2 |
4 |
2 |
2 |
3 |
3 |
1 |
|
| Bushwick |
Bk |
1,221 |
4 |
3 |
4 |
4 |
2 |
2 |
3 |
2 |
1 |
4 |
2 |
|
| Castle Hill |
Bx |
2,025 |
4 |
3 |
4 |
4 |
3 |
5 |
2 |
1 |
5 |
3 |
4 |
|
| Chelsea |
M |
426 |
3 |
3 |
4 |
4 |
3 |
2 |
3 |
5 |
4 |
3 |
2 |
|
| Drew-Hamilton |
M |
1,207 |
4 |
3 |
3 |
5 |
3 |
2 |
3 |
3 |
4 |
3 |
3 |
|
| 344 E. 28th St. |
M |
225 |
3 |
NA |
3 |
1 |
3 |
2 |
3 |
3 |
3 |
3 |
2 |
|
| Independence |
Bk |
744 |
4 |
3 |
4 |
3 |
3 |
5 |
3 |
5 |
4 |
5 |
2 |
|
| Manhattanville |
M |
1,272 |
3 |
3 |
3 |
4 |
4 |
2 |
3 |
3 |
3 |
3 |
1 |
|
| Marlboro |
Bk |
1,765 |
3 |
1 |
4 |
4 |
3 |
3 |
3 |
2 |
2 |
3 |
2 |
|
| Murphy |
Bx |
281 |
3 |
3 |
3 |
3 |
3 |
2 |
3 |
2 |
1 |
2 |
2 |
|
| Rutgers |
M |
721 |
3 |
NA |
1 |
1 |
3 |
1 |
3 |
2 |
3 |
3 |
2 |
|
| Stapleton |
SI |
693 |
2 |
4 |
1 |
5 |
4 |
2 |
2 |
2 |
1 |
2 |
5 |
|
| Williams Plaza |
Bk |
577 |
4 |
3 |
3 |
3 |
3 |
5 |
2 |
1 |
3 |
5 |
1 |
|
| Wise Towers |
M |
399 |
3 |
NA |
4 |
4 |
4 |
5 |
3 |
3 |
4 |
3 |
3 |
|
| City Program |
| Bay View |
Bk |
1,610 |
2 |
4 |
2 |
1 |
4 |
2 |
3 |
3 |
1 |
4 |
2 |
|
| Boulevard |
Bk |
1,436 |
1 |
3 |
5 |
1 |
5 |
5 |
3 |
2 |
1 |
3 |
2 |
|
| Frederick Samuel |
M |
659 |
3 |
* |
3 |
3 |
* |
1 |
* |
3 |
* |
3 |
* |
|
| Linden |
Bk |
1,586 |
1 |
4 |
5 |
1 |
4 |
5 |
3 |
2 |
4 |
4 |
2 |
|
| Marble Hill |
Bx |
1,682 |
2 |
1 |
4 |
4 |
4 |
2 |
2 |
1 |
1 |
2 |
5 |
|
| St. Mary's Park |
Bx |
1,007 |
1 |
3 |
2 |
4 |
4 |
3 |
3 |
2 |
2 |
3 |
2 |
|
Data Source: New York City Housing Authority
* Completed in 1993
Capital Investment Needed to Bring Projects
to a State of Good Repair
| Project |
Number of Units
|
Year Built |
Unfunded Need
|
Unit Need
|
|
State Program
|
|
Amsterdam Addition
|
175
|
1948
|
$ 8,018,452
|
$45,820
|
| Baychester |
441 |
1963 |
26,877,271 |
60,946 |
| Bushwick |
1,221 |
1960 |
59,303,959 |
48,570 |
| Castle Hill |
2,025 |
1960 |
89,413,100 |
44,155 |
| Chelsea |
426 |
1964 |
23,133,162 |
54,303 |
| Drew - Hamilton |
1,207 |
1965 |
62,551,178 |
51,824 |
| 344 E. 28th St. |
225 |
1971 |
15,565,677 |
69,181 |
| Independence |
744 |
1965 |
43,070,477 |
57,890 |
| Manhattanville |
1,272 |
1961 |
75,629,034 |
59,457 |
| Marlboro |
1,765 |
1958 |
86,298,197 |
48,894 |
| Murphy |
281 |
1964 |
9,473,662 |
33,714 |
| Rutgers |
721 |
1965 |
40,015,594 |
55,500 |
| Stapleton |
693 |
1962 |
22,758,600 |
32,841 |
| Williams Plaza |
577 |
1964 |
28,959,971 |
50,191 |
| Wise Towers |
399 |
1965 |
23,307,925 |
58,416 |
| subtotal |
12,172 |
|
$ 614,376,259
|
$50,475 |
|
|
|
|
|
| City Program |
| Bay View |
1,610 |
1956 |
$ 82,341,178 |
$51,144 |
| Boulevard |
1,436 |
1951 |
67,976,144 |
47,337 |
| Frederick Samuel |
659 |
1993 |
16,543,411 |
25,104 |
| Linden |
1,586 |
1958 |
83,792,985 |
52,833 |
| Marble Hill |
1,682 |
1952 |
105,878,928 |
62,948 |
| St. Mary's Park |
1,007 |
1959 |
53,770,065 |
53,396 |
| subtotal |
7,980 |
|
$ 410,302,711 |
$51,416 |
|
|
|
|
|
| Total |
20,152
|
|
$1,024,678,970 |
$50,848 |
Data Source: New York City Housing Authority.
1. New York City Housing Authority. Return
2. Public Housing at the Crossroads: Bricks,
Mortar, and Public Policy at the New York City Housing Authority
(Report 8-99 issued February 11, 1999). Return
3. The State continues to fund the cost of debt
service on the underlying mortgages for the State projects. Return
4. Report 27-89, Public Housing at Risk:
Modernization Needs in New York City Housing Projects, issued
April 13, 1989. Return
5. Report 8-99, Public Housing at the Crossroads:
Bricks, Mortar, and Public Policy at the New York City Housing Authority,
issued February 11, 1999. Return
6. NYCHA estimates that it would cost $614 million
to bring the State projects up to a state of good repair and another
$410 million for the City projects. Return
7. Section 1628-1.1 of the Codes, Rules and
Regulations of the State of New York. Return
8. On December 31, 1998 the balance in the State
program's modernization reserve was zero. The City program is not
required to and does not maintain a discrete reserve for replacement
needs. However, the City may fund replacement needs from its designated
operating reserve. There are currently no funds in this reserve.
Return
9. DHCR allocates to NYCHA approximately one-half
of the statewide modernization grant appropriated annually by the
State which, for the past several years, has totaled about $12 million.
According to DHCR, NYCHA's share is based on the number of its units
and its estimated capital need. Return
10. Claim No. 98802. Return
11. New York City Housing Authority v. Pataki,
NYLJ February 9, 1999, Sup. Ct. N.Y. Co. Return
|